CAT Insider Transactions

Transaction Date
(SEC Report)
Reporting Name Relationship Shrs. Owned Type Acq./Disp. Shrs. Transacted Price() Amount()
2024-04-01 Owens Derek officer: CLO & General Counsel 4,108 F-InKind D 72 365.29 26,301.00
2024-03-28 SCHWAB SUSAN C director 18,630 A-Award A 103 0.00 0.00
2024-03-28 MacLennan David director 45 A-Award A 45 0.00 0.00
2024-03-28 CALHOUN DAVID L director 21,559 A-Award A 103 0.00 0.00
2024-03-14 Creed Joseph E officer: Chief Operating Officer 8,917 A-Award A 622 0.00 0.00
2024-03-14 Kaiser Jason officer: Group President 4,388 A-Award A 352 0.00 0.00
2024-03-14 Johnson Denise C officer: Group President 28,564 A-Award A 658 0.00 0.00
2024-03-08 Johnson Denise C officer: Group President 28,023 A-Award A 313 0.00 0.00
2024-03-08 Creed Joseph E officer: Chief Operating Officer 8,329 A-Award A 267 0.00 0.00
2024-03-08 Kaiser Jason officer: Group President 4,053 A-Award A 117 0.00 0.00
2024-03-07 BONFIELD ANDREW R J officer: Chief Financial Officer 75,755 M-Exempt A 14,186 196.70 2,790,386.00
2024-03-07 BONFIELD ANDREW R J officer: Chief Financial Officer 73,707 M-Exempt A 15,393 219.76 3,382,766.00
2024-03-07 BONFIELD ANDREW R J officer: Chief Financial Officer 65,142 F-InKind D 10,613 340.39 3,612,559.00
2024-03-07 BONFIELD ANDREW R J officer: Chief Financial Officer 61,569 F-InKind D 12,138 340.39 4,131,654.00
2024-03-07 BONFIELD ANDREW R J officer: Chief Financial Officer 14,186 M-Exempt D 14,186 196.70 2,790,386.00
2024-03-07 BONFIELD ANDREW R J officer: Chief Financial Officer 0 M-Exempt D 15,393 219.76 3,382,766.00
2024-03-04 BONFIELD ANDREW R J officer: Chief Financial Officer 58,314 A-Award A 3,543 0.00 0.00
2024-03-04 BONFIELD ANDREW R J officer: Chief Financial Officer 11,509 A-Award A 11,509 338.65 3,897,523.00
2024-03-04 Fassino Anthony D. officer: Group President 33,120 A-Award A 2,731 0.00 0.00
2024-03-04 Fassino Anthony D. officer: Group President 8,871 A-Award A 8,871 338.65 3,004,164.00
2024-03-04 Creed Joseph E officer: Chief Operating Officer 16,783 A-Award A 16,783 338.65 5,683,563.00
2024-03-04 Creed Joseph E officer: Chief Operating Officer 12,937 A-Award A 5,168 0.00 0.00
2024-03-04 Umpleby III Donald J director, officer: Chief Executive Officer 441,355 A-Award A 12,181 0.00 0.00
2024-03-04 Umpleby III Donald J director, officer: Chief Executive Officer 39,561 A-Award A 39,561 338.65 13,397,333.00
2024-03-04 Kaiser Jason officer: Group President 8,871 A-Award A 8,871 338.65 3,004,164.00
2024-03-04 Kaiser Jason officer: Group President 6,244 A-Award A 2,731 0.00 0.00
2024-03-04 Johnson Denise C officer: Group President 35,525 A-Award A 2,731 0.00 0.00
2024-03-04 Johnson Denise C officer: Group President 8,871 A-Award A 8,871 338.65 3,004,164.00
2024-03-04 Johnson Cheryl H officer: Chief Human Resources Officer 21,452 A-Award A 1,846 0.00 0.00
2024-03-04 Johnson Cheryl H officer: Chief Human Resources Officer 5,994 A-Award A 5,994 338.65 2,029,868.00
2024-03-04 De Lange Bob officer: Group President 70,771 A-Award A 2,731 0.00 0.00
2024-03-04 De Lange Bob officer: Group President 8,871 A-Award A 8,871 338.65 3,004,164.00
2024-03-04 Schaupp William E officer: Chief Accounting Officer 1,684 A-Award A 229 0.00 0.00
