QMCO Insider Transactions
| Transaction Date (SEC Report) |
Reporting Name | Relationship | Shrs. Owned | Type | Acq./Disp. | Shrs. Transacted | Price() | Amount() |
|---|---|---|---|---|---|---|---|---|
| 2023-11-09 | Spanjaard Henk Jan | officer: Chief Revenue Officer | 46,112 | D | 0 | 0.00 | 0.00 | |
| 2024-04-01 | Nash Laura A. | officer: Chief Accounting Officer | 92,304 | A-Award | A | 25,000 | 0.00 | 0.00 |
| 2023-11-02 | Cabrera Brian E | officer: SVP Chief Admin Ofcr & Secy | 221,887 | S-Sale | D | 5,543 | 0.47 | 2,586.00 |
| 2023-10-10 | Lerner James J | director, officer: President & CEO | 1,704,908 | S-Sale | D | 36,045 | 0.60 | 21,775.00 |
| 2023-10-04 | Cabrera Brian E | officer: SVP Chief Admin Ofcr & Secy | 227,430 | S-Sale | D | 942 | 0.59 | 559.20 |
| 2023-10-04 | Nash Laura A. | officer: Chief Accounting Officer | 67,304 | S-Sale | D | 888 | 0.59 | 527.10 |
| 2023-09-05 | Hurley John | officer: Chief Revenue Officer | 341,519 | S-Sale | D | 42,662 | 0.62 | 26,455.00 |
| 2023-09-01 | Gianella Kenneth P. | officer: Chief Financial Officer | 225,000 | A-Award | A | 50,000 | 0.00 | 0.00 |
| 2023-09-01 | Gianella Kenneth P. | officer: Chief Financial Officer | 0 | A-Award | A | 25,000 | 0.00 | 0.00 |
| 2023-07-10 | Cabrera Brian E | officer: SVP Chief Admin Ofcr & Secy | 228,372 | S-Sale | D | 15,674 | 1.07 | 16,740.00 |
| 2023-07-10 | Lerner James J | director, officer: President & CEO | 1,740,953 | S-Sale | D | 158,893 | 1.07 | 169,698.00 |
| 2023-07-10 | Hurley John | officer: Chief Revenue Officer | 384,181 | S-Sale | D | 22,681 | 1.07 | 24,223.00 |
| 2023-07-10 | Nash Laura A. | officer: Chief Accounting Officer | 68,192 | S-Sale | D | 3,600 | 1.07 | 3,845.00 |
| 2023-07-01 | Nash Laura A. | officer: Chief Accounting Officer | 71,792 | A-Award | A | 50,000 | 0.00 | 0.00 |
| 2023-07-01 | Nash Laura A. | officer: Chief Accounting Officer | 50,000 | A-Award | A | 50,000 | 0.00 | 0.00 |
| 2023-06-06 | Nash Laura A. | officer: Chief Accounting Officer | 21,792 | D | 0 | 0.00 | 0.00 | |
| 2023-06-01 | PACIFIC INVESTMENT MANAGEMENT CO LLC | 10 percent owner | 1,250,000 | A-Award | A | 1,250,000 | 1.00 | 1,250,000.00 |
| 2023-05-02 | Cabrera Brian E | officer: SVP Chief Admin Ofcr & Secy | 244,046 | S-Sale | D | 30,915 | 0.95 | 29,372.00 |
| 2023-02-01 | Gianella Kenneth P. | officer: Chief Financial Officer | 175,000 | A-Award | A | 175,000 | 0.00 | 0.00 |
| 2023-02-01 | Gianella Kenneth P. | officer: Chief Financial Officer | 0 | A-Award | D | 24,975 | 0.00 | 0.00 |
| 2023-01-12 | Gianella Kenneth P. | None | 0 | None | None | 0.00 | ||
| 2023-01-12 | Gianella Kenneth P. | officer | 0 | 0 | 0.00 | 0.00 | ||
| 2022-11-09 | Meyrath Hugues | director | 73,498 | A-Award | A | 73,498 | 0.00 | 0.00 |
