RA Insider Transactions

Transaction Date
(SEC Report)
Reporting Name Relationship Shrs. Owned Type Acq./Disp. Shrs. Transacted Price() Amount()
2024-01-01 Whelchel Betty 0 0 0.00 0.00
2023-12-15 Goldman Heather S. director 2,141.402 P-Purchase A 390 12.69 4,949.00
2021-01-08 Guichard Justin Charles 0 0 0.00 0.00
2023-09-13 Janus Christopher 1,230 P-Purchase A 100 12.18 1,218.00
2023-09-13 Janus Christopher 1,130 P-Purchase A 100 12.20 1,220.00
2023-09-13 Janus Christopher 1,030 P-Purchase A 100 12.24 1,224.00
2023-09-13 Janus Christopher 930 P-Purchase A 100 12.28 1,228.00
2023-08-30 Surugeon Gaal Isaac 294 P-Purchase A 294 13.45 3,954.00
2023-09-05 Janus Christopher 830 P-Purchase A 30 12.77 383.10
2023-09-01 Janus Christopher 800 P-Purchase A 100 12.68 1,268.00
2023-08-31 Janus Christopher 700 P-Purchase A 105 12.70 1,334.00
2023-08-31 Janus Christopher 595 P-Purchase A 100 12.80 1,280.00
2023-08-30 Janus Christopher 495 P-Purchase A 100 12.62 1,262.00
2023-08-30 Janus Christopher 395 P-Purchase A 100 12.50 1,250.00
2023-08-30 Janus Christopher 295 P-Purchase A 100 13.50 1,350.00
2023-08-30 Janus Christopher 195 P-Purchase A 100 13.20 1,320.00
2023-08-30 Janus Christopher 95 P-Purchase A 95 13.00 1,235.00
2023-01-06 Goldman Heather S. director 1,539 P-Purchase A 1,525 16.79 25,605.00
2018-11-17 Ruckman Craig officer: Fund's Secretary 0 D 0 0.00 0.00
2022-07-01 Peeney Thomas Doyle officer 0 0 0.00 0.00
2022-03-04 Erikson Dana 0 0 0.00 0.00
2021-12-31 Salvatore Louis P director: 0 0 0.00 0.00
2021-03-09 Brookfield Public Securities Group LLC 100,581.602 S-Sale D 10,000 20.78 207,792.00
2020-10-22 Surugeon Gaal Isaac 0 D 0 0.00 0.00
2020-08-07 Wright William H II director 0 D 0 0.00 0.00
2020-06-03 Brookfield Public Securities Group LLC 99,532 S-Sale D 40,000 17.27 690,936.00
2020-06-01 Brookfield Public Securities Group LLC 181,532 S-Sale D 25,000 16.67 416,772.00
2020-06-02 Brookfield Public Securities Group LLC 139,532 S-Sale D 42,000 16.83 706,810.00
2020-03-11 Brookfield Public Securities Group LLC 206,532 A-Award A 132,410 13.95 1,846,908.00
2020-03-11 Kuczmarski Edward A director 4,885 A-Award A 2,916 13.95 40,674.00
2020-03-11 Salvatore Louis P director 10,823 A-Award A 1,874 13.95 26,139.00
2020-03-11 MCFARLAND STUART A director 8,629 A-Award A 180 13.95 2,511.00
2020-03-11 MCFARLAND STUART A director 8,449 A-Award A 412 14.95 6,159.00
2020-03-11 Ghantous Angela W officer: Treasurer 11 A-Award A 11 13.95 153.40
2020-03-11 Hurley Brian officer: President 3,381 A-Award A 1,945 13.95 27,130.00
2020-03-11 Sachs Adam Ross officer: Chief Compliance Officer 212 A-Award A 212 13.95 2,957.00
2019-07-08 Noble Craig 0 0 0.00 0.00
2019-05-10 Janus Christopher 0 D 0 0.00 0.00
2018-10-12 BROOKFIELD INVESTMENT MANAGEMENT INC. 70,616 S-Sale D 4,887 22.37 109,329.00
2018-10-15 BROOKFIELD INVESTMENT MANAGEMENT INC. 63,315 S-Sale D 7,301 22.23 162,328.00
2018-08-29 Parker Daniel Gary 0 D 0 0.00 0.00
2018-07-11 BROOKFIELD INVESTMENT MANAGEMENT INC. 73,795.25 P-Purchase A 23,167 23.00 532,725.00
2018-02-28 Tushaus Casey officer: Fund's Assistant Treasurer 0 D 0 0.00 0.00
2018-02-28 Rasul Mohamed officer: Fund's Assistant Treasurer 0 D 0 0.00 0.00
2018-03-01 BROOKFIELD INVESTMENT MANAGEMENT INC. 50,738.64 S-Sale D 10,278 21.93 225,384.00
2018-02-28 Rieger Alexis I officer 0 0 0.00 0.00
2018-02-28 Hourihan Brian Thomas 0 D 0 0.00 0.00
2018-02-28 Peeney Thomas Doyle officer: Secretary 0 D 0 0.00 0.00
2017-10-12 Sachs Adam Ross officer: CCO 0 D 0 0.00 0.00
2016-12-31 Gelman Seth officer 0 0 0.00 0.00
