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Hercules Capital, Inc. Executive Compensation
* In original currency USD
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|
Filing Date (SEC Report) |
Year | Reporting Name | Salary | Bonus | Stock Award | Incentive Plan Compensation | Other Compensation | Total Amount |
|---|---|---|---|---|---|---|---|---|
| Tuesday, April 23rd, 2024 | 2021 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 2,350,000 | 3,449,995 | 0 | 19,500 | 6,469,495 |
| Tuesday, April 23rd, 2024 | 2022 | Kiersten Zaza Botelho General Counsel, Chief Compliance Officer and Corporate Secretary | 300,000 | 300,000 | 99,993 | 0 | 18,000 | 717,993 |
| Tuesday, April 23rd, 2024 | 2022 | Kiersten Zaza Botelho General Counsel, Chief Compliance Officer and Corporate Secretary | 300,000 | 300,000 | 99,993 | 0 | 18,000 | 717,993 |
| Tuesday, April 23rd, 2024 | 2022 | Kiersten Zaza Botelho General Counsel, Chief Compliance Officer and Corporate Secretary | 300,000 | 300,000 | 99,993 | 0 | 18,000 | 717,993 |
| Tuesday, April 23rd, 2024 | 2023 | Seth H. Meyer Chief Financial Officer | 550,000 | 835,000 | 1,625,903 | 0 | 30,000 | 3,040,903 |
| Tuesday, April 23rd, 2024 | 2023 | Seth H. Meyer Chief Financial Officer | 550,000 | 835,000 | 1,625,903 | 0 | 30,000 | 3,040,903 |
| Tuesday, April 23rd, 2024 | 2023 | Seth H. Meyer Chief Financial Officer | 550,000 | 835,000 | 1,625,903 | 0 | 30,000 | 3,040,903 |
| Tuesday, April 23rd, 2024 | 2023 | Kiersten Zaza Botelho General Counsel, Chief Compliance Officer and Corporate Secretary | 300,000 | 395,000 | 366,067 | 0 | 22,500 | 1,083,567 |
| Tuesday, April 23rd, 2024 | 2023 | Kiersten Zaza Botelho General Counsel, Chief Compliance Officer and Corporate Secretary | 300,000 | 395,000 | 366,067 | 0 | 22,500 | 1,083,567 |
| Tuesday, April 23rd, 2024 | 2023 | Kiersten Zaza Botelho General Counsel, Chief Compliance Officer and Corporate Secretary | 300,000 | 395,000 | 366,067 | 0 | 22,500 | 1,083,567 |
| Tuesday, April 23rd, 2024 | 2022 | Christian Follmann Chief Operating Officer | 260,000 | 350,000 | 250,005 | 0 | 20,500 | 880,505 |
| Tuesday, April 23rd, 2024 | 2022 | Christian Follmann Chief Operating Officer | 260,000 | 350,000 | 250,005 | 0 | 20,500 | 880,505 |
| Tuesday, April 23rd, 2024 | 2022 | Christian Follmann Chief Operating Officer | 260,000 | 350,000 | 250,005 | 0 | 20,500 | 880,505 |
| Tuesday, April 23rd, 2024 | 2023 | Christian Follmann Chief Operating Officer | 300,000 | 425,000 | 462,343 | 0 | 22,500 | 1,209,843 |
| Tuesday, April 23rd, 2024 | 2023 | Christian Follmann Chief Operating Officer | 300,000 | 425,000 | 462,343 | 0 | 22,500 | 1,209,843 |
| Tuesday, April 23rd, 2024 | 2023 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 3,200,000 | 5,019,494 | 0 | 22,500 | 8,891,994 |
| Tuesday, April 23rd, 2024 | 2023 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 3,200,000 | 5,019,494 | 0 | 22,500 | 8,891,994 |
| Tuesday, April 23rd, 2024 | 2023 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 3,200,000 | 5,019,494 | 0 | 22,500 | 8,891,994 |
| Tuesday, April 23rd, 2024 | 2022 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 3,000,000 | 3,700,008 | 0 | 20,500 | 7,370,508 |
| Tuesday, April 23rd, 2024 | 2022 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 3,000,000 | 3,700,008 | 0 | 20,500 | 7,370,508 |
