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- Ownership
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Aridis Pharmaceuticals, Inc. Insider Trading
* In original currency USD
Loading Data
| Transaction Date (SEC Report) |
Reporting Name | Relationship | Shrs. Owned | Type | Acq./Disp. | Shrs. Transacted | Price | Total Amount |
|---|---|---|---|---|---|---|---|---|
| Thursday, June 27th, 2024 | Windham-Bannister Susan Richards | director | 261,000 | A-Award | A | 200,000 | 0.06 USD | 12,600 USD |
| Thursday, June 27th, 2024 | HAMILTON JOHN F | director | 269,040 | A-Award | A | 200,000 | 0.06 USD | 12,600 USD |
| Thursday, June 27th, 2024 | Jafri Hasan | officer: Chief Medical Officer | 382,495 | A-Award | A | 250,000 | 0.06 USD | 15,750 USD |
| Monday, June 24th, 2024 | Patzer Eric | director | 884,600 | P-Purchase | A | 714,286 | 0.07 USD | 50,000 USD |
| Monday, June 24th, 2024 | Truong Vu | director, officer: CEO | 1,378,639 | P-Purchase | A | 714,286 | 0.07 USD | 50,000 USD |
| Monday, September 18th, 2023 | HAMILTON JOHN F | director | 91,540 | A-Award | A | 15,000 | 0.08 USD | 1,200 USD |
| Monday, September 18th, 2023 | Windham-Bannister Susan Richards | director | 73,500 | A-Award | A | 15,000 | 0.08 USD | 1,200 USD |
| Monday, September 18th, 2023 | Patzer Eric | director, officer: Executive Chairman | 161,862 | A-Award | A | 15,000 | 0.08 USD | 1,200 USD |
| Monday, September 18th, 2023 | Truong Vu | director, officer: CEO and Director | 817,750 | A-Award | A | 30,000 | 0.08 USD | 2,400 USD |
| Monday, September 18th, 2023 | Jafri Hasan | officer: Chief Medical Officer | 175,000 | A-Award | A | 20,000 | 0.08 USD | 1,600 USD |
| Monday, June 5th, 2023 | Patzer Eric | director, officer: Executive Chairman | 714,132 | M-Exempt | A | 12,000 | 0.00 USD | 0 USD |
| Thursday, May 4th, 2023 | Patzer Eric | director, officer: Executive Chairman | 146,862 | A-Award | A | 30,000 | 0.16 USD | 4,800 USD |
| Monday, June 5th, 2023 | Patzer Eric | director, officer: Executive Chairman | 12,000 | M-Exempt | D | 12,000 | 0.00 USD | 0 USD |
| Thursday, May 4th, 2023 | HAMILTON JOHN F | director | 76,540 | A-Award | A | 15,000 | 0.16 USD | 2,400 USD |
| Monday, June 5th, 2023 | HAMILTON JOHN F | director | 5,000 | M-Exempt | A | 5,000 | 0.00 USD | 0 USD |
| Monday, June 5th, 2023 | HAMILTON JOHN F | director | 5,000 | M-Exempt | D | 5,000 | 0.00 USD | 0 USD |
| Thursday, May 4th, 2023 | Truong Vu | director, officer: CEO and Director | 787,750 | A-Award | A | 100,000 | 0.16 USD | 16,000 USD |
| Monday, June 5th, 2023 | Truong Vu | director, officer: CEO and Director | 752,353 | M-Exempt | A | 15,000 | 0.00 USD | 0 USD |
| Monday, June 5th, 2023 | Truong Vu | director, officer: CEO and Director | 15,000 | M-Exempt | D | 15,000 | 0.00 USD | 0 USD |
| Thursday, May 4th, 2023 | Windham-Bannister Susan Richards | director | 58,500 | A-Award | A | 15,000 | 0.16 USD | 2,400 USD |
| Monday, June 5th, 2023 | Windham-Bannister Susan Richards | director | 5,000 | M-Exempt | A | 5,000 | 0.00 USD | 0 USD |
| Monday, June 5th, 2023 | Windham-Bannister Susan Richards | director | 5,000 | M-Exempt | D | 5,000 | 0.00 USD | 0 USD |
