CRIS Insider Transactions
| Transaction Date (SEC Report) |
Reporting Name | Relationship | Shrs. Owned | Type | Acq./Disp. | Shrs. Transacted | Price() | Amount() |
|---|---|---|---|---|---|---|---|---|
| 2023-05-01 | Zung Jonathan B. | officer: CDO | 500,000 | A-Award | A | 500,000 | 0.83 | 415,000.00 |
| 2023-05-01 | Zung Jonathan B. | officer | 0 | 0 | 0.00 | 0.00 | ||
| 2023-01-23 | KAITIN KENNETH I | director | 85,000 | A-Award | A | 85,000 | 0.00 | 0.00 |
| 2023-01-23 | Hohneker John | director | 85,000 | A-Award | A | 85,000 | 0.00 | 0.00 |
| 2023-01-23 | Rubin Marc | director | 85,000 | A-Award | A | 85,000 | 0.00 | 0.00 |
| 2023-01-23 | GREENACRE MARTYN D | director | 85,000 | A-Award | A | 85,000 | 0.00 | 0.00 |
| 2023-01-23 | Borgman Anne Elizabeth | director | 85,000 | A-Award | A | 85,000 | 0.00 | 0.00 |
| 2023-01-20 | Duvall Diantha | officer: CFO | 500,000 | A-Award | A | 500,000 | 0.00 | 0.00 |
| 2023-01-20 | Martell Robert | officer: Head of Research & Development | 350,000 | A-Award | A | 350,000 | 0.00 | 0.00 |
| 2023-01-20 | Dentzer James E | officer: President & CEO | 1,000,000 | A-Award | A | 1,000,000 | 0.00 | 0.00 |
| 2022-10-12 | Borgman Anne Elizabeth | director | 25,000 | A-Award | A | 25,000 | 0.00 | 0.00 |
| 2022-10-12 | Borgman Anne Elizabeth | director: | 0 | 0 | 0.00 | 0.00 | ||
| 2022-08-05 | Duvall Diantha | officer: CFO | 0 | D | 540,000 | 1.12 | 604,800.00 | |
| 2022-01-31 | Rubin Marc | director | 85,000 | A-Award | A | 85,000 | 3.19 | 271,150.00 |
| 2022-01-31 | Kunkel Lori Anne | director | 85,000 | A-Award | A | 85,000 | 3.19 | 271,150.00 |
| 2022-01-31 | KAITIN KENNETH I | director | 85,000 | A-Award | A | 85,000 | 3.19 | 271,150.00 |
| 2022-01-31 | Hohneker John | director | 85,000 | A-Award | A | 85,000 | 3.19 | 271,150.00 |
| 2022-01-31 | GREENACRE MARTYN D | director | 85,000 | A-Award | A | 85,000 | 3.19 | 271,150.00 |
| 2022-01-29 | Steinkrauss William | officer: Chief Financial Officer | 360,000 | A-Award | A | 360,000 | 3.09 | 1,112,400.00 |
| 2022-01-29 | Martell Robert | officer: Head of Research & Development | 252,000 | A-Award | A | 252,000 | 3.09 | 778,680.00 |
| 2022-01-29 | Dentzer James E | director, officer: President & CEO | 825,000 | A-Award | A | 825,000 | 3.09 | 2,549,250.00 |
| 2022-01-27 | Dentzer James E | director, officer: President & CEO | 67,971 | S-Sale | D | 2,406 | 3.18 | 7,651.00 |
| 2022-01-31 | Dentzer James E | director, officer: President & CEO | 64,877 | S-Sale | D | 3,094 | 3.07 | 9,499.00 |
| 2021-12-02 | Hohneker John | director | 25,000 | A-Award | A | 25,000 | 4.77 | 119,250.00 |
| 2021-12-02 | Hohneker John | director: | 0 | 0 | 0.00 | 0.00 | ||
| 2021-01-28 | GREENACRE MARTYN D | director | 33,000 | A-Award | A | 33,000 | 9.14 | 301,620.00 |
| 2021-01-28 | Martell Robert | officer: Head of Research & Development | 126,000 | A-Award | A | 126,000 | 9.14 | 1,151,640.00 |
| 2021-01-28 | Rubin Marc | director | 33,000 | A-Award | A | 33,000 | 9.14 | 301,620.00 |
| 2021-01-28 | Steinkrauss William | officer: Chief Financial Officer | 180,000 | A-Award | A | 180,000 | 9.14 | 1,645,200.00 |
| 2021-01-28 | Dentzer James E | director, officer: President & CEO | 330,000 | A-Award | A | 330,000 | 9.14 | 3,016,200.00 |
| 2021-01-28 | KAITIN KENNETH I | director | 33,000 | A-Award | A | 33,000 | 9.14 | 301,620.00 |
| 2021-01-28 | Kunkel Lori Anne | director | 33,000 | A-Award | A | 33,000 | 9.14 | 301,620.00 |
| 2021-01-25 | Dentzer James E | director, officer: President & CEO | 70,362 | S-Sale | D | 2,283 | 10.96 | 25,022.00 |
