BCAB Insider Transactions
| Transaction Date (SEC Report ) |
Reporting Name | Relationship | Shrs. Owned | Type | Acq./Disp. | Shrs. Transacted | Price() | Amount() |
|---|---|---|---|---|---|---|---|---|
| 2023-03-28 | Vasquez Christian | officer: See Remarks | 102,709 | P-Purchase | A | 20,000 | 2.40 | 47,970.00 |
| 2023-02-28 | SHORT JAY M PHD | director, 10 percent owner, officer: Chief Executive Officer | 1,371,587 | F-InKind | D | 2,888 | 2.89 | 8,346.32 |
| 2023-02-10 | SHORT JAY M PHD | director, 10 percent owner, officer: Chief Executive Officer | 850,000 | A-Award | A | 850,000 | 3.65 | 3,102,500.00 |
| 2023-02-28 | Smith Scott Andrew | director, officer: Former President | 316,908 | F-InKind | D | 1,791 | 2.98 | 5,337.18 |
| 2023-02-10 | Smith Scott Andrew | director, officer: Former President | 350,000 | A-Award | A | 350,000 | 3.65 | 1,277,500.00 |
| 2023-02-28 | WALDRON RICHARD A | officer: Chief Financial Officer | 129,660 | F-InKind | D | 970 | 2.98 | 2,890.60 |
| 2023-02-09 | WALDRON RICHARD A | officer: Chief Financial Officer | 210,000 | A-Award | A | 210,000 | 3.95 | 829,500.00 |
| 2023-02-28 | Vasquez Christian | officer: See Remarks | 82,709 | F-InKind | D | 229 | 2.98 | 682.42 |
| 2023-02-09 | Vasquez Christian | officer: See Remarks | 135,000 | A-Award | A | 135,000 | 3.95 | 533,250.00 |
| 2023-02-28 | Sievers Eric | officer: Chief Medical Officer | 92,746 | F-InKind | D | 554 | 2.98 | 1,650.92 |
| 2023-02-09 | Sievers Eric | officer: Chief Medical Officer | 240,000 | A-Award | A | 240,000 | 3.95 | 948,000.00 |
| 2023-01-31 | SHORT JAY M PHD | director, 10 percent owner, officer: Chief Executive Officer | 1,374,475 | F-InKind | D | 3,517 | 3.79 | 13,329.43 |
| 2023-01-31 | WALDRON RICHARD A | officer: Chief Financial Officer | 130,630 | F-InKind | D | 1,144 | 3.79 | 4,335.76 |
| 2023-01-31 | Smith Scott Andrew | director, officer: President | 318,699 | F-InKind | D | 2,181 | 3.79 | 8,265.99 |
| 2023-01-31 | Sievers Eric | officer: Chief Medical Officer | 93,300 | F-InKind | D | 654 | 3.79 | 2,478.66 |
| 2023-01-31 | Vasquez Christian | officer: See Remarks | 82,938 | F-InKind | D | 229 | 3.79 | 867.91 |
| 2022-12-31 | SHORT JAY M PHD | officer: Chief Executive Officer | 1,377,992 | F-InKind | D | 4,667 | 8.25 | 38,502.75 |
| 2022-12-31 | Smith Scott Andrew | officer: President | 320,880 | F-InKind | D | 1,791 | 8.25 | 14,775.75 |
| 2022-12-31 | WALDRON RICHARD A | officer: Chief Financial Officer | 131,774 | F-InKind | D | 970 | 8.25 | 8,002.50 |
| 2022-12-31 | Sievers Eric | officer: Chief Medical Officer | 93,954 | F-InKind | D | 554 | 8.25 | 4,570.50 |
| 2022-12-31 | Vasquez Christian | officer: See Remarks | 83,167 | F-InKind | D | 194 | 8.25 | 1,600.50 |
| 2022-12-19 | MCBRINN SYLVIA | director | 9,125 | P-Purchase | A | 3,700 | 8.33 | 30,813.23 |
| 2022-11-30 | SHORT JAY M PHD | officer: Chief Executive Officer | 1,382,659 | F-InKind | D | 4,667 | 11.01 | 51,383.67 |