| Thursday, May 4th, 2023 | Jafri Hasan | officer: Chief Medical Officer | 155,000 | A-Award | A | 25,000 | 0.16 USD | 4,000 USD |
| Monday, June 5th, 2023 | Jafri Hasan | officer: Chief Medical Officer | 15,100 | M-Exempt | A | 10,000 | 0.00 USD | 0 USD |
| Monday, June 5th, 2023 | Jafri Hasan | officer: Chief Medical Officer | 10,000 | M-Exempt | D | 10,000 | 0.00 USD | 0 USD |
| Thursday, May 4th, 2023 | KURLAND FRED | officer: CFO | 84,575 | A-Award | A | 10,000 | 0.16 USD | 1,600 USD |
| Monday, June 5th, 2023 | KURLAND FRED | officer: CFO | 4,000 | M-Exempt | A | 4,000 | 0.00 USD | 0 USD |
| Monday, June 5th, 2023 | KURLAND FRED | officer: CFO | 4,000 | M-Exempt | D | 4,000 | 0.00 USD | 0 USD |
| Thursday, December 8th, 2022 | Cystic Fibrosis Foundation | director | 5,168,732 | D | 0 | 0.00 USD | 0 USD | |
| Monday, December 5th, 2022 | Truong Vu | officer: Chief Executive Officer | 30,000 | A-Award | A | 30,000 | 0.00 USD | 0 USD |
| Monday, December 5th, 2022 | Patzer Eric | officer: Executive Chairman | 24,000 | A-Award | A | 24,000 | 0.00 USD | 0 USD |
| Monday, December 5th, 2022 | RUFFOLO ROBERT R | director | 10,000 | A-Award | A | 10,000 | 0.00 USD | 0 USD |
| Monday, December 5th, 2022 | Jafri Hasan | officer: Chief Medical Officer | 20,000 | A-Award | A | 20,000 | 0.00 USD | 0 USD |
| Monday, December 5th, 2022 | Gibbs Craig S | director | 10,000 | A-Award | A | 10,000 | 0.00 USD | 0 USD |
| Monday, December 5th, 2022 | KURLAND FRED | officer: Chief Financial Officer | 8,000 | A-Award | A | 8,000 | 0.00 USD | 0 USD |
| Monday, December 5th, 2022 | HAMILTON JOHN F | director | 10,000 | A-Award | A | 10,000 | 0.00 USD | 0 USD |
| Monday, December 5th, 2022 | Windham-Bannister Susan Richards | director | 10,000 | A-Award | A | 10,000 | 0.00 USD | 0 USD |
| Tuesday, June 7th, 2022 | Truong Vu | officer: CEO and Director | 687,750 | A-Award | A | 88,360 | 0.00 USD | 0 USD |
| Tuesday, June 7th, 2022 | Truong Vu | director, officer: CEO and Director | 687,750 | A-Award | A | 88,360 | 1.06 USD | 93,662 USD |
| Monday, October 4th, 2021 | Windham-Bannister Susan Richards | director | 43,500 | A-Award | A | 8,500 | 3.60 USD | 30,600 USD |
| Monday, October 4th, 2021 | RUFFOLO ROBERT R | director | 49,791 | A-Award | A | 7,000 | 3.60 USD | 25,200 USD |
| Monday, October 4th, 2021 | KURLAND FRED | officer: CFO | 74,575 | A-Award | A | 20,000 | 3.60 USD | 72,000 USD |
| Monday, October 4th, 2021 | Jafri Hasan | officer: Chief Medical Officer | 120,000 | A-Award | A | 30,000 | 3.60 USD | 108,000 USD |
| Monday, October 4th, 2021 | HAMILTON JOHN F | director | 61,540 | A-Award | A | 9,400 | 3.60 USD | 33,840 USD |
| Monday, October 4th, 2021 | Gibbs Craig S | director | 60,040 | A-Award | A | 7,900 | 3.60 USD | 28,440 USD |
| Tuesday, September 7th, 2021 | Jafri Hasan | officer: Chief Medical Officer | 5,100 | P-Purchase | A | 100 | 3.97 USD | 397 USD |
| Tuesday, September 7th, 2021 | Jafri Hasan | officer: Chief Medical Officer | 5,000 | P-Purchase | A | 1,991 | 4.15 USD | 8,263 USD |
| Friday, September 3rd, 2021 | Jafri Hasan | officer: Chief Medical Officer | 3,009 | P-Purchase | A | 3,009 | 4.15 USD | 12,487 USD |
| Tuesday, July 27th, 2021 | HAMILTON JOHN F | director | 2,000 | P-Purchase | A | 2,000 | 4.87 USD | 9,740 USD |