2024-03-04 Schaupp William E officer: Chief Accounting Officer 743 A-Award A 743 338.65 251,617.00
2024-03-04 Owens Derek officer: CLO & General Counsel 8,152 A-Award A 8,152 338.65 2,760,675.00
2024-03-04 Owens Derek officer: CLO & General Counsel 4,179 A-Award A 2,510 0.00 0.00
2024-03-01 Owens Derek officer: CLO & General Counsel 1,669 F-InKind D 53 335.69 17,792.00
2024-02-28 Fassino Anthony D. officer: Group President 31,355 M-Exempt A 7,881 138.35 1,090,336.00
2024-02-28 Fassino Anthony D. officer: Group President 28,049 F-InKind D 3,306 329.73 1,090,087.00
2024-02-28 Fassino Anthony D. officer: Group President 23,474 S-Sale D 4,575 329.80 1,508,835.00
2024-02-28 Fassino Anthony D. officer: Group President 0 M-Exempt A 7,881 138.35 1,090,336.00
2024-02-26 Umpleby III Donald J director, officer: Chief Executive Officer 36,040 G-Gift A 8,081 0.00 0.00
2024-02-26 Umpleby III Donald J director, officer: Chief Executive Officer 0 G-Gift D 8,081 0.00 0.00
2024-02-23 MacLennan David director 5,238 P-Purchase A 350 323.37 113,180.00
2024-02-22 Fassino Anthony D. officer: Group President 38,269 M-Exempt A 7,880 138.35 1,090,198.00
2024-02-22 Fassino Anthony D. officer: Group President 34,883 F-InKind D 3,386 321.95 1,090,123.00
2024-02-22 Fassino Anthony D. officer: Group President 30,389 S-Sale D 4,494 321.96 1,446,888.00
2024-02-22 Fassino Anthony D. officer: Group President 7,881 M-Exempt D 7,880 138.35 1,090,198.00
2024-02-15 Fassino Anthony D. officer: Group President 44,434 M-Exempt A 14,073 151.12 2,126,712.00
2024-02-15 Fassino Anthony D. officer: Group President 37,830 F-InKind D 6,604 322.00 2,126,488.00
2024-02-15 Fassino Anthony D. officer: Group President 30,361 S-Sale D 7,469 322.00 2,405,018.00
2024-02-15 Fassino Anthony D. officer: Group President 0 M-Exempt D 14,073 151.12 2,126,712.00
2024-02-13 Creed Joseph E officer: Chief Operating Officer 12,039 A-Award A 12,039 0.00 0.00
2024-02-13 Creed Joseph E officer: Chief Operating Officer 7,769 F-InKind D 4,270 313.40 1,338,218.00
2024-02-13 Umpleby III Donald J director, officer: Chief Executive Officer 438,378 A-Award A 42,136 0.00 0.00
2024-02-13 Umpleby III Donald J director, officer: Chief Executive Officer 421,543 F-InKind D 16,835 313.40 5,276,089.00
2024-02-13 Fassino Anthony D. officer: Group President 35,191 A-Award A 12,039 0.00 0.00
2024-02-13 Fassino Anthony D. officer: Group President 30,361 F-InKind D 4,830 313.40 1,513,722.00
2024-02-13 Kaiser Jason officer: Group President 4,118 A-Award A 2,408 0.00 0.00
2024-02-13 Kaiser Jason officer: Group President 3,513 F-InKind D 605 313.40 189,607.00
2024-02-13 Johnson Denise C officer: Group President 37,135 A-Award A 12,280 0.00 0.00
2024-02-13 Johnson Denise C officer: Group President 32,766 F-InKind D 4,369 313.40 1,369,245.00
2024-02-13 Johnson Cheryl H officer: Chief Human Resources Officer 20,737 A-Award A 4,213 0.00 0.00
2024-02-13 Johnson Cheryl H officer: Chief Human Resources Officer 19,540 F-InKind D 1,197 313.40 375,140.00
2024-02-13 De Lange Bob officer: Group President 73,131 A-Award A 12,039 0.00 0.00
2024-02-13 De Lange Bob officer: Group President 67,797 F-InKind D 5,334 313.40 1,671,676.00
