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- Ownership
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Gladstone Investment Corporation 5.00% Notes Due 2026 Insider Trading
* In original currency USD
Loading Data
| Transaction Date (SEC Report) |
Reporting Name | Relationship | Shrs. Owned | Type | Acq./Disp. | Shrs. Transacted | Price | Total Amount |
|---|---|---|---|---|---|---|---|---|
| Thursday, July 10th, 2025 | Hellmold Erich Michael | officer | 0 | 0 | 0.00 USD | 0 USD | ||
| Friday, November 8th, 2024 | Ritchie Taylor | officer: Chief Financial Officer | 1,668 | 0 | 0.00 USD | 0 USD | ||
| Thursday, October 10th, 2024 | DULLUM DAVID A R | officer: President | 0 | G-Gift | D | 3,000 | 0.00 USD | 0 USD |
| Thursday, August 22nd, 2024 | Gorka Katharine C | director: | 0 | 0 | 0.00 USD | 0 USD | ||
| Monday, November 6th, 2023 | Easton Rachael Z. | officer: CFO and Treasurer | 1,400 | P-Purchase | A | 650 | 14.67 USD | 9,536 USD |
| Monday, August 7th, 2023 | DULLUM DAVID A R | officer: President | 149,916 | P-Purchase | A | 5,000 | 13.39 USD | 66,966 USD |
| Thursday, March 16th, 2023 | Easton Rachael Z. | officer: CFO and Treasurer | 750 | P-Purchase | A | 375 | 13.12 USD | 4,920 USD |
| Tuesday, March 14th, 2023 | DULLUM DAVID A R | officer: President | 144,916 | P-Purchase | A | 3,000 | 12.84 USD | 38,520 USD |
| Monday, February 6th, 2023 | WILKINSON WALTER H | director | 26,153.54 | P-Purchase | A | 3,661 | 13.96 USD | 51,108 USD |
| Friday, December 16th, 2022 | DULLUM DAVID A R | officer: President | 141,916 | P-Purchase | A | 3,000 | 13.06 USD | 39,182 USD |
| Tuesday, October 11th, 2022 | Novara Paula | director | 1,333 | D | 0 | 0.00 USD | 0 USD | |
| Friday, August 19th, 2022 | Smith Jennifer A | officer: Chief Valuation Officer | 100 | P-Purchase | A | 100 | 15.61 USD | 1,561 USD |
| Tuesday, June 14th, 2022 | DULLUM DAVID A R | officer: President | 138,916 | P-Purchase | A | 4,000 | 12.75 USD | 50,995 USD |
| Friday, May 20th, 2022 | Easton Rachael Z. | officer: CFO and Treasurer | 375 | P-Purchase | A | 175 | 14.52 USD | 2,540 USD |
| Thursday, February 24th, 2022 | DULLUM DAVID A R | officer: President | 134,916 | P-Purchase | A | 2,500 | 14.69 USD | 36,725 USD |
| Thursday, February 24th, 2022 | DULLUM DAVID A R | officer: President | 132,416 | P-Purchase | A | 3,000 | 14.46 USD | 43,380 USD |
| Wednesday, February 23rd, 2022 | Easton Rachael Z. | officer: CFO and Treasurer | 200 | P-Purchase | A | 200 | 14.93 USD | 2,985 USD |
| Monday, December 13th, 2021 | Easton Rachael Z. | officer | 0 | 0 | 0.00 USD | 0 USD | ||
| Friday, December 3rd, 2021 | DULLUM DAVID A R | officer: President | 129,416 | P-Purchase | A | 3,000 | 16.54 USD | 49,620 USD |
| Thursday, December 31st, 2020 | GLADSTONE DAVID | director, officer: Chief Executive Officer | 655,804 | D | 0 | 0.00 USD | 0 USD | |
| Thursday, December 31st, 2020 | GLADSTONE DAVID | director, officer: Chief Executive Officer | 11,018 | I | 0 | 0.00 USD | 0 USD | |
| Monday, March 23rd, 2020 | DULLUM DAVID A R | officer: President | 126,416 | P-Purchase | A | 2,500 | 6.80 USD | 17,000 USD |
| Monday, March 23rd, 2020 | BRUBAKER TERRY LEE | director, officer: Chief Operating Officer | 16,233 | P-Purchase | A | 2,500 | 6.83 USD | 17,070 USD |
| Friday, March 20th, 2020 | RYAN JULIA | officer: Chief Financial Officer | 4,000 | P-Purchase | A | 2,500 | 8.18 USD | 20,438 USD |