| Tuesday, April 23rd, 2024 | 2022 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 3,000,000 | 3,700,008 | 0 | 20,500 | 7,370,508 |
| Tuesday, April 23rd, 2024 | 2023 | Christian Follmann Chief Operating Officer | 300,000 | 425,000 | 462,343 | 0 | 22,500 | 1,209,843 |
| Tuesday, April 23rd, 2024 | 2022 | Seth H. Meyer Chief Financial Officer | 550,000 | 875,000 | 1,274,998 | 0 | 27,000 | 2,726,998 |
| Tuesday, April 23rd, 2024 | 2022 | Seth H. Meyer Chief Financial Officer | 550,000 | 875,000 | 1,274,998 | 0 | 27,000 | 2,726,998 |
| Tuesday, April 23rd, 2024 | 2022 | Seth H. Meyer Chief Financial Officer | 550,000 | 875,000 | 1,274,998 | 0 | 27,000 | 2,726,998 |
| Tuesday, April 23rd, 2024 | 2021 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 2,350,000 | 3,449,995 | 0 | 19,500 | 6,469,495 |
| Tuesday, April 23rd, 2024 | 2021 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 2,350,000 | 3,449,995 | 0 | 19,500 | 6,469,495 |
| Friday, April 28th, 2023 | 2021 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 2,350,000 | 3,449,995 | 0 | 19,500 | 6,469,495 |
| Friday, April 28th, 2023 | 2021 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 2,350,000 | 3,449,995 | 0 | 19,500 | 6,469,495 |
| Friday, April 28th, 2023 | 2021 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 2,350,000 | 3,449,995 | 0 | 19,500 | 6,469,495 |
| Friday, April 28th, 2023 | 2022 | Kiersten Zaza Botelho General Counsel, Chief Compliance Officer and Corporate Secretary | 300,000 | 300,000 | 99,993 | 0 | 18,000 | 717,993 |
| Friday, April 28th, 2023 | 2020 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 2,100,000 | 3,989,493 | 0 | 19,500 | 6,758,993 |
| Friday, April 28th, 2023 | 2022 | Kiersten Zaza Botelho General Counsel, Chief Compliance Officer and Corporate Secretary | 300,000 | 300,000 | 99,993 | 0 | 18,000 | 717,993 |
| Friday, April 28th, 2023 | 2022 | Kiersten Zaza Botelho General Counsel, Chief Compliance Officer and Corporate Secretary | 300,000 | 300,000 | 99,993 | 0 | 18,000 | 717,993 |
| Friday, April 28th, 2023 | 2022 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 3,000,000 | 3,700,008 | 0 | 20,500 | 7,370,508 |
| Friday, April 28th, 2023 | 2022 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 3,000,000 | 3,700,008 | 0 | 20,500 | 7,370,508 |
| Friday, April 28th, 2023 | 2022 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 3,000,000 | 3,700,008 | 0 | 20,500 | 7,370,508 |
| Friday, April 28th, 2023 | 2020 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 2,100,000 | 3,989,493 | 0 | 19,500 | 6,758,993 |
| Friday, April 28th, 2023 | 2020 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 2,100,000 | 3,989,493 | 0 | 19,500 | 6,758,993 |
| Friday, April 28th, 2023 | 2022 | Seth H. Meyer Chief Financial Officer | 550,000 | 875,000 | 1,274,998 | 0 | 27,000 | 2,726,998 |
| Friday, April 28th, 2023 | 2022 | Seth H. Meyer Chief Financial Officer | 550,000 | 875,000 | 1,274,998 | 0 | 27,000 | 2,726,998 |
| Friday, April 28th, 2023 | 2022 | Seth H. Meyer Chief Financial Officer | 550,000 | 875,000 | 1,274,998 | 0 | 27,000 | 2,726,998 |
| Friday, April 28th, 2023 | 2021 | Seth H. Meyer Chief Financial Officer | 550,000 | 770,000 | 1,088,502 | 0 | 26,000 | 2,434,502 |
