CAT Insider Transactions
| Transaction Date (SEC Report) |
Reporting Name | Relationship | Shrs. Owned | Type | Acq./Disp. | Shrs. Transacted | Price() | Amount() |
|---|---|---|---|---|---|---|---|---|
| 2024-07-16 | Johnson Cheryl H | officer: Chief Human Resources Officer | 18,515 | S-Sale | D | 1,508 | 350.00 | 527,800.00 |
| 2024-07-15 | De Lange Bob | officer: Group President | 70,870 | G-Gift | D | 505 | 0.00 | 0.00 |
| 2024-06-28 | SCHWAB SUSAN C | director | 18,811 | A-Award | A | 113 | 0.00 | 0.00 |
| 2024-06-28 | MacLennan David | director | 95 | A-Award | A | 50 | 0.00 | 0.00 |
| 2024-06-26 | Creed Joseph E | officer: Chief Operating Officer | 9,058 | A-Award | A | 34 | 0.00 | 0.00 |
| 2024-06-26 | Johnson Denise C | officer: Group President | 28,821 | A-Award | A | 29 | 0.00 | 0.00 |
| 2024-06-12 | MacLennan David | director | 6,260 | A-Award | A | 517 | 328.73 | 169,953.00 |
| 2024-06-12 | Johnson Gerald | director | 2,730 | A-Award | A | 517 | 328.73 | 169,953.00 |
| 2024-06-12 | WILKINS RAYFORD JR | director | 7,522 | A-Award | A | 517 | 328.73 | 169,953.00 |
| 2024-06-12 | Fish James C Jr | director | 5,427 | A-Award | A | 517 | 328.73 | 169,953.00 |
| 2024-06-12 | SCHWAB SUSAN C | director | 10,825 | A-Award | A | 517 | 328.73 | 169,953.00 |
| 2024-06-12 | REED DEBRA L | director | 12,219 | A-Award | A | 517 | 328.73 | 169,953.00 |
| 2024-06-12 | DICKINSON DANIEL M | director | 6,274 | A-Award | A | 517 | 328.73 | 169,953.00 |
| 2024-06-12 | Marks Judith Fran | director | 1,227 | A-Award | A | 517 | 328.73 | 169,953.00 |
| 2024-05-30 | Johnson Cheryl H | officer: Chief Human Resources Officer | 20,023 | S-Sale | D | 1,508 | 340.00 | 512,720.00 |
| 2024-05-24 | Creed Joseph E | officer: Chief Operating Officer | 9,043 | A-Award | A | 32 | 0.00 | 0.00 |
| 2024-05-24 | Johnson Denise C | officer: Group President | 28,852 | A-Award | A | 15 | 0.00 | 0.00 |
| 2024-05-20 | Johnson Gerald | director | 2,213 | P-Purchase | A | 100 | 356.40 | 35,640.00 |
| 2024-05-13 | De Lange Bob | officer: Group President | 100,949 | M-Exempt | A | 29,834 | 95.66 | 2,853,920.00 |
| 2024-05-13 | De Lange Bob | officer: Group President | 92,962 | F-InKind | D | 7,987 | 357.30 | 2,853,755.00 |
| 2024-05-13 | De Lange Bob | officer: Group President | 71,488 | M-Exempt | A | 717 | 74.77 | 53,610.00 |
| 2024-05-13 | De Lange Bob | officer: Group President | 71,115 | F-InKind | D | 373 | 356.46 | 132,960.00 |
| 2024-05-13 | De Lange Bob | officer: Group President | 71,115 | S-Sale | D | 21,847 | 356.90 | 7,797,194.00 |
| 2024-05-13 | De Lange Bob | officer: Group President | 0 | M-Exempt | D | 29,834 | 95.66 | 2,853,920.00 |
| 2024-05-13 | De Lange Bob | officer: Group President | 0 | M-Exempt | D | 717 | 74.77 | 53,610.00 |
| 2024-05-06 | DICKINSON DANIEL M | director | 13,886 | J-Other | D | 2,931 | 0.00 | 0.00 |