2024-02-13 BONFIELD ANDREW R J officer: Chief Financial Officer 59,837 A-Award A 12,520 0.00 0.00
2024-02-13 BONFIELD ANDREW R J officer: Chief Financial Officer 54,771 F-InKind D 5,066 313.40 1,587,684.00
2024-02-07 De Lange Bob officer: Group President 91,092 M-Exempt A 30,000 95.66 2,869,800.00
2024-02-07 De Lange Bob officer: Group President 82,286 F-InKind D 8,806 325.87 2,869,611.00
2024-02-07 De Lange Bob officer: Group President 61,092 S-Sale D 21,194 325.52 6,899,071.00
2024-02-07 De Lange Bob officer: Group President 29,834 M-Exempt D 30,000 95.66 2,869,800.00
2024-02-02 BONFIELD ANDREW R J officer: Chief Financial Officer 57,317 S-Sale D 10,000 310.10 3,101,000.00
2024-02-05 BONFIELD ANDREW R J officer: Chief Financial Officer 50,121 S-Sale D 7,196 332.69 2,394,037.00
2024-02-05 BONFIELD ANDREW R J officer: Chief Financial Officer 47,317 S-Sale D 2,804 333.13 934,097.00
2024-01-25 BONFIELD ANDREW R J officer: Chief Financial Officer 67,317 S-Sale D 10,000 300.04 3,000,400.00
2024-01-12 Fassino Anthony D. officer: Group President 23,152 A-Award A 6,887 0.00 0.00
2024-01-12 Johnson Denise C officer: Group President 24,855 A-Award A 6,887 0.00 0.00
2024-01-12 De Lange Bob officer: Group President 61,092 A-Award A 6,887 0.00 0.00
2024-01-01 Kaiser Jason officer: Group President 1,710 D 0 0.00 0.00
2024-01-01 Kaiser Jason officer: Group President 360 I 0 0.00 0.00
2024-01-01 Kaiser Jason officer: Group President 0 D 7,917 253.98 2,010,760.00
2024-01-01 Kaiser Jason officer: Group President 0 D 8,881 219.76 1,951,689.00
2024-01-01 Kaiser Jason officer: Group President 0 D 12,091 196.70 2,378,300.00
2024-01-01 Kaiser Jason officer: Group President 0 D 3,914 0.00 0.00
2024-01-01 Owens Derek officer: CLO & General Counsel 760 D 0 0.00 0.00
2024-01-01 Owens Derek officer: CLO & General Counsel 0 D 2,321 196.70 456,541.00
2024-01-01 Owens Derek officer: CLO & General Counsel 0 D 1,649 253.98 418,813.00
2023-12-29 CALHOUN DAVID L director 21,369 A-Award A 127 0.00 0.00
2023-12-29 SCHWAB SUSAN C director 18,452 A-Award A 127 0.00 0.00
2023-12-26 Johnson Denise C officer: Group President 27,070 A-Award A 31 0.00 0.00
2023-12-26 Creed Joseph E officer: Chief Operating Officer 7,877 A-Award A 38 0.00 0.00
2023-12-26 Creed Joseph E officer: Chief Operating Officer 7,839 A-Award A 45 0.00 0.00
2023-12-18 Umpleby III Donald J director, officer: Chairman and CEO 487,522 M-Exempt A 163,615 138.35 22,636,135.00
2023-12-18 Umpleby III Donald J director, officer: Chairman and CEO 457,374 M-Exempt A 182,944 151.12 27,646,497.00
2023-12-18 Umpleby III Donald J director, officer: Chairman and CEO 447,857 M-Exempt A 75,701 127.60 9,659,448.00
2023-12-18 Umpleby III Donald J director, officer: Chairman and CEO 396,242 F-InKind D 51,615 286.72 14,799,053.00
2023-12-18 Umpleby III Donald J director, officer: Chairman and CEO 372,156 F-InKind D 115,366 286.72 33,077,740.00
2023-12-18 Umpleby III Donald J director, officer: Chairman and CEO 323,907 F-InKind D 133,467 286.72 38,267,658.00
2023-12-18 Umpleby III Donald J director, officer: Chairman and CEO 0 M-Exempt A 182,944 151.12 27,646,497.00

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