ARDS Insider Transactions
| Transaction Date (SEC Report) |
Reporting Name | Relationship | Shrs. Owned | Type | Acq./Disp. | Shrs. Transacted | Price() | Amount() |
|---|---|---|---|---|---|---|---|---|
| 2023-09-18 | HAMILTON JOHN F | director | 91,540 | A-Award | A | 15,000 | 0.08 | 1,200.00 |
| 2023-09-18 | Windham-Bannister Susan Richards | director | 73,500 | A-Award | A | 15,000 | 0.08 | 1,200.00 |
| 2023-09-18 | Patzer Eric | director, officer: Executive Chairman | 161,862 | A-Award | A | 15,000 | 0.08 | 1,200.00 |
| 2023-09-18 | Truong Vu | director, officer: CEO and Director | 817,750 | A-Award | A | 30,000 | 0.08 | 2,400.00 |
| 2023-09-18 | Jafri Hasan | officer: Chief Medical Officer | 175,000 | A-Award | A | 20,000 | 0.08 | 1,600.00 |
| 2023-06-05 | Patzer Eric | director, officer: Executive Chairman | 714,132 | M-Exempt | A | 12,000 | 0.00 | 0.00 |
| 2023-05-04 | Patzer Eric | director, officer: Executive Chairman | 146,862 | A-Award | A | 30,000 | 0.16 | 4,800.00 |
| 2023-06-05 | Patzer Eric | director, officer: Executive Chairman | 12,000 | M-Exempt | D | 12,000 | 0.00 | 0.00 |
| 2023-05-04 | HAMILTON JOHN F | director | 76,540 | A-Award | A | 15,000 | 0.16 | 2,400.00 |
| 2023-06-05 | HAMILTON JOHN F | director | 5,000 | M-Exempt | D | 5,000 | 0.00 | 0.00 |
| 2023-06-05 | HAMILTON JOHN F | director | 5,000 | M-Exempt | A | 5,000 | 0.00 | 0.00 |
| 2023-05-04 | Truong Vu | director, officer: CEO and Director | 787,750 | A-Award | A | 100,000 | 0.16 | 16,000.00 |
| 2023-06-05 | Truong Vu | director, officer: CEO and Director | 752,353 | M-Exempt | A | 15,000 | 0.00 | 0.00 |
| 2023-06-05 | Truong Vu | director, officer: CEO and Director | 15,000 | M-Exempt | D | 15,000 | 0.00 | 0.00 |
| 2023-05-04 | Windham-Bannister Susan Richards | director | 58,500 | A-Award | A | 15,000 | 0.16 | 2,400.00 |
| 2023-06-05 | Windham-Bannister Susan Richards | director | 5,000 | M-Exempt | D | 5,000 | 0.00 | 0.00 |
| 2023-06-05 | Windham-Bannister Susan Richards | director | 5,000 | M-Exempt | A | 5,000 | 0.00 | 0.00 |
| 2023-05-04 | Jafri Hasan | officer: Chief Medical Officer | 155,000 | A-Award | A | 25,000 | 0.16 | 4,000.00 |
| 2023-06-05 | Jafri Hasan | officer: Chief Medical Officer | 15,100 | M-Exempt | A | 10,000 | 0.00 | 0.00 |
| 2023-06-05 | Jafri Hasan | officer: Chief Medical Officer | 10,000 | M-Exempt | D | 10,000 | 0.00 | 0.00 |
| 2023-05-04 | KURLAND FRED | officer: CFO | 84,575 | A-Award | A | 10,000 | 0.16 | 1,600.00 |
| 2023-06-05 | KURLAND FRED | officer: CFO | 4,000 | M-Exempt | A | 4,000 | 0.00 | 0.00 |
| 2023-06-05 | KURLAND FRED | officer: CFO | 4,000 | M-Exempt | D | 4,000 | 0.00 | 0.00 |