| 2024-05-01 | DICKINSON DANIEL M | director | 16,818 | J-Other | D | 3,736 | 0.00 | 0.00 |
| 2024-05-03 | MacLennan David | director | 5,738 | P-Purchase | A | 500 | 337.39 | 168,695.00 |
| 2024-05-01 | DICKINSON DANIEL M | director | 16,818 | J-Other | A | 3,736 | 0.00 | 0.00 |
| 2024-04-29 | SCHWAB SUSAN C | director | 14,593 | D-Return | D | 8,579 | 348.86 | 2,992,870.00 |
| 2024-04-29 | SCHWAB SUSAN C | director | 10,291 | D-Return | D | 4,302 | 349.92 | 1,505,356.00 |
| 2024-04-26 | Creed Joseph E | officer: Chief Operating Officer | 8,830 | A-Award | A | 9 | 0.00 | 0.00 |
| 2024-04-01 | Owens Derek | officer: CLO & General Counsel | 4,108 | F-InKind | D | 72 | 365.29 | 26,301.00 |
| 2024-03-28 | SCHWAB SUSAN C | director | 18,630 | A-Award | A | 103 | 0.00 | 0.00 |
| 2024-03-28 | MacLennan David | director | 45 | A-Award | A | 45 | 0.00 | 0.00 |
| 2024-03-28 | CALHOUN DAVID L | director | 21,559 | A-Award | A | 103 | 0.00 | 0.00 |
| 2024-03-14 | Creed Joseph E | officer: Chief Operating Officer | 8,917 | A-Award | A | 622 | 0.00 | 0.00 |
| 2024-03-14 | Kaiser Jason | officer: Group President | 4,388 | A-Award | A | 352 | 0.00 | 0.00 |
| 2024-03-14 | Johnson Denise C | officer: Group President | 28,564 | A-Award | A | 658 | 0.00 | 0.00 |
| 2024-03-08 | Johnson Denise C | officer: Group President | 28,023 | A-Award | A | 313 | 0.00 | 0.00 |
| 2024-03-08 | Creed Joseph E | officer: Chief Operating Officer | 8,329 | A-Award | A | 267 | 0.00 | 0.00 |
| 2024-03-08 | Kaiser Jason | officer: Group President | 4,053 | A-Award | A | 117 | 0.00 | 0.00 |
| 2024-03-07 | BONFIELD ANDREW R J | officer: Chief Financial Officer | 75,755 | M-Exempt | A | 14,186 | 196.70 | 2,790,386.00 |
| 2024-03-07 | BONFIELD ANDREW R J | officer: Chief Financial Officer | 73,707 | M-Exempt | A | 15,393 | 219.76 | 3,382,766.00 |
| 2024-03-07 | BONFIELD ANDREW R J | officer: Chief Financial Officer | 65,142 | F-InKind | D | 10,613 | 340.39 | 3,612,559.00 |
| 2024-03-07 | BONFIELD ANDREW R J | officer: Chief Financial Officer | 61,569 | F-InKind | D | 12,138 | 340.39 | 4,131,654.00 |
| 2024-03-07 | BONFIELD ANDREW R J | officer: Chief Financial Officer | 14,186 | M-Exempt | D | 14,186 | 196.70 | 2,790,386.00 |
| 2024-03-07 | BONFIELD ANDREW R J | officer: Chief Financial Officer | 0 | M-Exempt | D | 15,393 | 219.76 | 3,382,766.00 |
| 2024-03-04 | BONFIELD ANDREW R J | officer: Chief Financial Officer | 58,314 | A-Award | A | 3,543 | 0.00 | 0.00 |
| 2024-03-04 | BONFIELD ANDREW R J | officer: Chief Financial Officer | 11,509 | A-Award | A | 11,509 | 338.65 | 3,897,523.00 |
| 2024-03-04 | Fassino Anthony D. | officer: Group President | 33,120 | A-Award | A | 2,731 | 0.00 | 0.00 |
| 2024-03-04 | Fassino Anthony D. | officer: Group President | 8,871 | A-Award | A | 8,871 | 338.65 | 3,004,164.00 |
