NIO Insider Transactions
| Transaction Date (SEC Report) |
Reporting Name | Relationship | Shrs. Owned | Type | Acq./Disp. | Shrs. Transacted | Price() | Amount() |
|---|---|---|---|---|---|---|---|---|
| 2016-02-24 | CITIGROUP INC | 10 percent owner | 0 | S-Sale | D | 850 | 100,000.00 | 85,000,000.00 |
| 2016-02-23 | CITIGROUP INC | 10 percent owner | 850 | I | 0 | 0.00 | 0.00 | |
| 2015-02-24 | LAMB DAVID J | officer | 0 | 0 | 0.00 | 0.00 | ||
| 2014-09-11 | ZIMMERMAN GIFFORD R | officer: Chief Administrative Officer | 0 | S-Sale | D | 700 | 14.26 | 9,982.00 |
| 2013-03-18 | ZIMMERMAN GIFFORD R | officer: Chief Administrative Officer | 700 | P-Purchase | A | 700 | 14.80 | 10,360.00 |
| 2010-03-01 | BANK OF AMERICA CORP /DE/ | 10 percent owner | 1,824 | P-Purchase | A | 1,824 | 13.57 | 24,752.00 |
| 2010-03-25 | BANK OF AMERICA CORP /DE/ | 10 percent owner | 331 | P-Purchase | A | 300 | 13.96 | 4,188.00 |
| 2010-03-25 | BANK OF AMERICA CORP /DE/ | 10 percent owner | 31 | P-Purchase | A | 31 | 13.95 | 432.40 |
| 2010-01-06 | BANK OF AMERICA CORP /DE/ | 10 percent owner | 25 | P-Purchase | A | 25 | 13.41 | 335.20 |
| 2010-03-01 | BANK OF AMERICA CORP /DE/ | 10 percent owner | 0 | S-Sale | D | 1,824 | 13.60 | 24,806.00 |
| 2010-01-06 | BANK OF AMERICA CORP /DE/ | 10 percent owner | 0 | S-Sale | D | 25 | 13.43 | 335.80 |
| 2010-03-25 | BANK OF AMERICA CORP /DE/ | 10 percent owner | 0 | S-Sale | D | 331 | 13.96 | 4,621.00 |
| 2011-01-24 | CITIGROUP INC | 10 percent owner | 1,202 | J-Other | D | 316 | 25,001.25 | 7,900,395.00 |
| 2011-01-25 | CITIGROUP INC | 10 percent owner | 460 | J-Other | D | 742 | 25,001.41 | 18,551,046.00 |
| 2011-01-26 | CITIGROUP INC | 10 percent owner | 0 | J-Other | D | 460 | 25,001.41 | 11,500,649.00 |
| 2011-01-25 | BANK OF AMERICA CORP /DE/ | 10 percent owner | 1,917 | J-Other | D | 10,150 | 0.00 | 0.00 |
| 2011-01-26 | BANK OF AMERICA CORP /DE/ | 10 percent owner | 0 | J-Other | D | 1,917 | 0.00 | 0.00 |
| 2011-01-21 | CITIGROUP INC | 10 percent owner | 1,518 | I | 0 | 0.00 | 0.00 | |
| 2011-01-20 | BANK OF AMERICA CORP /DE/ | 10 percent owner | 1,066 | J-Other | D | 384 | 0.00 | 0.00 |
| 2011-01-21 | BANK OF AMERICA CORP /DE/ | 10 percent owner | 337 | J-Other | D | 729 | 0.00 | 0.00 |
| 2011-01-24 | BANK OF AMERICA CORP /DE/ | 10 percent owner | 0 | J-Other | D | 337 | 0.00 | 0.00 |
| 2009-11-30 | UBS AG | 10 percent owner | 2,525 | I | 0 | 0.00 | 0.00 | |
| 2009-12-01 | BANK OF AMERICA CORP /DE/ | 10 percent owner | 45 | P-Purchase | A | 45 | 13.39 | 602.60 |