| 2022-12-08 | Cystic Fibrosis Foundation | director | 5,168,732 | D | 0 | 0.00 | 0.00 | |
| 2022-12-05 | Truong Vu | officer: Chief Executive Officer | 30,000 | A-Award | A | 30,000 | 0.00 | 0.00 |
| 2022-12-05 | Patzer Eric | officer: Executive Chairman | 24,000 | A-Award | A | 24,000 | 0.00 | 0.00 |
| 2022-12-05 | RUFFOLO ROBERT R | director | 10,000 | A-Award | A | 10,000 | 0.00 | 0.00 |
| 2022-12-05 | Jafri Hasan | officer: Chief Medical Officer | 20,000 | A-Award | A | 20,000 | 0.00 | 0.00 |
| 2022-12-05 | Gibbs Craig S | director | 10,000 | A-Award | A | 10,000 | 0.00 | 0.00 |
| 2022-12-05 | KURLAND FRED | officer: Chief Financial Officer | 8,000 | A-Award | A | 8,000 | 0.00 | 0.00 |
| 2022-12-05 | HAMILTON JOHN F | director | 10,000 | A-Award | A | 10,000 | 0.00 | 0.00 |
| 2022-12-05 | Windham-Bannister Susan Richards | director | 10,000 | A-Award | A | 10,000 | 0.00 | 0.00 |
| 2022-06-07 | Truong Vu | officer: CEO and Director | 687,750 | A-Award | A | 88,360 | 0.00 | 0.00 |
| 2022-06-07 | Truong Vu | director, officer: CEO and Director | 687,750 | A-Award | A | 88,360 | 1.06 | 93,662.00 |
| 2021-10-04 | Windham-Bannister Susan Richards | director | 43,500 | A-Award | A | 8,500 | 3.60 | 30,600.00 |
| 2021-10-04 | RUFFOLO ROBERT R | director | 49,791 | A-Award | A | 7,000 | 3.60 | 25,200.00 |
| 2021-10-04 | KURLAND FRED | officer: CFO | 74,575 | A-Award | A | 20,000 | 3.60 | 72,000.00 |
| 2021-10-04 | Jafri Hasan | officer: Chief Medical Officer | 120,000 | A-Award | A | 30,000 | 3.60 | 108,000.00 |
| 2021-10-04 | HAMILTON JOHN F | director | 61,540 | A-Award | A | 9,400 | 3.60 | 33,840.00 |
| 2021-10-04 | Gibbs Craig S | director | 60,040 | A-Award | A | 7,900 | 3.60 | 28,440.00 |
| 2021-09-07 | Jafri Hasan | officer: Chief Medical Officer | 5,100 | P-Purchase | A | 100 | 3.97 | 397.00 |
| 2021-09-07 | Jafri Hasan | officer: Chief Medical Officer | 5,000 | P-Purchase | A | 1,991 | 4.15 | 8,263.00 |
| 2021-09-03 | Jafri Hasan | officer: Chief Medical Officer | 3,009 | P-Purchase | A | 3,009 | 4.15 | 12,487.00 |
| 2021-07-27 | HAMILTON JOHN F | director | 2,000 | P-Purchase | A | 2,000 | 4.87 | 9,740.00 |
| 2021-07-27 | Truong Vu | director, officer: CEO | 737,353 | P-Purchase | A | 5,000 | 5.11 | 25,550.00 |
| 2021-07-27 | Patzer Eric | director | 702,132 | P-Purchase | A | 5,175 | 4.84 | 25,047.00 |
| 2021-05-12 | Truong Vu | director, officer: CEO and Director | 599,390 | A-Award | A | 53,340 | 6.25 | 333,375.00 |
| 2021-04-01 | Jafri Hasan | officer: Chief Medical Officer | 90,000 | A-Award | A | 10,000 | 5.90 | 59,000.00 |