| 2024-03-04 | Creed Joseph E | officer: Chief Operating Officer | 16,783 | A-Award | A | 16,783 | 338.65 | 5,683,563.00 |
| 2024-03-04 | Creed Joseph E | officer: Chief Operating Officer | 12,937 | A-Award | A | 5,168 | 0.00 | 0.00 |
| 2024-03-04 | Umpleby III Donald J | director, officer: Chief Executive Officer | 441,355 | A-Award | A | 12,181 | 0.00 | 0.00 |
| 2024-03-04 | Umpleby III Donald J | director, officer: Chief Executive Officer | 39,561 | A-Award | A | 39,561 | 338.65 | 13,397,333.00 |
| 2024-03-04 | Kaiser Jason | officer: Group President | 8,871 | A-Award | A | 8,871 | 338.65 | 3,004,164.00 |
| 2024-03-04 | Kaiser Jason | officer: Group President | 6,244 | A-Award | A | 2,731 | 0.00 | 0.00 |
| 2024-03-04 | Johnson Denise C | officer: Group President | 35,525 | A-Award | A | 2,731 | 0.00 | 0.00 |
| 2024-03-04 | Johnson Denise C | officer: Group President | 8,871 | A-Award | A | 8,871 | 338.65 | 3,004,164.00 |
| 2024-03-04 | Johnson Cheryl H | officer: Chief Human Resources Officer | 21,452 | A-Award | A | 1,846 | 0.00 | 0.00 |
| 2024-03-04 | Johnson Cheryl H | officer: Chief Human Resources Officer | 5,994 | A-Award | A | 5,994 | 338.65 | 2,029,868.00 |
| 2024-03-04 | De Lange Bob | officer: Group President | 70,771 | A-Award | A | 2,731 | 0.00 | 0.00 |
| 2024-03-04 | De Lange Bob | officer: Group President | 8,871 | A-Award | A | 8,871 | 338.65 | 3,004,164.00 |
| 2024-03-04 | Schaupp William E | officer: Chief Accounting Officer | 1,684 | A-Award | A | 229 | 0.00 | 0.00 |
| 2024-03-04 | Schaupp William E | officer: Chief Accounting Officer | 743 | A-Award | A | 743 | 338.65 | 251,617.00 |
| 2024-03-04 | Owens Derek | officer: CLO & General Counsel | 8,152 | A-Award | A | 8,152 | 338.65 | 2,760,675.00 |
| 2024-03-04 | Owens Derek | officer: CLO & General Counsel | 4,179 | A-Award | A | 2,510 | 0.00 | 0.00 |
| 2024-03-01 | Owens Derek | officer: CLO & General Counsel | 1,669 | F-InKind | D | 53 | 335.69 | 17,792.00 |
| 2024-02-28 | Fassino Anthony D. | officer: Group President | 31,355 | M-Exempt | A | 7,881 | 138.35 | 1,090,336.00 |
| 2024-02-28 | Fassino Anthony D. | officer: Group President | 28,049 | F-InKind | D | 3,306 | 329.73 | 1,090,087.00 |
| 2024-02-28 | Fassino Anthony D. | officer: Group President | 23,474 | S-Sale | D | 4,575 | 329.80 | 1,508,835.00 |
| 2024-02-28 | Fassino Anthony D. | officer: Group President | 0 | M-Exempt | A | 7,881 | 138.35 | 1,090,336.00 |
| 2024-02-26 | Umpleby III Donald J | director, officer: Chief Executive Officer | 36,040 | G-Gift | A | 8,081 | 0.00 | 0.00 |
| 2024-02-26 | Umpleby III Donald J | director, officer: Chief Executive Officer | 0 | G-Gift | D | 8,081 | 0.00 | 0.00 |
| 2024-02-23 | MacLennan David | director | 5,238 | P-Purchase | A | 350 | 323.37 | 113,180.00 |