2017-09-22 MCFARLAND STUART A director 8,037 P-Purchase A 630 23.71 14,936.00
2017-08-15 MCFARLAND STUART A director 7,407 P-Purchase A 675 23.71 16,004.00
2017-06-09 BROOKFIELD INVESTMENT MANAGEMENT INC. 55,286 P-Purchase A 4,420 23.72 104,842.00
2017-06-06 MCFARLAND STUART A director 6,732 P-Purchase A 840 23.74 19,941.00
2017-05-25 Diedrich Samuel Matthias 0 D 0 0.00 0.00
2017-04-26 Tyras Jonathan Crile director: 0 0 0.00 0.00
2017-04-26 Levi David William director 0 D 0 0.00 0.00
2017-03-07 BROOKFIELD INVESTMENT MANAGEMENT INC. 50,866 S-Sale D 500 23.09 11,544.00
2017-03-07 BROOKFIELD INVESTMENT MANAGEMENT INC. 50,765 S-Sale D 500 23.09 11,544.00
2016-12-05 MCFARLAND STUART A director 5,892 A-Award A 2,997 23.96 71,808.00
2016-12-05 MCFARLAND STUART A director 2,895 A-Award A 2,037 8.03 16,357.00
2016-12-05 MCFARLAND STUART A director 858 A-Award A 858 16.42 14,088.00
2016-12-05 BROOKFIELD INVESTMENT MANAGEMENT INC. 51,265 A-Award A 4,453 23.96 106,694.00
2016-12-05 BROOKFIELD INVESTMENT MANAGEMENT INC. 46,812 A-Award A 22,500 8.03 180,675.00
2016-12-05 BROOKFIELD INVESTMENT MANAGEMENT INC. 24,312 A-Award A 20,312 16.42 333,523.00
2016-12-05 RUSSELL-DOWE MICHELLE LYN 15,524 A-Award A 2,622 23.96 62,823.00
2016-12-05 RUSSELL-DOWE MICHELLE LYN 12,902 A-Award A 12,902 16.42 211,851.00
2016-12-05 RUSSELL-DOWE MICHELLE LYN 892 A-Award A 892 23.96 21,372.00
2016-12-05 Erikson Dana 6,905 A-Award A 6,905 8.03 55,447.00
2016-12-05 Shipley Mark 1,879 A-Award A 298 23.96 7,140.00
2016-12-05 Shipley Mark 1,581 A-Award A 1,581 8.03 12,695.00
2016-12-05 Williams Jeffrey Conrad 787 A-Award A 787 16.42 12,923.00
2016-12-05 Salvatore Louis P director 8,949 A-Award A 6,278 23.96 150,421.00
2016-12-05 Salvatore Louis P director 2,671 A-Award A 2,671 8.03 21,448.00
2016-12-05 Kuczmarski Edward A director 1,969 A-Award A 1,969 16.42 32,331.00
2016-12-05 Hurley Brian officer: President 1,436 A-Award A 1,436 16.42 23,579.00
2016-11-23 BROOKFIELD INVESTMENT MANAGEMENT INC. 4,000 D 0 0.00 0.00
2016-11-23 Noble Craig 0 D 0 0.00 0.00
2016-11-23 MCFARLAND STUART A director 0 D 0 0.00 0.00
2016-11-23 Salvatore Louis P director 0 D 0 0.00 0.00
2016-11-23 Hurley Brian officer: President 0 D 0 0.00 0.00
2016-11-23 Breaks Anthony A. 0 D 0 0.00 0.00
2016-11-23 Rieger Alexis I officer: Secretary 0 D 0 0.00 0.00
2016-11-23 Gelman Seth officer: Chief Compliance Officer 0 D 0 0.00 0.00
2016-11-23 Kuczmarski Edward A director 0 D 0 0.00 0.00
2016-11-23 Antonatos Larry 0 D 0 0.00 0.00
2016-11-23 Williams Jeffrey Conrad 0 D 0 0.00 0.00
2016-11-23 Tyras Jonathan Crile director 0 D 0 0.00 0.00
2016-11-23 Goldman Heather S. director 0 D 0 0.00 0.00
2016-11-23 Ghantous Angela W officer: Treasurer of the Fund 0 D 0 0.00 0.00
2016-11-23 Erikson Dana 0 D 0 0.00 0.00
2016-11-23 RUSSELL-DOWE MICHELLE LYN 0 D 0 0.00 0.00
2016-11-23 Shipley Mark 0 D 0 0.00 0.00
2016-11-23 BROOKFIELD INVESTMENT MANAGEMENT INC. 0 D 0 0.00 0.00
2012-10-01 PRESLAR B CLYDE officer: SVP and CFO 0 S-Sale D 114,527 27.50 3,149,492.00
2012-10-01 PRESLAR B CLYDE officer: SVP and CFO 0 S-Sale D 42,216 27.50 1,160,940.00
2012-10-01 Pianin Randy officer: VP and Corporate Controller 0 S-Sale D 8,387 27.50 230,642.00
2012-10-01 Pianin Randy officer: VP and Corporate Controller 0 S-Sale D 9,160 27.50 251,900.00
2012-10-01 Fortress Investment Group LLC 10 percent owner 0 S-Sale D 30,350,000 27.50 834,625,000.00
2012-10-01 EDENS WESLEY R director 0 S-Sale D 30,350,000 27.50 834,625,000.00

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