| 2021-02-18 | Nazak Michael Adrian | officer: Chief Financial Officer | 80,000 | M-Exempt | A | 20,000 | 7.84 | 156,800.00 |
| 2020-12-22 | Patzer Eric | director, 10 percent owner, officer: Chairman | 696,957 | G-Gift | D | 16,000 | 0.00 | 0.00 |
| 2020-06-25 | Jafri Hasan | officer: Chief Medical Officer | 80,000 | A-Award | A | 80,000 | 6.16 | 492,800.00 |
| 2020-06-25 | Jafri Hasan | officer: Chief Medical Officer | 80,000 | M-Exempt | A | 80,000 | 6.16 | 492,800.00 |
| 2020-06-15 | Jafri Hasan | officer | 0 | 0 | 0.00 | 0.00 | ||
| 2020-04-03 | Truong Vu | director, officer: CEO and Director | 546,050 | M-Exempt | A | 50,000 | 5.24 | 262,000.00 |
| 2020-01-02 | Nazak Michael Adrian | officer: Chief Financial Officer | 60,000 | M-Exempt | A | 20,000 | 4.45 | 89,000.00 |
| 2020-01-01 | Nazak Michael Adrian | officer: Chief Financial Officer | 0 | D | 40,000 | 8.50 | 340,000.00 | |
| 2018-03-01 | Gibbs Craig S | director | 0 | D | 7,791 | 2.89 | 22,516.00 | |
| 2018-08-13 | Gibbs Craig S | director | 0 | D | 9,349 | 17.97 | 168,002.00 | |
| 2019-02-20 | Truong Vu | director, officer: CEO, CSO and Director | 496,050 | A-Award | A | 200,000 | 8.20 | 1,640,000.00 |
| 2018-12-05 | KURLAND FRED | officer: Chief Financial Officer | 39,575 | A-Award | A | 17,000 | 8.50 | 144,500.00 |
| 2018-12-05 | Dummer Wolfgang | officer: Chief Medical Officer | 81,094 | A-Award | A | 25,000 | 8.50 | 212,500.00 |
| 2019-07-12 | Windham-Bannister Susan Richards | director | 35,000 | A-Award | A | 35,000 | 10.01 | 350,350.00 |
| 2018-08-13 | Truong Vu | director, 10 percent owner, officer: CEO, CSO, Director | 0 | D | 77,908 | 2.89 | 225,154.00 | |
| 2017-03-01 | Truong Vu | director, 10 percent owner, officer: CEO, CSO, Director | 0 | D | 77,908 | 13.16 | 1,025,269.00 | |
| 2018-08-13 | Truong Vu | director, 10 percent owner, officer: CEO, CSO, Director | 0 | D | 116,861 | 17.01 | 1,987,806.00 | |
| 2018-08-13 | RUFFOLO ROBERT R | director | 0 | D | 7,791 | 13.16 | 102,530.00 | |
| 2017-03-01 | Patzer Eric | director, 10 percent owner: | 0 | D | 77,908 | 13.16 | 1,025,269.00 | |
| 2017-12-06 | KURLAND FRED | officer: Chief Financial Officer | 0 | D | 5,455 | 2.89 | 15,765.00 | |
| 2018-08-13 | HAMILTON JOHN F | director | 0 | D | 9,349 | 17.97 | 168,002.00 | |
| 2019-08-13 | Gibbs Craig S | director | 52,140 | A-Award | A | 35,000 | 8.39 | 293,650.00 |
| 2019-08-13 | HAMILTON JOHN F | director | 52,140 | A-Award | A | 35,000 | 8.39 | 293,650.00 |
| 2019-08-13 | RUFFOLO ROBERT R | director | 42,791 | A-Award | A | 35,000 | 8.39 | 293,650.00 |
| 2019-06-05 | KURLAND FRED | officer: Chief Financial Officer | 54,575 | A-Award | A | 15,000 | 9.03 | 135,450.00 |