| 2024-02-22 | Fassino Anthony D. | officer: Group President | 38,269 | M-Exempt | A | 7,880 | 138.35 | 1,090,198.00 |
| 2024-02-22 | Fassino Anthony D. | officer: Group President | 34,883 | F-InKind | D | 3,386 | 321.95 | 1,090,123.00 |
| 2024-02-22 | Fassino Anthony D. | officer: Group President | 30,389 | S-Sale | D | 4,494 | 321.96 | 1,446,888.00 |
| 2024-02-22 | Fassino Anthony D. | officer: Group President | 7,881 | M-Exempt | D | 7,880 | 138.35 | 1,090,198.00 |
| 2024-02-15 | Fassino Anthony D. | officer: Group President | 44,434 | M-Exempt | A | 14,073 | 151.12 | 2,126,712.00 |
| 2024-02-15 | Fassino Anthony D. | officer: Group President | 37,830 | F-InKind | D | 6,604 | 322.00 | 2,126,488.00 |
| 2024-02-15 | Fassino Anthony D. | officer: Group President | 30,361 | S-Sale | D | 7,469 | 322.00 | 2,405,018.00 |
| 2024-02-15 | Fassino Anthony D. | officer: Group President | 0 | M-Exempt | D | 14,073 | 151.12 | 2,126,712.00 |
| 2024-02-13 | Creed Joseph E | officer: Chief Operating Officer | 12,039 | A-Award | A | 12,039 | 0.00 | 0.00 |
| 2024-02-13 | Creed Joseph E | officer: Chief Operating Officer | 7,769 | F-InKind | D | 4,270 | 313.40 | 1,338,218.00 |
| 2024-02-13 | Umpleby III Donald J | director, officer: Chief Executive Officer | 438,378 | A-Award | A | 42,136 | 0.00 | 0.00 |
| 2024-02-13 | Umpleby III Donald J | director, officer: Chief Executive Officer | 421,543 | F-InKind | D | 16,835 | 313.40 | 5,276,089.00 |
| 2024-02-13 | Fassino Anthony D. | officer: Group President | 35,191 | A-Award | A | 12,039 | 0.00 | 0.00 |
| 2024-02-13 | Fassino Anthony D. | officer: Group President | 30,361 | F-InKind | D | 4,830 | 313.40 | 1,513,722.00 |
| 2024-02-13 | Kaiser Jason | officer: Group President | 4,118 | A-Award | A | 2,408 | 0.00 | 0.00 |
| 2024-02-13 | Kaiser Jason | officer: Group President | 3,513 | F-InKind | D | 605 | 313.40 | 189,607.00 |
| 2024-02-13 | Johnson Denise C | officer: Group President | 37,135 | A-Award | A | 12,280 | 0.00 | 0.00 |
| 2024-02-13 | Johnson Denise C | officer: Group President | 32,766 | F-InKind | D | 4,369 | 313.40 | 1,369,245.00 |
| 2024-02-13 | Johnson Cheryl H | officer: Chief Human Resources Officer | 20,737 | A-Award | A | 4,213 | 0.00 | 0.00 |
| 2024-02-13 | Johnson Cheryl H | officer: Chief Human Resources Officer | 19,540 | F-InKind | D | 1,197 | 313.40 | 375,140.00 |
| 2024-02-13 | De Lange Bob | officer: Group President | 73,131 | A-Award | A | 12,039 | 0.00 | 0.00 |
| 2024-02-13 | De Lange Bob | officer: Group President | 67,797 | F-InKind | D | 5,334 | 313.40 | 1,671,676.00 |
| 2024-02-13 | BONFIELD ANDREW R J | officer: Chief Financial Officer | 59,837 | A-Award | A | 12,520 | 0.00 | 0.00 |
| 2024-02-13 | BONFIELD ANDREW R J | officer: Chief Financial Officer | 54,771 | F-InKind | D | 5,066 | 313.40 | 1,587,684.00 |
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