| Friday, April 28th, 2023 | 2021 | Seth H. Meyer Chief Financial Officer | 550,000 | 770,000 | 1,088,502 | 0 | 26,000 | 2,434,502 |
| Friday, April 28th, 2023 | 2021 | Seth H. Meyer Chief Financial Officer | 550,000 | 770,000 | 1,088,502 | 0 | 26,000 | 2,434,502 |
| Friday, April 28th, 2023 | 2022 | Christian Follmann Chief Operating Officer | 260,000 | 350,000 | 250,005 | 0 | 20,500 | 880,505 |
| Friday, April 28th, 2023 | 2022 | Christian Follmann Chief Operating Officer | 260,000 | 350,000 | 250,005 | 0 | 20,500 | 880,505 |
| Friday, April 28th, 2023 | 2022 | Christian Follmann Chief Operating Officer | 260,000 | 350,000 | 250,005 | 0 | 20,500 | 880,505 |
| Friday, April 29th, 2022 | 2020 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 2,100,000 | 3,989,493 | 0 | 1,131,911 | 7,871,404 |
| Friday, April 29th, 2022 | 2020 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 2,100,000 | 3,989,493 | 0 | 1,131,911 | 7,871,404 |
| Friday, April 29th, 2022 | 2020 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 2,100,000 | 3,989,493 | 0 | 1,131,911 | 7,871,404 |
| Friday, April 29th, 2022 | 2021 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 2,350,000 | 3,449,995 | 0 | 960,991 | 7,410,986 |
| Friday, April 29th, 2022 | 2021 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 2,350,000 | 3,449,995 | 0 | 960,991 | 7,410,986 |
| Friday, April 29th, 2022 | 2021 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 2,350,000 | 3,449,995 | 0 | 960,991 | 7,410,986 |
| Friday, April 29th, 2022 | 2019 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 594,028 | 1,915,000 | 4,249,994 | 0 | 825,179 | 7,584,201 |
| Friday, April 29th, 2022 | 2021 | Melanie Grace Former General Counsel, Chief Compliance Officer & Secretary | 268,963 | 0 | 135,001 | 0 | 61,215 | 465,179 |
| Friday, April 29th, 2022 | 2021 | Melanie Grace Former General Counsel, Chief Compliance Officer & Secretary | 268,963 | 0 | 135,001 | 0 | 61,215 | 465,179 |
| Friday, April 29th, 2022 | 2021 | Melanie Grace Former General Counsel, Chief Compliance Officer & Secretary | 268,963 | 0 | 135,001 | 0 | 61,215 | 465,179 |
| Friday, April 29th, 2022 | 2021 | Seth H. Meyer Chief Financial Officer | 550,000 | 770,000 | 1,088,502 | 0 | 222,937 | 2,631,439 |
| Friday, April 29th, 2022 | 2021 | Seth H. Meyer Chief Financial Officer | 550,000 | 770,000 | 1,088,502 | 0 | 222,937 | 2,631,439 |
| Friday, April 29th, 2022 | 2021 | Seth H. Meyer Chief Financial Officer | 550,000 | 770,000 | 1,088,502 | 0 | 222,937 | 2,631,439 |
| Friday, April 29th, 2022 | 2019 | Seth H. Meyer Chief Financial Officer | 456,250 | 625,000 | 499,998 | 0 | 66,162 | 1,647,410 |
| Friday, April 29th, 2022 | 2019 | Seth H. Meyer Chief Financial Officer | 456,250 | 625,000 | 499,998 | 0 | 66,162 | 1,647,410 |
| Friday, April 29th, 2022 | 2019 | Seth H. Meyer Chief Financial Officer | 456,250 | 625,000 | 499,998 | 0 | 66,162 | 1,647,410 |
| Friday, April 29th, 2022 | 2020 | Seth H. Meyer Chief Financial Officer | 550,000 | 700,000 | 1,069,995 | 0 | 169,498 | 2,489,493 |
| Friday, April 29th, 2022 | 2020 | Seth H. Meyer Chief Financial Officer | 550,000 | 700,000 | 1,069,995 | 0 | 169,498 | 2,489,493 |
| Friday, April 29th, 2022 | 2020 | Seth H. Meyer Chief Financial Officer | 550,000 | 700,000 | 1,069,995 | 0 | 169,498 | 2,489,493 |