| 2009-12-01 | BANK OF AMERICA CORP /DE/ | 10 percent owner | 0 | S-Sale | D | 45 | 13.36 | 601.20 |
| 2009-10-15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | 50 | P-Purchase | A | 50 | 12.89 | 644.50 |
| 2009-10-15 | BANK OF AMERICA CORP /DE/ | 10 percent owner | 0 | S-Sale | D | 50 | 12.82 | 641.00 |
| 2009-03-27 | Cook Margo L. | officer | 0 | 0 | 0.00 | 0.00 | ||
| 2009-01-30 | BANK OF AMERICA CORP /DE/ | 10 percent owner | 3,265 | I | 0 | 0.00 | 0.00 | |
| 2008-07-01 | TOTH TERENCE J | director: | 0 | 0 | 0.00 | 0.00 | ||
| 2007-12-19 | SCHWERTFEGER TIMOTHY R | other: Chairman of the Board | 5,000 | S-Sale | D | 30,000 | 13.15 | 394,500.00 |
| 2007-08-02 | AMBOIAN JOHN P | other: CEO of Investment Adviser | 0 | D | 0 | 0.00 | 0.00 | |
| 2007-06-01 | Antosiewicz Cedric H | officer | 0 | 0 | 0.00 | 0.00 | ||
| 2007-06-01 | ADAMS WILLIAM IV | officer | 0 | 0 | 0.00 | 0.00 | ||
| 2005-12-29 | SCHWERTFEGER TIMOTHY R | other: Chairman of the Board | 35,000 | P-Purchase | A | 5,000 | 14.40 | 72,000.00 |
| 2004-05-25 | MARTIN LARRY W | officer: VP and Ast. Secretary | 3,000 | P-Purchase | A | 800 | 14.23 | 11,384.00 |
| 2004-05-25 | MARTIN LARRY W | officer: VP and Ast. Secretary | 2,200 | P-Purchase | A | 200 | 14.24 | 2,848.00 |
| 2004-05-12 | SCHWERTFEGER TIMOTHY R | other: Chairman of the Board | 30,000 | P-Purchase | A | 1,000 | 13.58 | 13,580.00 |
| 2004-05-12 | SCHWERTFEGER TIMOTHY R | other: Chairman of the Board | 29,000 | P-Purchase | A | 3,000 | 13.59 | 40,770.00 |
| 2004-05-12 | SCHWERTFEGER TIMOTHY R | other: Chairman of the Board | 26,000 | P-Purchase | A | 1,000 | 13.62 | 13,620.00 |
| 2004-05-12 | SCHWERTFEGER TIMOTHY R | other: Chairman of the Board | 25,000 | P-Purchase | A | 12,600 | 13.60 | 171,360.00 |
| 2004-05-11 | SCHWERTFEGER TIMOTHY R | other: Chairman of the Board | 12,400 | P-Purchase | A | 1,100 | 13.39 | 14,733.00 |
| 2004-05-11 | SCHWERTFEGER TIMOTHY R | other: Chairman of the Board | 11,300 | P-Purchase | A | 900 | 13.39 | 12,052.00 |
| 2004-05-11 | SCHWERTFEGER TIMOTHY R | other: Chairman of the Board | 10,400 | P-Purchase | A | 4,000 | 13.40 | 53,600.00 |
| 2004-05-11 | SCHWERTFEGER TIMOTHY R | other: Chairman of the Board | 6,400 | P-Purchase | A | 1,400 | 13.42 | 18,788.00 |
| 2004-04-07 | MARTIN LARRY W | officer: VP and Ast. Secretary | 2,000 | P-Purchase | A | 1,000 | 15.46 | 15,460.00 |
| 2003-08-07 | MARTIN LARRY W | officer: VP and Ast. Secretary | 1,000 | P-Purchase | A | 1,000 | 15.11 | 15,110.00 |
| 2003-07-28 | EVANS JACK | director | 0 | D | 0 | 0.00 | 0.00 |
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