| 2022-11-30 | WALDRON RICHARD A | officer: Chief Financial Officer | 132,744 | F-InKind | D | 970 | 11.01 | 10,679.70 |
| 2022-11-30 | Sievers Eric | officer: Chief Medical Officer | 94,508 | F-InKind | D | 555 | 11.01 | 6,110.55 |
| 2022-11-30 | Smith Scott Andrew | officer: President | 322,671 | F-InKind | D | 1,791 | 11.01 | 19,718.91 |
| 2022-11-30 | Vasquez Christian | officer: See Remarks | 83,361 | F-InKind | D | 194 | 11.01 | 2,135.94 |
| 2022-11-22 | MCBRINN SYLVIA | director | 5,425 | P-Purchase | A | 2,000 | 8.27 | 16,539.60 |
| 2022-10-31 | SHORT JAY M PHD | officer: Chief Executive Officer | 1,387,326 | F-InKind | D | 3,454 | 6.89 | 23,798.06 |
| 2022-10-31 | WALDRON RICHARD A | officer: Chief Financial Officer | 123,714 | F-InKind | D | 970 | 6.89 | 6,683.30 |
| 2022-10-31 | Sievers Eric | officer: Chief Medical Officer | 85,063 | F-InKind | D | 554 | 6.89 | 3,817.06 |
| 2022-10-31 | Smith Scott Andrew | officer: President | 324,462 | F-InKind | D | 1,791 | 6.89 | 12,339.99 |
| 2022-10-31 | Vasquez Christian | officer: See Remarks | 73,555 | F-InKind | D | 194 | 6.89 | 1,336.66 |
| 2022-09-30 | Vasquez Christian | officer: See Remarks | 73,749 | F-InKind | D | 194 | 7.70 | 1,493.80 |
| 2022-09-30 | SHORT JAY M PHD | officer: Chief Executive Officer | 1,390,780 | F-InKind | D | 2,888 | 7.70 | 22,237.60 |
| 2022-09-30 | Sievers Eric | officer: Chief Medical Officer | 85,617 | F-InKind | D | 555 | 7.70 | 4,273.50 |
| 2022-09-30 | Smith Scott Andrew | officer: President | 326,253 | F-InKind | D | 1,791 | 7.70 | 13,790.70 |
| 2022-09-30 | WALDRON RICHARD A | officer: Chief Financial Officer | 124,684 | F-InKind | D | 970 | 7.70 | 7,469.00 |
| 2022-08-31 | SHORT JAY M PHD | officer: Chief Executive Officer | 1,393,668 | F-InKind | D | 2,888 | 8.71 | 25,154.48 |
| 2022-08-31 | Vasquez Christian | officer: See Remarks | 73,943 | F-InKind | D | 194 | 8.71 | 1,689.74 |
| 2022-08-31 | WALDRON RICHARD A | officer: Chief Financial Officer | 125,654 | F-InKind | D | 970 | 8.71 | 8,448.70 |
| 2022-08-31 | Smith Scott Andrew | officer: President | 328,044 | F-InKind | D | 1,791 | 8.71 | 15,599.61 |
| 2022-08-31 | Sievers Eric | officer: Chief Medical Officer | 86,172 | F-InKind | D | 555 | 8.71 | 4,834.05 |
| 2022-08-12 | SHORT JAY M PHD | officer: Chief Executive Officer | 1,396,556 | P-Purchase | A | 26,350 | 7.84 | 206,599.81 |
| 2022-07-31 | SHORT JAY M PHD | officer: Chief Executive Officer | 1,370,206 | F-InKind | D | 2,888 | 3.40 | 9,819.20 |
| 2022-07-31 | WALDRON RICHARD A | officer: Chief Financial Officer | 126,624 | F-InKind | D | 970 | 3.40 | 3,298.00 |
| 2022-07-31 | Vasquez Christian | officer: See Remarks | 74,137 | F-InKind | D | 194 | 3.40 | 659.60 |
| 2022-07-31 | Smith Scott Andrew | officer: President | 329,835 | F-InKind | D | 1,791 | 3.40 | 6,089.40 |