| Friday, April 29th, 2022 | 2019 | Melanie Grace Former General Counsel, Chief Compliance Officer & Secretary | 365,567 | 115,000 | 184,197 | 0 | 108,247 | 773,011 |
| Friday, April 29th, 2022 | 2019 | Melanie Grace Former General Counsel, Chief Compliance Officer & Secretary | 365,567 | 115,000 | 184,197 | 0 | 108,247 | 773,011 |
| Friday, April 29th, 2022 | 2019 | Melanie Grace Former General Counsel, Chief Compliance Officer & Secretary | 365,567 | 115,000 | 184,197 | 0 | 108,247 | 773,011 |
| Friday, April 29th, 2022 | 2020 | Melanie Grace Former General Counsel, Chief Compliance Officer & Secretary | 366,011 | 135,000 | 135,005 | 0 | 117,585 | 753,601 |
| Friday, April 29th, 2022 | 2020 | Melanie Grace Former General Counsel, Chief Compliance Officer & Secretary | 366,011 | 135,000 | 135,005 | 0 | 117,585 | 753,601 |
| Friday, April 29th, 2022 | 2020 | Melanie Grace Former General Counsel, Chief Compliance Officer & Secretary | 366,011 | 135,000 | 135,005 | 0 | 117,585 | 753,601 |
| Friday, April 29th, 2022 | 2019 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 594,028 | 1,915,000 | 4,249,994 | 0 | 825,179 | 7,584,201 |
| Friday, April 29th, 2022 | 2019 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 594,028 | 1,915,000 | 4,249,994 | 0 | 825,179 | 7,584,201 |
| Tuesday, April 27th, 2021 | 2018 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 355,350 | 125,000 | 334,998 | 0 | 85,770 | 901,118 |
| Tuesday, April 27th, 2021 | 2020 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 366,011 | 135,000 | 135,005 | 0 | 117,585 | 753,601 |
| Tuesday, April 27th, 2021 | 2020 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 366,011 | 135,000 | 135,005 | 0 | 117,585 | 753,601 |
| Tuesday, April 27th, 2021 | 2020 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 366,011 | 135,000 | 135,005 | 0 | 117,585 | 753,601 |
| Tuesday, April 27th, 2021 | 2020 | Seth H. Meyer Chief Financial Officer | 550,000 | 700,000 | 1,069,995 | 0 | 169,498 | 2,489,493 |
| Tuesday, April 27th, 2021 | 2020 | Seth H. Meyer Chief Financial Officer | 550,000 | 700,000 | 1,069,995 | 0 | 169,498 | 2,489,493 |
| Tuesday, April 27th, 2021 | 2020 | Seth H. Meyer Chief Financial Officer | 550,000 | 700,000 | 1,069,995 | 0 | 169,498 | 2,489,493 |
| Tuesday, April 27th, 2021 | 2019 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 594,028 | 1,915,000 | 4,249,994 | 0 | 825,179 | 7,584,201 |
| Tuesday, April 27th, 2021 | 2019 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 594,028 | 1,915,000 | 4,249,994 | 0 | 825,179 | 7,584,201 |
| Tuesday, April 27th, 2021 | 2019 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 594,028 | 1,915,000 | 4,249,994 | 0 | 825,179 | 7,584,201 |
| Tuesday, April 27th, 2021 | 2018 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 355,350 | 125,000 | 334,998 | 0 | 85,770 | 901,118 |
| Tuesday, April 27th, 2021 | 2018 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 355,350 | 125,000 | 334,998 | 0 | 85,770 | 901,118 |
| Tuesday, April 27th, 2021 | 2020 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 2,100,000 | 3,989,493 | 0 | 1,131,911 | 7,871,404 |
| Tuesday, April 27th, 2021 | 2020 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 2,100,000 | 3,989,493 | 0 | 1,131,911 | 7,871,404 |