| 2022-11-09 | Meyrath Hugues | None | 0 | None | None | 0.00 | ||
| 2022-11-09 | Meyrath Hugues | director: | 0 | 0 | 0.00 | 0.00 | ||
| 2022-11-09 | Jaworksi Don | director | 73,498 | A-Award | A | 73,498 | 0.00 | 0.00 |
| 2022-11-09 | Jaworksi Don | None | 0 | None | None | 0.00 | ||
| 2022-11-09 | Jaworksi Don | director: | 0 | 0 | 0.00 | 0.00 | ||
| 2022-11-02 | Cabrera Brian E | officer: SVP Chief Admin Ofcr & Secy | 274,961 | S-Sale | D | 863 | 1.39 | 1,200.00 |
| 2022-11-01 | Cabrera Brian E | officer: SVP Chief Admin Ofcr & Secy | 275,824 | A-Award | A | 25,000 | 0.00 | 0.00 |
| 2022-11-01 | Cabrera Brian E | officer: SVP Chief Admin Ofcr & Secy | 0 | A-Award | D | 8,325 | 0.00 | 0.00 |
| 2022-10-11 | Lerner James J | officer: President & CEO | 1,894,811 | S-Sale | D | 32,888 | 1.15 | 37,821.00 |
| 2022-10-11 | Moorehead Lewis W. | officer: Chief Accounting Officer | 201,553 | S-Sale | D | 2,370 | 1.15 | 2,726.00 |
| 2022-10-05 | Cabrera Brian E | officer: SVP Chief Admin Ofcr & Secy | 250,824 | S-Sale | D | 724 | 1.26 | 915.10 |
| 2022-10-05 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 870,372 | S-Sale | D | 11,346 | 1.26 | 14,341.00 |
| 2022-09-09 | Moorehead Lewis W. | officer: Chief Accounting Officer | 203,923 | S-Sale | D | 8,416 | 1.57 | 13,210.00 |
| 2022-09-09 | Lerner James J | director, officer: President & CEO | 1,927,699 | S-Sale | D | 36,251 | 1.57 | 56,900.00 |
| 2022-09-06 | Hurley John | officer: Chief Revenue Officer | 400,981 | S-Sale | D | 28,352 | 1.51 | 42,687.00 |
| 2022-09-01 | Jacoby Rebecca | director: | 158,624 | A-Award | A | 79,618 | 0.00 | 0.00 |
| 2022-09-01 | White Yue Zhou | director: | 102,766 | A-Award | A | 79,618 | 0.00 | 0.00 |
| 2022-09-01 | Rothman Marc E | director: | 297,625 | A-Award | A | 79,618 | 0.00 | 0.00 |
| 2022-08-16 | Neumeyer Christopher D. | director: | 0 | 0 | 0.00 | 0.00 | ||
| 2022-07-21 | Moorehead Lewis W. | officer: Chief Accounting Officer | 210,762 | S-Sale | D | 5,911 | 1.87 | 11,034.00 |
| 2022-07-15 | Lerner James J | officer: President & CEO | 1,962,993 | S-Sale | D | 62,152 | 1.41 | 87,616.00 |
| 2022-07-08 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 916,539 | S-Sale | D | 32,817 | 1.46 | 47,913.00 |
| 2022-07-01 | Moorehead Lewis W. | officer: Chief Accounting Officer | 216,673 | A-Award | A | 20,000 | 0.00 | 0.00 |
| 2022-07-01 | Moorehead Lewis W. | officer: Chief Accounting Officer | 0 | A-Award | D | 6,660 | 0.00 | 0.00 |
| 2022-07-01 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 0 | A-Award | A | 41,625 | 0.00 | 0.00 |
| 2022-07-01 | Lerner James J | officer: President & CEO | 2,025,145 | A-Award | A | 350,000 | 0.00 | 0.00 |
| 2022-07-01 | Lerner James J | director, officer: President & CEO | 0 | A-Award | D | 116,550 | 0.00 | 0.00 |