| 2022-07-31 | Sievers Eric | officer: Chief Medical Officer | 86,727 | F-InKind | D | 554 | 3.40 | 1,883.60 |
| 2022-06-30 | SHORT JAY M PHD | officer: Chief Executive Officer | 1,373,094 | F-InKind | D | 2,888 | 2.85 | 8,230.80 |
| 2022-06-30 | WALDRON RICHARD A | officer: Chief Financial Officer | 127,594 | F-InKind | D | 970 | 2.85 | 2,764.50 |
| 2022-06-30 | Vasquez Christian | officer: See Remarks | 74,331 | F-InKind | D | 194 | 2.85 | 552.90 |
| 2022-06-30 | Smith Scott Andrew | officer: President | 331,626 | F-InKind | D | 1,791 | 2.85 | 5,104.35 |
| 2022-06-30 | Sievers Eric | officer: Chief Medical Officer | 87,281 | F-InKind | D | 555 | 2.85 | 1,581.75 |
| 2022-06-21 | SHORT JAY M PHD | officer: Chief Executive Officer | 1,375,982 | P-Purchase | A | 40,308 | 2.91 | 117,296.28 |
| 2022-06-16 | Levy Guy | 0 | 0 | 0.00 | 0.00 | |||
| 2022-06-16 | MCBRINN SYLVIA | director: | 20,000 | A-Award | A | 20,000 | 0.00 | 0.00 |
| 2021-06-15 | MCBRINN SYLVIA | director | 18,920 | A-Award | A | 18,920 | 39.64 | 749,988.80 |
| 2022-06-16 | Williams Eddie | director: | 20,000 | A-Award | A | 20,000 | 0.00 | 0.00 |
| 2022-06-16 | STEINMAN LAWRENCE | director: | 20,000 | A-Award | A | 20,000 | 0.00 | 0.00 |
| 2022-06-16 | Moran Susan | director: | 20,000 | A-Award | A | 20,000 | 0.00 | 0.00 |
| 2022-06-16 | GRAY MARY ANN | director: | 20,000 | A-Award | A | 20,000 | 0.00 | 0.00 |
| 2022-06-07 | Vasquez Christian | officer: See Remarks | 74,525 | P-Purchase | A | 10,000 | 2.97 | 29,720.00 |
| 2021-07-07 | SHORT JAY M PHD | director, 10 percent owner, officer: Chief Executive Officer | 1,309,480 | J-Other | A | 5,378 | 0.00 | 0.00 |
| 2022-05-31 | SHORT JAY M PHD | director, 10 percent owner, officer: Chief Executive Officer | 1,306,592 | F-InKind | D | 2,888 | 2.41 | 6,960.08 |
| 2021-06-14 | SHORT JAY M PHD | director, 10 percent owner, officer: Chief Executive Officer | 0 | 0 | 0.00 | 0.00 | ||
| 2021-06-14 | Himalaya Parent LLC | 10 percent owner | 50 | J-Other | D | 8,682,254 | 0.00 | 0.00 |
| 2022-05-31 | Vasquez Christian | officer: See Remarks | 24,525 | F-InKind | D | 194 | 2.41 | 467.54 |
| 2022-05-31 | WALDRON RICHARD A | officer: Chief Financial Officer | 128,564 | F-InKind | D | 970 | 2.41 | 2,337.70 |
| 2022-05-31 | Smith Scott Andrew | officer: President | 333,417 | F-InKind | D | 1,791 | 2.41 | 4,316.31 |
| 2022-05-31 | Sievers Eric | officer: Chief Medical Officer | 87,836 | F-InKind | D | 554 | 2.41 | 1,335.14 |
| 2022-04-30 | WALDRON RICHARD A | officer: Chief Financial Officer | 129,534 | F-InKind | D | 970 | 3.48 | 3,375.60 |
| 2022-04-30 | Vasquez Christian | officer: See Remarks | 24,719 | F-InKind | D | 189 | 3.48 | 657.72 |
| 2022-04-30 | Smith Scott Andrew | officer: President | 335,208 | F-InKind | D | 1,791 | 3.48 | 6,232.68 |
| 2022-04-30 | Sievers Eric | officer: Chief Medical Officer | 88,390 | F-InKind | D | 555 | 3.48 | 1,931.40 |