| 2021-01-26 | Dentzer James E | director, officer: President & CEO | 67,268 | S-Sale | D | 3,094 | 10.59 | 32,758.00 |
| 2020-03-02 | KAITIN KENNETH I | director | 180,000 | A-Award | A | 180,000 | 1.26 | 226,800.00 |
| 2020-03-02 | Kunkel Lori Anne | director | 180,000 | A-Award | A | 180,000 | 1.26 | 226,800.00 |
| 2020-03-02 | Rubin Marc | director | 180,000 | A-Award | A | 180,000 | 1.26 | 226,800.00 |
| 2020-03-02 | GREENACRE MARTYN D | director | 180,000 | A-Award | A | 180,000 | 1.26 | 226,800.00 |
| 2020-03-02 | Steinkrauss William | officer: Chief Financial Officer | 385,000 | A-Award | A | 385,000 | 1.26 | 485,100.00 |
| 2020-03-02 | Martell Robert | officer: Head of Research & Development | 385,000 | A-Award | A | 385,000 | 1.26 | 485,100.00 |
| 2020-03-02 | Dentzer James E | director, officer: President & CEO | 750,000 | A-Award | A | 750,000 | 1.26 | 945,000.00 |
| 2020-01-23 | Dentzer James E | director, officer: President & CEO | 45,252 | S-Sale | D | 3,658 | 1.69 | 6,182.00 |
| 2020-01-24 | Dentzer James E | director, officer: President & CEO | 42,158 | S-Sale | D | 3,094 | 1.64 | 5,076.00 |
| 2019-09-10 | Steinkrauss William | officer: Chief Financial Officer | 125,000 | A-Award | A | 125,000 | 1.96 | 245,000.00 |
| 2019-05-23 | Dentzer James E | director, officer: President & CEO | 1,115,871 | A-Award | A | 1,115,871 | 1.16 | 1,294,410.00 |
| 2019-05-23 | Martell Robert | officer: Head of Research & Development | 386,996 | A-Award | A | 386,996 | 1.16 | 448,915.00 |
| 2019-03-23 | Steinkrauss William | officer: VP, Finance & Treasurer | 9,767 | D | 0 | 0.00 | 0.00 | |
| 2019-03-23 | Steinkrauss William | officer: VP, Finance & Treasurer | 0 | D | 16,000 | 9.60 | 153,600.00 | |
| 2019-03-23 | Steinkrauss William | officer: VP, Finance & Treasurer | 0 | D | 11,220 | 12.05 | 135,201.00 | |
| 2019-03-23 | Steinkrauss William | officer: VP, Finance & Treasurer | 0 | D | 15,400 | 3.45 | 53,130.00 | |
| 2019-03-23 | Steinkrauss William | officer: VP, Finance & Treasurer | 0 | D | 115,000 | 1.16 | 133,400.00 | |
| 2019-01-23 | Dentzer James E | director, officer: President & CEO | 44,733 | S-Sale | D | 2,397 | 1.09 | 2,613.00 |
| 2019-01-24 | Dentzer James E | director, officer: President & CEO | 41,639 | S-Sale | D | 3,094 | 1.16 | 3,577.00 |
| 2019-01-23 | Martell Robert | officer: Head of Research & Development | 28,527 | F-InKind | D | 8,473 | 1.07 | 9,066.00 |
| 2019-01-23 | Martell Robert | officer: Head of Research & Development | 23,027 | S-Sale | D | 5,500 | 1.07 | 5,900.00 |
| 2019-01-23 | GREENACRE MARTYN D | director | 26,089 | S-Sale | D | 18,500 | 1.05 | 19,475.00 |
| 2019-01-23 | Rubin Marc | director | 28,819 | S-Sale | D | 18,500 | 1.05 | 19,477.00 |
| 2019-01-23 | Kunkel Lori Anne | director | 22,200 | S-Sale | D | 14,800 | 1.05 | 15,581.00 |
| 2019-01-23 | KAITIN KENNETH I | director | 28,121 | S-Sale | D | 14,800 | 1.05 | 15,587.00 |
| 2019-01-21 | GREENACRE MARTYN D | director | 180,000 | A-Award | A | 180,000 | 1.16 | 208,800.00 |
| 2019-01-21 | KAITIN KENNETH I | director | 180,000 | A-Award | A | 180,000 | 1.16 | 208,800.00 |
| 2019-01-21 | Rubin Marc | director | 180,000 | A-Award | A | 180,000 | 1.16 | 208,800.00 |
| 2019-01-21 | Kunkel Lori Anne | director | 180,000 | A-Award | A | 180,000 | 1.16 | 208,800.00 |
| 2018-09-26 | Dentzer James E | director, officer: President & CEO | 750,000 | A-Award | A | 750,000 | 1.62 | 1,215,000.00 |
| 2018-06-01 | Martell Robert | officer: Head of Research & Development | 303,000 | A-Award | A | 303,000 | 2.49 | 754,470.00 |