| Tuesday, July 27th, 2021 | Truong Vu | director, officer: CEO | 737,353 | P-Purchase | A | 5,000 | 5.11 USD | 25,550 USD |
| Tuesday, July 27th, 2021 | Patzer Eric | director | 702,132 | P-Purchase | A | 5,175 | 4.84 USD | 25,047 USD |
| Wednesday, May 12th, 2021 | Truong Vu | director, officer: CEO and Director | 599,390 | A-Award | A | 53,340 | 6.25 USD | 333,375 USD |
| Thursday, April 1st, 2021 | Jafri Hasan | officer: Chief Medical Officer | 90,000 | A-Award | A | 10,000 | 5.90 USD | 59,000 USD |
| Thursday, February 18th, 2021 | Nazak Michael Adrian | officer: Chief Financial Officer | 80,000 | M-Exempt | A | 20,000 | 7.84 USD | 156,800 USD |
| Tuesday, December 22nd, 2020 | Patzer Eric | director, 10 percent owner, officer: Chairman | 696,957 | G-Gift | D | 16,000 | 0.00 USD | 0 USD |
| Thursday, June 25th, 2020 | Jafri Hasan | officer: Chief Medical Officer | 80,000 | A-Award | A | 80,000 | 6.16 USD | 492,800 USD |
| Thursday, June 25th, 2020 | Jafri Hasan | officer: Chief Medical Officer | 80,000 | M-Exempt | A | 80,000 | 6.16 USD | 492,800 USD |
| Monday, June 15th, 2020 | Jafri Hasan | officer | 0 | 0 | 0.00 USD | 0 USD | ||
| Friday, April 3rd, 2020 | Truong Vu | director, officer: CEO and Director | 546,050 | M-Exempt | A | 50,000 | 5.24 USD | 262,000 USD |
| Thursday, January 2nd, 2020 | Nazak Michael Adrian | officer: Chief Financial Officer | 60,000 | M-Exempt | A | 20,000 | 4.45 USD | 89,000 USD |
| Wednesday, January 1st, 2020 | Nazak Michael Adrian | officer: Chief Financial Officer | 0 | D | 40,000 | 8.50 USD | 340,000 USD | |
| Thursday, March 1st, 2018 | Gibbs Craig S | director | 0 | D | 7,791 | 2.89 USD | 22,516 USD | |
| Monday, August 13th, 2018 | Gibbs Craig S | director | 0 | D | 9,349 | 17.97 USD | 168,002 USD | |
| Wednesday, February 20th, 2019 | Truong Vu | director, officer: CEO, CSO and Director | 496,050 | A-Award | A | 200,000 | 8.20 USD | 1,640,000 USD |
| Wednesday, December 5th, 2018 | KURLAND FRED | officer: Chief Financial Officer | 39,575 | A-Award | A | 17,000 | 8.50 USD | 144,500 USD |
| Wednesday, December 5th, 2018 | Dummer Wolfgang | officer: Chief Medical Officer | 81,094 | A-Award | A | 25,000 | 8.50 USD | 212,500 USD |
| Friday, July 12th, 2019 | Windham-Bannister Susan Richards | director | 35,000 | A-Award | A | 35,000 | 10.01 USD | 350,350 USD |
| Monday, August 13th, 2018 | Truong Vu | director, 10 percent owner, officer: CEO, CSO, Director | 0 | D | 77,908 | 2.89 USD | 225,154 USD | |
| Wednesday, March 1st, 2017 | Truong Vu | director, 10 percent owner, officer: CEO, CSO, Director | 0 | D | 77,908 | 13.16 USD | 1,025,269 USD | |
| Monday, August 13th, 2018 | Truong Vu | director, 10 percent owner, officer: CEO, CSO, Director | 0 | D | 116,861 | 17.01 USD | 1,987,806 USD | |
| Monday, August 13th, 2018 | RUFFOLO ROBERT R | director | 0 | D | 7,791 | 13.16 USD | 102,530 USD | |
| Wednesday, March 1st, 2017 | Patzer Eric | director, 10 percent owner: | 0 | D | 77,908 | 13.16 USD | 1,025,269 USD | |
| Wednesday, December 6th, 2017 | KURLAND FRED | officer: Chief Financial Officer | 0 | D | 5,455 | 2.89 USD | 15,765 USD | |
| Monday, August 13th, 2018 | HAMILTON JOHN F | director | 0 | D | 9,349 | 17.97 USD | 168,002 USD | |