| 2022-04-30 | SHORT JAY M PHD | officer: Chief Executive Officer | 1,304,102 | F-InKind | D | 2,888 | 3.48 | 10,050.24 |
| 2022-03-31 | WALDRON RICHARD A | officer: Chief Financial Officer | 130,504 | F-InKind | D | 970 | 5.00 | 4,850.00 |
| 2022-03-31 | Vasquez Christian | officer: See Remarks | 24,908 | F-InKind | D | 189 | 5.00 | 945.00 |
| 2022-03-31 | Smith Scott Andrew | officer: President | 336,999 | F-InKind | D | 1,791 | 5.00 | 8,955.00 |
| 2022-03-31 | Sievers Eric | officer: Chief Medical Officer | 88,945 | F-InKind | D | 554 | 5.00 | 2,770.00 |
| 2022-03-31 | SHORT JAY M PHD | officer: Chief Executive Officer | 1,306,990 | F-InKind | D | 2,888 | 5.00 | 14,440.00 |
| 2022-02-28 | WALDRON RICHARD A | officer: Chief Financial Officer | 131,474 | F-InKind | D | 970 | 6.48 | 6,285.60 |
| 2022-02-28 | Vasquez Christian | officer: See Remarks | 25,097 | F-InKind | D | 230 | 6.48 | 1,490.40 |
| 2022-02-28 | Smith Scott Andrew | director, officer: President | 338,790 | F-InKind | D | 1,791 | 6.48 | 11,605.68 |
| 2022-02-28 | Sievers Eric | officer: Chief Medical Officer | 89,499 | F-InKind | D | 555 | 6.48 | 3,596.40 |
| 2022-02-28 | SHORT JAY M PHD | director, 10 percent owner, officer: Chief Executive Officer | 1,309,878 | F-InKind | D | 2,888 | 6.48 | 18,714.24 |
| 2022-02-22 | Smith Scott Andrew | director, officer: President | 200,000 | A-Award | A | 200,000 | 6.66 | 1,332,000.00 |
| 2022-02-22 | SHORT JAY M PHD | director, 10 percent owner, officer: Chief Executive Officer | 337,000 | A-Award | A | 337,000 | 6.66 | 2,244,420.00 |
| 2022-02-21 | WALDRON RICHARD A | officer: Chief Financial Officer | 115,000 | A-Award | A | 115,000 | 6.75 | 776,250.00 |
| 2022-02-21 | Vasquez Christian | officer: See Remarks | 44,000 | A-Award | A | 44,000 | 6.75 | 297,000.00 |
| 2022-02-21 | Sievers Eric | officer: Chief Medical Officer | 122,000 | A-Award | A | 122,000 | 6.75 | 823,500.00 |
| 2021-12-16 | Williams Eddie | director | 25,000 | A-Award | A | 25,000 | 19.57 | 489,250.00 |
| 2021-12-16 | Williams Eddie | director: | 0 | 0 | 0.00 | 0.00 | ||
| 2022-01-31 | WALDRON RICHARD A | officer: Chief Financial Officer | 132,444 | F-InKind | D | 1,150 | 9.56 | 10,994.00 |
| 2022-01-31 | Vasquez Christian | officer: See Remarks | 25,327 | F-InKind | D | 230 | 9.56 | 2,198.80 |
| 2022-01-31 | Smith Scott Andrew | director, officer: President | 340,581 | F-InKind | D | 2,181 | 9.56 | 20,850.36 |
| 2022-01-31 | Sievers Eric | officer: Chief Medical Officer | 90,054 | F-InKind | D | 657 | 9.56 | 6,280.92 |
| 2022-01-31 | SHORT JAY M PHD | director, 10 percent owner, officer: Chief Executive Officer | 1,312,766 | F-InKind | D | 3,378 | 9.56 | 32,293.68 |
| 2021-12-31 | WALDRON RICHARD A | officer: Chief Financial Officer | 133,078 | F-InKind | D | 1,391 | 19.63 | 27,305.33 |
| 2021-12-31 | Vasquez Christian | officer: See Remarks | 25,065 | F-InKind | D | 194 | 19.63 | 3,808.22 |
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