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Alibaba Group Holding Limited Senate Trading
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| Transaction Date (eFD Report) |
Received | Reporting Name | Owner | Transaction Size | Transaction Type | Asset Type | Asset | Description |
|---|---|---|---|---|---|---|---|---|
| Friday, April 28th, 2023 | Received Monday, May 15th, 2023 | John W. Hickenlooper | Spouse | $1,001 - $15,000 | Sale (Full) | Stock | Alibaba Group Holding Limited American Depositary | -- |
| Friday, April 28th, 2023 | Received Sunday, May 14th, 2023 | John W. Hickenlooper | Spouse | $1,001 - $15,000 | Sale (Full) | Stock | Alibaba Group Holding Limited American Depositary | -- |
| Friday, January 14th, 2022 | Received Monday, February 14th, 2022 | Tommy Tuberville | Joint | $50,001 - $100,000 | Purchase | Stock Option | Alibaba Group Holding Limited American Depositary | This transaction is called buying to cover, which is a way to close out a short sale. Per this transaction, the Senator is divested of BABA securities |
| Friday, January 14th, 2022 | Received Monday, February 14th, 2022 | Tommy Tuberville | Joint | $15,001 - $50,000 | Purchase | Stock Option | Alibaba Group Holding Limited American Depositary | This transaction is called buying to cover, which is a way to close out a short sale. Per this transaction, the Senator is divested of BABA securities |
| Friday, January 14th, 2022 | Received Sunday, February 13th, 2022 | Tommy Tuberville | Joint | $50,001 - $100,000 | Purchase | Stock Option | Alibaba Group Holding Limited American Depositary | This transaction is called buying to cover, which is a way to close out a short sale. Per this transaction, the Senator is divested of BABA securities |
| Tuesday, December 21st, 2021 | Received Wednesday, January 12th, 2022 | Tommy Tuberville | Joint | $15,001 - $50,000 | Purchase | Stock | Alibaba Group Holding Limited American Depositary | -- |
| Wednesday, December 15th, 2021 | Received Wednesday, January 12th, 2022 | Tommy Tuberville | Joint | $50,001 - $100,000 | Purchase | Stock | Alibaba Group Holding Limited American Depositary | -- |
| Tuesday, December 14th, 2021 | Received Wednesday, January 12th, 2022 | Tommy Tuberville | Joint | $50,001 - $100,000 | Purchase | Stock | Alibaba Group Holding Limited American Depositary | -- |
| Thursday, December 23rd, 2021 | Received Wednesday, January 12th, 2022 | Tommy Tuberville | Joint | $50,001 - $100,000 | Sale (Partial) | Stock | Alibaba Group Holding Limited American Depositary | -- |
| Wednesday, December 15th, 2021 | Received Tuesday, January 11th, 2022 | Tommy Tuberville | Joint | $50,001 - $100,000 | Purchase | Stock | Alibaba Group Holding Limited American Depositary | -- |
| Thursday, December 23rd, 2021 | Received Tuesday, January 11th, 2022 | Tommy Tuberville | Joint | $50,001 - $100,000 | Sale (Partial) | Stock | Alibaba Group Holding Limited American Depositary | -- |
| Tuesday, December 21st, 2021 | Received Tuesday, January 11th, 2022 | Tommy Tuberville | Joint | $15,001 - $50,000 | Purchase | Stock | Alibaba Group Holding Limited American Depositary | -- |
| Tuesday, December 14th, 2021 | Received Tuesday, January 11th, 2022 | Tommy Tuberville | Joint | $50,001 - $100,000 | Purchase | Stock | Alibaba Group Holding Limited American Depositary | -- |
| Monday, September 13th, 2021 | Received Friday, October 15th, 2021 | Tommy Tuberville | Joint | $15,001 - $50,000 | Sale (Full) | Stock Option | Alibaba Group Holding Limited American Depositary | -- |
| Monday, September 13th, 2021 | Received Friday, October 15th, 2021 | Tommy Tuberville | Joint | $1,001 - $15,000 | Sale (Full) | Stock Option | Alibaba Group Holding Limited American Depositary | -- |
| Monday, September 13th, 2021 | Received Friday, October 15th, 2021 | Tommy Tuberville | Joint | $50,001 - $100,000 | Purchase | Stock Option | Alibaba Group Holding Limited American Depositary | -- |
| Monday, September 13th, 2021 | Received Thursday, October 14th, 2021 | Tommy Tuberville | Joint | $50,001 - $100,000 | Purchase | Stock Option | Alibaba Group Holding Limited American Depositary | -- |
| Monday, September 13th, 2021 | Received Thursday, October 14th, 2021 | Tommy Tuberville | Joint | $15,001 - $50,000 | Sale (Full) | Stock Option | Alibaba Group Holding Limited American Depositary | -- |
| Monday, August 30th, 2021 | Received Monday, September 13th, 2021 | Sheldon Whitehouse | Spouse | $1,001 - $15,000 | Sale (Full) | Stock | Alibaba Group Holding Limited American Depositary | Due to standing separation agreement with financial advisor, Senator first notified of activity 9/13/21 in compliance with Senate disclosure process. |