| Thursday, March 19th, 2020 | BRUBAKER TERRY LEE | director, officer: Chief Operating Officer | 13,733 | P-Purchase | A | 2,500 | 6.73 USD | 16,825 USD |
| Wednesday, March 18th, 2020 | DULLUM DAVID A R | officer: President | 123,916 | P-Purchase | A | 8,000 | 7.20 USD | 57,600 USD |
| Wednesday, March 18th, 2020 | BRUBAKER TERRY LEE | director, officer: Chief Operating Officer | 11,233 | P-Purchase | A | 2,500 | 7.35 USD | 18,375 USD |
| Thursday, March 12th, 2020 | DULLUM DAVID A R | officer: President | 115,916 | P-Purchase | A | 5,000 | 8.99 USD | 44,950 USD |
| Monday, March 16th, 2020 | LiCalsi Michael | officer: General Counsel and Secretary | 9,144 | P-Purchase | A | 1,000 | 8.73 USD | 8,735 USD |
| Wednesday, March 11th, 2020 | DULLUM DAVID A R | officer: President | 110,916 | P-Purchase | A | 10,000 | 10.49 USD | 104,900 USD |
| Monday, March 2nd, 2020 | DULLUM DAVID A R | officer: President | 100,916 | P-Purchase | A | 3,300 | 11.86 USD | 39,138 USD |
| Friday, September 13th, 2019 | DULLUM DAVID A R | officer: President | 97,616 | P-Purchase | A | 2,400 | 12.44 USD | 29,856 USD |
| Monday, September 9th, 2019 | GLADSTONE DAVID | director, officer: CEO | 666,554 | P-Purchase | A | 20,581 | 11.99 USD | 246,766 USD |
| Friday, August 16th, 2019 | BRUBAKER TERRY LEE | director, officer: Chief Operating Officer | 8,733 | S-Sale | D | 21,501.728 | 11.52 USD | 247,700 USD |
| Wednesday, August 14th, 2019 | BRUBAKER TERRY LEE | director, officer: Chief Operating Officer | 30,234.728 | S-Sale | D | 21,501.728 | 11.38 USD | 244,690 USD |
| Tuesday, June 4th, 2019 | DULLUM DAVID A R | officer: President | 95,216 | P-Purchase | A | 2,000 | 11.10 USD | 22,200 USD |
| Wednesday, December 12th, 2018 | DULLUM DAVID A R | officer: President | 93,216 | P-Purchase | A | 1,400 | 9.90 USD | 13,860 USD |
| Wednesday, December 12th, 2018 | DULLUM DAVID A R | officer: President | 93,216 | P-Purchase | A | 1,400 | 9.90 USD | 13,860 USD |
| Thursday, November 8th, 2018 | DULLUM DAVID A R | officer: President | 91,816 | P-Purchase | A | 5,600 | 9.94 USD | 55,664 USD |
| Thursday, November 8th, 2018 | RYAN JULIA | officer: Chief Financial Officer | 1,500 | P-Purchase | A | 1,500 | 9.98 USD | 14,970 USD |
| Monday, March 6th, 2017 | BRUBAKER TERRY LEE | director, officer: Chief Operating Officer | 43,711 | S-Sale | D | 104,936.091 | 9.18 USD | 963,313 USD |
| Monday, March 5th, 2018 | DULLUM DAVID A R | officer: President | 86,216 | P-Purchase | A | 5,000 | 9.56 USD | 47,800 USD |
| Tuesday, November 28th, 2017 | WILKINSON WALTER H | director | 14,416 | P-Purchase | A | 5,730 | 10.84 USD | 62,113 USD |
| Wednesday, June 14th, 2017 | GLADSTONE DAVID | director, officer: CEO | 645,973 | P-Purchase | A | 20,000 | 9.25 USD | 185,000 USD |
| Wednesday, June 14th, 2017 | GLADSTONE DAVID | director, officer: CEO | 625,973 | P-Purchase | A | 4,000 | 9.26 USD | 37,028 USD |
| Monday, March 13th, 2017 | GLADSTONE DAVID | director, officer: CEO | 621,973 | P-Purchase | A | 5,000 | 8.70 USD | 43,484 USD |
| Monday, March 13th, 2017 | DULLUM DAVID A R | officer: President | 81,216 | P-Purchase | A | 5,000 | 8.77 USD | 43,843 USD |
| Thursday, March 9th, 2017 | DULLUM DAVID A R | officer: President | 76,216 | P-Purchase | A | 900 | 8.50 USD | 7,650 USD |
| Thursday, March 9th, 2017 | DULLUM DAVID A R | officer: President | 75,316 | P-Purchase | A | 3,100 | 8.49 USD | 26,319 USD |
| Monday, March 6th, 2017 | BRUBAKER TERRY LEE | director, officer: Chief Operating Officer | 34,978.697 | S-Sale | D | 104,936.091 | 9.18 USD | 963,313 USD |