| 2022-07-01 | Cabrera Brian E | officer: Chief Legal & Ofcr; Corp Secy | 0 | A-Award | D | 29,137 | 0.00 | 0.00 |
| 2022-07-01 | Moorehead Lewis W. | officer: Chief Accounting Officer | 216,673 | A-Award | A | 20,000 | 0.00 | 0.00 |
| 2022-07-01 | Hurley John | officer: Chief Revenue Officer | 0 | A-Award | D | 49,950 | 0.00 | 0.00 |
| 2022-04-22 | Rothman Marc E | director | 218,007 | X-InTheMoney | A | 57,882 | 2.25 | 130,234.00 |
| 2022-04-22 | Rothman Marc E | director | 0 | X-InTheMoney | D | 57,882 | 2.25 | 130,234.00 |
| 2022-05-05 | Cabrera Brian E | officer: Chief Legal & Ofcr; Corp Secy | 164,048 | S-Sale | D | 20,952 | 1.88 | 39,459.00 |
| 2022-04-22 | Moorehead Lewis W. | officer: Chief Accounting Officer | 196,673 | X-InTheMoney | A | 10,422 | 2.25 | 23,450.00 |
| 2022-04-22 | Moorehead Lewis W. | officer: Chief Accounting Officer | 0 | X-InTheMoney | D | 10,422 | 0.00 | 0.00 |
| 2022-04-22 | Moorehead Lewis W. | officer: Chief Accounting Officer | 0 | X-InTheMoney | D | 10,422 | 2.25 | 23,450.00 |
| 2022-04-22 | Jacoby Rebecca | director: | 79,006 | X-InTheMoney | A | 16,592 | 2.25 | 37,332.00 |
| 2022-04-22 | Jacoby Rebecca | director | 0 | X-InTheMoney | D | 16,592 | 2.25 | 37,332.00 |
| 2022-04-22 | Lerner James J | director, officer: President & CEO | 1,675,145 | X-InTheMoney | A | 4,445 | 2.25 | 10,001.00 |
| 2022-04-22 | Lerner James J | officer: President & CEO | 0 | X-InTheMoney | D | 4,445 | 0.00 | 0.00 |
| 2022-04-22 | Lerner James J | director, officer: President & CEO | 0 | X-InTheMoney | D | 4,445 | 2.25 | 10,001.00 |
| 2022-04-22 | RAU RAGHAVENDRA | director: | 257,874 | X-InTheMoney | A | 44,445 | 2.25 | 100,001.00 |
| 2022-04-22 | RAU RAGHAVENDRA | director | 0 | X-InTheMoney | D | 44,445 | 2.25 | 100,001.00 |
| 2022-04-22 | Rothman Marc E | director: | 209,556 | X-InTheMoney | A | 49,431 | 2.25 | 111,220.00 |
| 2022-04-22 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 0 | X-InTheMoney | D | 10,000 | 0.00 | 0.00 |
| 2022-04-22 | PACIFIC INVESTMENT MANAGEMENT CO LLC | 10 percent owner | 10,248,322 | I | 0 | 0.00 | 0.00 | |
| 2018-12-27 | PACIFIC INVESTMENT MANAGEMENT CO LLC | 10 percent owner | 0 | I | 4,309,464 | 1.33 | 5,731,587.00 | |
| 2020-06-16 | PACIFIC INVESTMENT MANAGEMENT CO LLC | 10 percent owner | 0 | I | 2,215,825 | 2.79 | 6,182,152.00 | |
| 2022-01-07 | Moorehead Lewis W. | officer: Chief Accounting Officer | 185,469 | S-Sale | D | 3,539 | 5.37 | 18,989.00 |
| 2022-01-07 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 810,450 | S-Sale | D | 18,616 | 5.37 | 99,888.00 |
| 2022-01-07 | Lerner James J | director, officer: President & CEO | 1,667,656 | S-Sale | D | 39,670 | 5.37 | 212,857.00 |