| 2019-07-12 | Windham-Bannister Susan Richards | director | 35,000 | A-Award | A | 35,000 | 10.01 | 350,350.00 |
| 2019-06-05 | Windham-Bannister Susan Richards | director: | 0 | 0 | 0.00 | 0.00 | ||
| 2019-02-20 | Truong Vu | director, officer: CEO and Director | 316,861 | A-Award | A | 200,000 | 8.46 | 1,692,000.00 |
| 2018-12-05 | KURLAND FRED | officer: Chief Financial Officer | 39,574 | A-Award | A | 17,000 | 8.50 | 144,500.00 |
| 2018-12-05 | KURLAND FRED | officer: Chief Financial Officer | 40,024 | A-Award | A | 17,000 | 8.50 | 144,500.00 |
| 2018-12-05 | Dummer Wolfgang | officer: Chief Medical Officer | 81,094 | A-Award | A | 25,000 | 8.50 | 212,500.00 |
| 2018-03-01 | Gibbs Craig S | director | 0 | D | 7,791 | 2.89 | 22,516.00 | |
| 2018-08-13 | Gibbs Craig S | director | 0 | D | 9,349 | 17.97 | 168,002.00 | |
| 2018-08-13 | Patzer Eric | director, 10 percent owner: | 709,606 | D | 0 | 0.00 | 0.00 | |
| 2017-03-01 | Patzer Eric | director, 10 percent owner: | 0 | D | 77,908 | 13.16 | 1,025,269.00 | |
| 2018-08-13 | Patzer Eric | director, 10 percent owner: | 0 | D | 38,954 | 9.63 | 375,127.00 | |
| 2017-12-06 | KURLAND FRED | officer: Chief Financial Officer | 0 | D | 5,454 | 2.89 | 15,762.00 | |
| 2018-08-13 | KURLAND FRED | officer: Chief Financial Officer | 0 | D | 3,985 | 17.20 | 68,542.00 | |
| 2021-12-12 | BLECH ISAAC | director | 0 | D | 234,860 | 14.50 | 3,405,470.00 | |
| 2018-08-13 | Truong Vu | director, 10 percent owner, officer: CEO, CSO, Director | 732,352 | D | 0 | 0.00 | 0.00 | |
| 2018-08-13 | Truong Vu | director, 10 percent owner, officer: CEO, CSO, Director | 0 | D | 77,908 | 2.89 | 225,154.00 | |
| 2018-08-13 | Truong Vu | director, 10 percent owner, officer: CEO, CSO, Director | 0 | D | 23,373 | 12.96 | 302,914.00 | |
| 2017-03-01 | Truong Vu | director, 10 percent owner, officer: CEO, CSO, Director | 0 | D | 23,373 | 13.16 | 307,589.00 | |
| 2018-08-13 | Truong Vu | director, 10 percent owner, officer: CEO, CSO, Director | 0 | D | 116,861 | 17.01 | 1,987,806.00 | |
| 2018-06-05 | HAMILTON JOHN F | director | 0 | D | 7,791 | 12.96 | 100,971.00 | |
| 2018-08-13 | HAMILTON JOHN F | director | 0 | D | 9,349 | 17.97 | 168,002.00 | |
| 2018-08-13 | Dummer Wolfgang | officer: Chief Medical Officer | 0 | D | 56,094 | 17.20 | 964,817.00 | |
| 2017-03-05 | Coughlin Robert K. | director | 0 | D | 7,791 | 2.89 | 22,516.00 | |
| 2018-08-13 | Coughlin Robert K. | director | 0 | D | 9,349 | 17.97 | 168,002.00 | |
| 2018-08-13 | RUFFOLO ROBERT R | director | 0 | D | 7,791 | 13.16 | 102,530.00 | |
| 2018-08-13 | Lu Shawn | director: | 0 | 0 | 0.00 | 0.00 |
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