| Friday, March 3rd, 2017 | BRUBAKER TERRY LEE | director, officer: Chief Operating Officer | 139,914.788 | S-Sale | D | 59,963.481 | 9.20 USD | 551,664 USD |
| Monday, November 7th, 2016 | DULLUM DAVID A R | officer: President | 73,565 | P-Purchase | A | 4,000 | 7.65 USD | 30,600 USD |
| Friday, August 12th, 2016 | BRUBAKER TERRY LEE | director, officer: Chief Operating Officer | 232,597.99 | S-Sale | D | 5,400 | 8.67 USD | 46,824 USD |
| Monday, August 15th, 2016 | BRUBAKER TERRY LEE | director, officer: Chief Operating Officer | 214,180.99 | S-Sale | D | 18,417 | 8.73 USD | 160,733 USD |
| Tuesday, August 16th, 2016 | BRUBAKER TERRY LEE | director, officer: Chief Operating Officer | 198,863.99 | S-Sale | D | 15,317 | 8.78 USD | 134,470 USD |
| Friday, August 12th, 2016 | BRUBAKER TERRY LEE | director, officer: Chief Operating Officer | 9,780.8 | S-Sale | D | 500 | 8.66 USD | 4,330 USD |
| Friday, August 12th, 2016 | BRUBAKER TERRY LEE | director, officer: Chief Operating Officer | 4,380.8 | S-Sale | D | 5,400 | 8.67 USD | 46,829 USD |
| Monday, August 15th, 2016 | BRUBAKER TERRY LEE | director, officer: Chief Operating Officer | 0 | S-Sale | D | 4,380 | 8.74 USD | 38,274 USD |
| Monday, February 8th, 2016 | DULLUM DAVID A R | officer: President | 69,565 | P-Purchase | A | 5,000 | 6.69 USD | 33,450 USD |
| Monday, December 14th, 2015 | GLADSTONE DAVID | director, officer: CEO | 616,973 | P-Purchase | A | 90,000 | 7.53 USD | 677,700 USD |
| Tuesday, July 14th, 2015 | RYAN JULIA | officer | 0 | 0 | 0.00 USD | 0 USD | ||
| Monday, June 15th, 2015 | GLADSTONE DAVID | director, officer: Chief Executive Officer | 526,973 | P-Purchase | A | 2,379 | 7.92 USD | 18,853 USD |
| Monday, June 15th, 2015 | GLADSTONE DAVID | director, officer: Chief Executive Officer | 524,594 | P-Purchase | A | 117,858 | 7.90 USD | 930,819 USD |
| Monday, June 15th, 2015 | GLADSTONE DAVID | director, officer: Chief Executive Officer | 406,736 | P-Purchase | A | 32,142 | 7.86 USD | 252,659 USD |
| Monday, June 15th, 2015 | GLADSTONE DAVID | director, officer: Chief Executive Officer | 374,594 | P-Purchase | A | 5,026 | 7.87 USD | 39,539 USD |
| Monday, June 15th, 2015 | GLADSTONE DAVID | director, officer: Chief Executive Officer | 369,568 | P-Purchase | A | 1,095 | 7.90 USD | 8,649 USD |
| Monday, June 1st, 2015 | Merrick Caren D | director | 1,965 | P-Purchase | A | 1,965 | 7.63 USD | 14,993 USD |
| Friday, March 13th, 2015 | WILKINSON WALTER H | director | 6,750 | P-Purchase | A | 6,750 | 7.39 USD | 49,876 USD |
| Tuesday, December 9th, 2014 | Watson David Hibbert | officer: CFO and Treasurer | 11,580.074 | P-Purchase | A | 500 | 6.98 USD | 3,490 USD |
| Tuesday, December 9th, 2014 | DULLUM DAVID A R | director, officer: President | 64,565 | P-Purchase | A | 5,000 | 7.00 USD | 35,000 USD |
| Monday, December 8th, 2014 | DULLUM DAVID A R | director, officer: President | 59,565 | P-Purchase | A | 700 | 7.09 USD | 4,963 USD |
| Monday, November 17th, 2014 | Merrick Caren D | director: | 0 | 0 | 0.00 USD | 0 USD | ||
| Thursday, November 13th, 2014 | GLADSTONE DAVID | director, officer: Chief Executive Officer | 368,384 | P-Purchase | A | 50,000 | 7.35 USD | 367,445 USD |
| Tuesday, October 7th, 2014 | WILKINSON WALTER H | director: | 0 | 0 | 0.00 USD | 0 USD | ||
| Friday, August 8th, 2014 | BRUBAKER TERRY LEE | officer: Chief Operating Officer | 202,453.4 | P-Purchase | A | 40,000 | 7.33 USD | 293,200 USD |