| 2021-11-02 | Moorehead Lewis W. | officer: Chief Accounting Officer | 189,008 | S-Sale | D | 7,542 | 5.97 | 44,990.00 |
| 2021-11-01 | Cabrera Brian E | officer: Chief Legal & Ofcr; Corp Secy | 185,000 | A-Award | A | 5,000 | 0.00 | 0.00 |
| 2021-11-01 | Cabrera Brian E | officer: Chief Legal & Ofcr; Corp Secy | 0 | A-Award | D | 5,000 | 0.00 | 0.00 |
| 2021-11-01 | Cabrera Brian E | officer: Chief Legal & Ofcr; Corp Secy | 185,000 | A-Award | A | 5,000 | 0.00 | 0.00 |
| 2021-11-01 | Cabrera Brian E | officer: Chief Legal & Ofcr; Corp Secy | 0 | A-Award | D | 5,000 | 0.00 | 0.00 |
| 2021-09-30 | B. Riley Financial, Inc. | 10 percent owner: | 0 | 0 | 0.00 | 0.00 | ||
| 2021-10-01 | Rothman Marc E | director | 160,125 | A-Award | A | 23,148 | 0.00 | 0.00 |
| 2021-10-01 | Jacoby Rebecca | director | 62,414 | A-Award | A | 23,148 | 0.00 | 0.00 |
| 2021-10-01 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 829,066 | A-Award | A | 87,500 | 0.00 | 0.00 |
| 2021-10-01 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 0 | A-Award | D | 87,500 | 0.00 | 0.00 |
| 2021-10-01 | White Yue Zhou | director | 23,148 | A-Award | A | 23,148 | 0.00 | 0.00 |
| 2021-10-01 | Moorehead Lewis W. | officer: Chief Accounting Officer | 196,550 | A-Award | A | 15,000 | 0.00 | 0.00 |
| 2021-10-01 | Moorehead Lewis W. | officer: Chief Accounting Officer | 0 | A-Award | D | 15,000 | 0.00 | 0.00 |
| 2021-10-01 | RAU RAGHAVENDRA | director | 213,429 | A-Award | A | 23,148 | 0.00 | 0.00 |
| 2021-10-01 | Lerner James J | director, officer: President & CEO | 1,707,326 | A-Award | A | 200,000 | 0.00 | 0.00 |
| 2021-10-01 | Lerner James J | director, officer: President & CEO | 200,000 | A-Award | D | 200,000 | 0.00 | 0.00 |
| 2021-10-01 | Cabrera Brian E | officer: Chief Legal & Ofcr; Corp Secy | 180,000 | A-Award | A | 5,000 | 0.00 | 0.00 |
| 2021-10-01 | Cabrera Brian E | officer: Chief Legal & Ofcr; Corp Secy | 0 | A-Award | D | 5,000 | 0.00 | 0.00 |
| 2021-09-21 | White Yue Zhou | director: | 0 | 0 | 0.00 | 0.00 | ||
| 2021-09-10 | Lerner James J | director, officer: President & CEO | 1,507,326 | S-Sale | D | 41,012 | 5.47 | 224,192.00 |
| 2021-09-10 | Moorehead Lewis W. | officer: Chief Accounting Officer | 181,550 | S-Sale | D | 9,521 | 5.47 | 52,047.00 |
| 2021-09-10 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 741,566 | S-Sale | D | 39,394 | 5.47 | 215,347.00 |
| 2021-09-01 | Hurley John | officer: Chief Revenue Officer | 275,000 | A-Award | A | 275,000 | 0.00 | 0.00 |
| 2021-08-11 | Hurley John | officer | 0 | 0 | 0.00 | 0.00 | ||
| 2021-08-12 | FICHTHORN JOHN | director | 154,740 | P-Purchase | A | 10,000 | 5.73 | 57,295.00 |
| 2021-08-11 | FICHTHORN JOHN | director | 154,740 | P-Purchase | A | 10,000 | 5.73 | 57,295.00 |
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