| Tuesday, August 13th, 2019 | Gibbs Craig S | director | 52,140 | A-Award | A | 35,000 | 8.39 USD | 293,650 USD |
| Tuesday, August 13th, 2019 | HAMILTON JOHN F | director | 52,140 | A-Award | A | 35,000 | 8.39 USD | 293,650 USD |
| Tuesday, August 13th, 2019 | RUFFOLO ROBERT R | director | 42,791 | A-Award | A | 35,000 | 8.39 USD | 293,650 USD |
| Wednesday, June 5th, 2019 | KURLAND FRED | officer: Chief Financial Officer | 54,575 | A-Award | A | 15,000 | 9.03 USD | 135,450 USD |
| Friday, July 12th, 2019 | Windham-Bannister Susan Richards | director | 35,000 | A-Award | A | 35,000 | 10.01 USD | 350,350 USD |
| Wednesday, June 5th, 2019 | Windham-Bannister Susan Richards | director: | 0 | 0 | 0.00 USD | 0 USD | ||
| Wednesday, February 20th, 2019 | Truong Vu | director, officer: CEO and Director | 316,861 | A-Award | A | 200,000 | 8.46 USD | 1,692,000 USD |
| Wednesday, December 5th, 2018 | KURLAND FRED | officer: Chief Financial Officer | 39,574 | A-Award | A | 17,000 | 8.50 USD | 144,500 USD |
| Wednesday, December 5th, 2018 | KURLAND FRED | officer: Chief Financial Officer | 40,024 | A-Award | A | 17,000 | 8.50 USD | 144,500 USD |
| Wednesday, December 5th, 2018 | Dummer Wolfgang | officer: Chief Medical Officer | 81,094 | A-Award | A | 25,000 | 8.50 USD | 212,500 USD |
| Thursday, March 1st, 2018 | Gibbs Craig S | director | 0 | D | 7,791 | 2.89 USD | 22,516 USD | |
| Monday, August 13th, 2018 | Gibbs Craig S | director | 0 | D | 9,349 | 17.97 USD | 168,002 USD | |
| Monday, August 13th, 2018 | Patzer Eric | director, 10 percent owner: | 709,606 | D | 0 | 0.00 USD | 0 USD | |
| Wednesday, March 1st, 2017 | Patzer Eric | director, 10 percent owner: | 0 | D | 77,908 | 13.16 USD | 1,025,269 USD | |
| Monday, August 13th, 2018 | Patzer Eric | director, 10 percent owner: | 0 | D | 38,954 | 9.63 USD | 375,127 USD | |
| Wednesday, December 6th, 2017 | KURLAND FRED | officer: Chief Financial Officer | 0 | D | 5,454 | 2.89 USD | 15,762 USD | |
| Monday, August 13th, 2018 | KURLAND FRED | officer: Chief Financial Officer | 0 | D | 3,985 | 17.20 USD | 68,542 USD | |
| Sunday, December 12th, 2021 | BLECH ISAAC | director | 0 | D | 234,860 | 14.50 USD | 3,405,470 USD | |
| Monday, August 13th, 2018 | Truong Vu | director, 10 percent owner, officer: CEO, CSO, Director | 732,352 | D | 0 | 0.00 USD | 0 USD | |
| Monday, August 13th, 2018 | Truong Vu | director, 10 percent owner, officer: CEO, CSO, Director | 0 | D | 77,908 | 2.89 USD | 225,154 USD | |
| Monday, August 13th, 2018 | Truong Vu | director, 10 percent owner, officer: CEO, CSO, Director | 0 | D | 23,373 | 12.96 USD | 302,914 USD | |
| Wednesday, March 1st, 2017 | Truong Vu | director, 10 percent owner, officer: CEO, CSO, Director | 0 | D | 23,373 | 13.16 USD | 307,589 USD | |
| Monday, August 13th, 2018 | Truong Vu | director, 10 percent owner, officer: CEO, CSO, Director | 0 | D | 116,861 | 17.01 USD | 1,987,806 USD | |
| Tuesday, June 5th, 2018 | HAMILTON JOHN F | director | 0 | D | 7,791 | 12.96 USD | 100,971 USD | |
| Monday, August 13th, 2018 | HAMILTON JOHN F | director | 0 | D | 9,349 | 17.97 USD | 168,002 USD | |
| Monday, August 13th, 2018 | Dummer Wolfgang | officer: Chief Medical Officer | 0 | D | 56,094 | 17.20 USD | 964,817 USD |