| Tuesday, July 15th, 2014 | Smith Jennifer A | officer | 0 | 0 | 0.00 USD | 0 USD | ||
| Friday, March 14th, 2014 | LiCalsi Michael | officer: Internal Counsel and Secretary | 3,452.153 | P-Purchase | A | 100 | 8.20 USD | 820 USD |
| Friday, March 14th, 2014 | DULLUM DAVID A R | director, officer: President | 58,865 | P-Purchase | A | 15,000 | 8.30 USD | 124,500 USD |
| Monday, February 10th, 2014 | GLADSTONE DAVID | director, officer: Chief Executive Officer | 317,495 | P-Purchase | A | 2,000 | 7.43 USD | 14,860 USD |
| Monday, February 10th, 2014 | Watson David Hibbert | officer: CFO and Treasurer | 11,080.074 | P-Purchase | A | 1,000 | 7.43 USD | 7,425 USD |
| Friday, February 7th, 2014 | BRUBAKER TERRY LEE | officer: Chief Operating Officer | 157,433.67 | P-Purchase | A | 80,000 | 7.41 USD | 592,800 USD |
| Thursday, December 12th, 2013 | BRUBAKER TERRY LEE | director, officer: Chief Operating Officer | 76,758.7 | P-Purchase | A | 29,100 | 7.59 USD | 220,869 USD |
| Wednesday, December 11th, 2013 | BRUBAKER TERRY LEE | director, officer: Chief Operating Officer | 47,658.7 | P-Purchase | A | 200 | 7.55 USD | 1,510 USD |
| Wednesday, December 11th, 2013 | BRUBAKER TERRY LEE | director, officer: Chief Operating Officer | 47,458.7 | P-Purchase | A | 2,800 | 7.55 USD | 21,137 USD |
| Monday, December 9th, 2013 | BRUBAKER TERRY LEE | director, officer: Chief Operating Officer | 44,658.7 | P-Purchase | A | 1,000 | 7.51 USD | 7,510 USD |
| Tuesday, December 10th, 2013 | GLADSTONE DAVID | director, officer: Chief Executive Officer | 315,495 | P-Purchase | A | 24,000 | 7.55 USD | 181,102 USD |
| Wednesday, November 27th, 2013 | BRUBAKER TERRY LEE | officer: Chief Operating Officer | 43,658.7 | P-Purchase | A | 3,000 | 7.56 USD | 22,680 USD |
| Tuesday, November 26th, 2013 | BRUBAKER TERRY LEE | director, officer: Chief Operating Officer | 40,658.7 | P-Purchase | A | 7,900 | 7.54 USD | 59,565 USD |
| Tuesday, November 26th, 2013 | BRUBAKER TERRY LEE | director, officer: Chief Operating Officer | 10,280.8 | P-Purchase | A | 6,000 | 7.54 USD | 45,240 USD |
| Monday, November 18th, 2013 | GLADSTONE DAVID | director, officer: Chief Executive Officer | 291,494 | P-Purchase | A | 20,000 | 7.38 USD | 147,598 USD |
| Monday, November 18th, 2013 | GLADSTONE DAVID | director, officer: Chief Executive Officer | 291,494 | P-Purchase | A | 20,000 | 7.38 USD | 147,598 USD |
| Wednesday, November 13th, 2013 | DULLUM DAVID A R | officer: President | 42,516 | P-Purchase | A | 1,000 | 7.31 USD | 7,310 USD |
| Wednesday, November 13th, 2013 | DULLUM DAVID A R | officer: President | 41,516 | P-Purchase | A | 6,700 | 7.33 USD | 49,108 USD |
| Wednesday, November 13th, 2013 | DULLUM DAVID A R | officer: President | 34,816 | P-Purchase | A | 100 | 7.30 USD | 730 USD |
| Monday, November 11th, 2013 | Watson David Hibbert | officer: CFO and Treasurer | 10,080.074 | P-Purchase | A | 3,600 | 7.35 USD | 26,443 USD |
| Friday, February 1st, 2013 | GLADSTONE DAVID | director, officer: CEO | 0 | 0 | 0.00 USD | 0 USD | ||
| Wednesday, October 10th, 2012 | Earhart Terry | director: | 0 | 0 | 0.00 USD | 0 USD | ||
| Wednesday, March 14th, 2012 | ADELGREN PAUL W | director | 3,714.721 | P-Purchase | A | 875 | 7.96 USD | 6,965 USD |
| Monday, January 30th, 2012 | GLADSTONE DAVID | director, officer: CEO | 0 | 0 | 0.00 USD | 0 USD | ||
| Tuesday, November 15th, 2011 | Morrison Melissa | 0 | 0 | 0.00 USD | 0 USD |