| Monday, August 30th, 2021 | Received Sunday, September 12th, 2021 | Sheldon Whitehouse | Spouse | $1,001 - $15,000 | Sale (Full) | Stock | Alibaba Group Holding Limited American Depositary | Due to standing separation agreement with financial advisor, Senator first notified of activity 9/13/21 in compliance with Senate disclosure process. |
| Wednesday, July 14th, 2021 | Received Friday, August 13th, 2021 | Tommy Tuberville | Joint | $15,001 - $50,000 | Sale (Full) | Stock Option | Alibaba Group Holding Limited American Depositary | -- |
| Wednesday, July 14th, 2021 | Received Friday, August 13th, 2021 | Tommy Tuberville | Joint | $15,001 - $50,000 | Purchase | Stock Option | Alibaba Group Holding Limited American Depositary | -- |
| Wednesday, July 14th, 2021 | Received Thursday, August 12th, 2021 | Tommy Tuberville | Joint | $15,001 - $50,000 | Sale (Full) | Stock Option | Alibaba Group Holding Limited American Depositary | -- |
| Wednesday, July 14th, 2021 | Received Thursday, August 12th, 2021 | Tommy Tuberville | Joint | $15,001 - $50,000 | Purchase | Stock Option | Alibaba Group Holding Limited American Depositary | -- |
| Monday, January 25th, 2021 | Received Friday, July 23rd, 2021 | Tommy Tuberville | Joint | $15,001 - $50,000 | Sale (Full) | Stock Option | Alibaba Group Holding Limited | -- |
| Monday, January 25th, 2021 | Received Thursday, July 22nd, 2021 | Tommy Tuberville | Joint | $15,001 - $50,000 | Sale (Full) | Stock Option | Alibaba Group Holding Limited | -- |
| Thursday, July 2nd, 2020 | Received Wednesday, August 5th, 2020 | Pat Roberts | Spouse | $15,001 - $50,000 | Sale (Full) | Stock | Alibaba Group Holding Limited | 555 |
| Tuesday, April 7th, 2020 | Received Friday, May 1st, 2020 | Kelly Loeffler | Spouse | $1,001 - $15,000 | Purchase | Stock Option | Alibaba Group Holding Limited | -- |
| Friday, February 21st, 2020 | Received Thursday, April 30th, 2020 | Kelly Loeffler | Spouse | $1,001 - $15,000 | Sale (Full) | Stock Option | Alibaba Group Holding Limited | Obligation to purchase stock of BABA for $175 |
| Friday, February 21st, 2020 | Received Tuesday, March 31st, 2020 | Kelly Loeffler | Spouse | $1,001 - $15,000 | Sale (Full) | Stock Option | Alibaba Group Holding Limited | Obligation to purchase stock of BABA for $175 |
| Tuesday, January 14th, 2020 | Received Monday, February 3rd, 2020 | Pat Roberts | Spouse | $15,001 - $50,000 | Purchase | Stock | Alibaba Group Holding Limited | 555 |
| Wednesday, January 16th, 2019 | Received Thursday, January 17th, 2019 | James Inhofe | Self | $15,001 - $50,000 | Sale (Full) | Stock | Alibaba Group Holding Limited | -- |
| Tuesday, August 28th, 2018 | Received Friday, September 7th, 2018 | Sheldon Whitehouse | Spouse | $1,001 - $15,000 | Purchase | Stock | Alibaba Group Holding Limited | -- |
| Tuesday, August 28th, 2018 | Received Thursday, September 6th, 2018 | Sheldon Whitehouse | Spouse | $1,001 - $15,000 | Purchase | Stock | Alibaba Group Holding Limited | -- |
| Wednesday, June 6th, 2018 | Received Friday, July 13th, 2018 | Sheldon Whitehouse | Spouse | $1,001 - $15,000 | Purchase | Stock | Alibaba Group Holding Limited | -- |
| Wednesday, June 6th, 2018 | Received Thursday, July 12th, 2018 | Sheldon Whitehouse | Spouse | $1,001 - $15,000 | Purchase | Stock | Alibaba Group Holding Limited | -- |
| Monday, October 23rd, 2017 | Received Wednesday, November 8th, 2017 | James Inhofe | Self | $15,001 - $50,000 | Purchase | Stock | Alibaba Group Holding Limited | -- |
| Wednesday, May 25th, 2016 | Received Tuesday, June 7th, 2016 | James Inhofe | Self | $50,001 - $100,000 | Sale (Full) | Stock | Alibaba Group Holding Limited | -- |
| Monday, November 10th, 2014 | Received Tuesday, August 11th, 2015 | Sheldon Whitehouse | Self | $15,001 - $50,000 | Purchase | Alibaba Group Holding Limited (NYSE) | -- | |
| Tuesday, April 7th, 2015 | Received Thursday, April 23rd, 2015 | Sheldon Whitehouse | Self | $15,001 - $50,000 | Sale (Full) | Stock | Alibaba Group Holding Limited (NYSE) | -- |
| Tuesday, April 7th, 2015 | Received Wednesday, April 22nd, 2015 | Sheldon Whitehouse | Self | $15,001 - $50,000 | Sale (Full) | Stock | Alibaba Group Holding Limited (NYSE) | -- |
| Wednesday, March 11th, 2015 | Received Tuesday, March 24th, 2015 | Pat Roberts | Spouse | $1,001 - $15,000 | Sale (Full) | Stock | Alibaba Group Holding Limited (NYSE) | R |
| Wednesday, March 4th, 2015 | Received Tuesday, March 24th, 2015 | Pat Roberts | Spouse | $1,001 - $15,000 | Purchase | Stock | Alibaba Group Holding Limited (NYSE) | R |
| Monday, November 10th, 2014 | Received Tuesday, November 18th, 2014 | Sheldon Whitehouse | Self | $15,001 - $50,000 | Purchase | Alibaba Group Holding Limited (NYSE) | -- | |
| Monday, November 10th, 2014 | Received Monday, November 17th, 2014 | Sheldon Whitehouse | Self | $15,001 - $50,000 | Purchase | Alibaba Group Holding Limited (NYSE) | -- |