| 2018-05-15 | Tuck David | officer: Chief Medical Officer | 535,000 | A-Award | A | 535,000 | 0.69 | 369,150.00 |
| 2018-05-15 | Dentzer James E | officer: COO & CFO | 825,000 | A-Award | A | 825,000 | 0.69 | 569,250.00 |
| 2018-05-15 | Fattaey Ali Ph.D. | director, officer: President & CEO | 825,000 | A-Award | A | 825,000 | 0.69 | 569,250.00 |
| 2018-01-22 | Martell Robert | director | 185,000 | A-Award | A | 185,000 | 0.00 | 0.00 |
| 2018-01-22 | Kunkel Lori Anne | director | 185,000 | A-Award | A | 185,000 | 0.00 | 0.00 |
| 2018-01-22 | Rubin Marc | director | 236,596 | A-Award | A | 185,000 | 0.00 | 0.00 |
| 2018-01-22 | KAITIN KENNETH I | director | 214,607 | A-Award | A | 185,000 | 0.00 | 0.00 |
| 2018-01-22 | GREENACRE MARTYN D | director | 222,945 | A-Award | A | 185,000 | 0.00 | 0.00 |
| 2018-01-22 | Tuck David | officer: Chief Medical Officer | 169,424 | A-Award | A | 133,750 | 0.00 | 0.00 |
| 2018-01-22 | Dentzer James E | officer: Chief Financial Officer | 212,011 | A-Award | A | 206,250 | 0.00 | 0.00 |
| 2018-01-22 | Fattaey Ali Ph.D. | director, officer: President & CEO | 322,140 | A-Award | A | 206,250 | 0.00 | 0.00 |
| 2017-11-16 | Rubin Marc | director | 51,596 | P-Purchase | A | 25,000 | 0.98 | 24,500.00 |
| 2017-11-15 | Fattaey Ali Ph.D. | director, officer: President & CEO | 115,890 | P-Purchase | A | 50,000 | 1.06 | 53,000.00 |
| 2017-05-31 | GREENACRE MARTYN D | director | 50,138 | M-Exempt | A | 5,000 | 1.39 | 6,950.00 |
| 2017-05-31 | GREENACRE MARTYN D | director | 45,138 | M-Exempt | A | 10,000 | 1.39 | 13,900.00 |
| 2017-05-31 | GREENACRE MARTYN D | director | 37,945 | F-InKind | D | 12,193 | 1.71 | 20,850.00 |
| 2017-05-31 | GREENACRE MARTYN D | director | 0 | M-Exempt | D | 5,000 | 1.39 | 6,950.00 |
| 2017-05-31 | KAITIN KENNETH I | director | 41,800 | M-Exempt | A | 5,000 | 1.39 | 6,950.00 |
| 2017-05-31 | KAITIN KENNETH I | director | 36,800 | M-Exempt | A | 10,000 | 1.39 | 13,900.00 |
| 2017-05-31 | KAITIN KENNETH I | director | 29,607 | F-InKind | D | 12,193 | 1.71 | 20,850.00 |
| 2017-05-31 | KAITIN KENNETH I | director | 0 | M-Exempt | D | 5,000 | 1.39 | 6,950.00 |
| 2017-05-03 | MCNAB JAMES R | director | 96,276 | S-Sale | D | 30,000 | 2.18 | 65,544.00 |
| 2017-05-04 | MCNAB JAMES R | director | 66,176 | S-Sale | D | 30,100 | 1.97 | 59,159.00 |
| 2017-05-05 | MCNAB JAMES R | director | 50,000 | S-Sale | D | 16,176 | 1.90 | 30,721.00 |
| 2017-05-03 | MCNAB JAMES R | director | 96,276 | S-Sale | D | 30,000 | 2.18 | 65,544.00 |
| 2017-05-04 | MCNAB JAMES R | director | 66,176 | S-Sale | D | 30,100 | 1.97 | 59,159.00 |
| 2017-05-05 | MCNAB JAMES R | director | 50,000 | S-Sale | D | 16,176 | 1.90 | 30,721.00 |
| 2017-04-28 | MCNAB JAMES R | director | 200,035 | S-Sale | D | 42,949 | 2.45 | 105,015.00 |
| 2017-05-01 | MCNAB JAMES R | director | 161,922 | S-Sale | D | 38,113 | 2.38 | 90,709.00 |
| 2017-05-02 | MCNAB JAMES R | director | 126,276 | S-Sale | D | 35,646 | 2.31 | 82,314.00 |
| 2017-04-20 | MCNAB JAMES R | director | 1,057,147 | S-Sale | D | 22,541 | 2.66 | 59,979.00 |
| 2017-04-21 | MCNAB JAMES R | director | 1,011,442 | S-Sale | D | 45,705 | 2.58 | 117,841.00 |
| 2017-04-24 | MCNAB JAMES R | director | 969,366 | S-Sale | D | 42,076 | 2.56 | 107,862.00 |
| 2017-04-25 | MCNAB JAMES R | director | 912,426 | S-Sale | D | 56,940 | 2.60 | 148,306.00 |
| 2017-04-26 | MCNAB JAMES R | director | 879,688 | S-Sale | D | 32,738 | 2.65 | 86,648.00 |
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