| Tuesday, April 27th, 2021 | 2020 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 650,000 | 2,100,000 | 3,989,493 | 0 | 1,131,911 | 7,871,404 |
| Tuesday, April 27th, 2021 | 2018 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 515,000 | 825,000 | 9,257,843 | 0 | 460,090 | 11,057,933 |
| Tuesday, April 27th, 2021 | 2018 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 515,000 | 825,000 | 9,257,843 | 0 | 460,090 | 11,057,933 |
| Tuesday, April 27th, 2021 | 2018 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 515,000 | 825,000 | 9,257,843 | 0 | 460,090 | 11,057,933 |
| Tuesday, April 27th, 2021 | 2019 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 365,567 | 115,000 | 184,197 | 0 | 108,247 | 773,011 |
| Tuesday, April 27th, 2021 | 2019 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 365,567 | 115,000 | 184,197 | 0 | 108,247 | 773,011 |
| Tuesday, April 27th, 2021 | 2019 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 365,567 | 115,000 | 184,197 | 0 | 108,247 | 773,011 |
| Tuesday, April 27th, 2021 | 2019 | Seth H. Meyer Chief Financial Officer | 456,250 | 625,000 | 499,998 | 0 | 66,162 | 1,647,411 |
| Tuesday, April 27th, 2021 | 2019 | Seth H. Meyer Chief Financial Officer | 456,250 | 625,000 | 499,998 | 0 | 66,162 | 1,647,411 |
| Tuesday, April 27th, 2021 | 2019 | Seth H. Meyer Chief Financial Officer | 456,250 | 625,000 | 499,998 | 0 | 66,162 | 1,647,411 |
| Friday, April 24th, 2020 | 2019 | David Lund Former Interim Chief Financial Officer | 431,942 | 0 | 0 | 0 | 0 | 431,942 |
| Friday, April 24th, 2020 | 2017 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 345,000 | 145,000 | 300,002 | 0 | 57,061 | 847,063 |
| Friday, April 24th, 2020 | 2017 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 345,000 | 145,000 | 300,002 | 0 | 57,061 | 847,063 |
| Friday, April 24th, 2020 | 2017 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 345,000 | 145,000 | 300,002 | 0 | 57,061 | 847,063 |
| Friday, April 24th, 2020 | 2018 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 355,350 | 125,000 | 334,998 | 0 | 85,770 | 901,118 |
| Friday, April 24th, 2020 | 2018 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 355,350 | 125,000 | 334,998 | 0 | 85,770 | 901,118 |
| Friday, April 24th, 2020 | 2017 | Manuel A. Henriquez Former Chairman of the Board and Chief Executive Officer | 827,249 | 1,600,000 | 5,000,002 | 0 | 808,449 | 8,235,700 |
| Friday, April 24th, 2020 | 2017 | Manuel A. Henriquez Former Chairman of the Board and Chief Executive Officer | 827,249 | 1,600,000 | 5,000,002 | 0 | 808,449 | 8,235,700 |
| Friday, April 24th, 2020 | 2017 | Manuel A. Henriquez Former Chairman of the Board and Chief Executive Officer | 827,249 | 1,600,000 | 5,000,002 | 0 | 808,449 | 8,235,700 |
| Friday, April 24th, 2020 | 2018 | Manuel A. Henriquez Former Chairman of the Board and Chief Executive Officer | 855,000 | 1,900,000 | 17,431,396 | 0 | 1,216,102 | 21,402,498 |
| Friday, April 24th, 2020 | 2018 | Manuel A. Henriquez Former Chairman of the Board and Chief Executive Officer | 855,000 | 1,900,000 | 17,431,396 | 0 | 1,216,102 | 21,402,498 |
| Friday, April 24th, 2020 | 2018 | Manuel A. Henriquez Former Chairman of the Board and Chief Executive Officer | 855,000 | 1,900,000 | 17,431,396 | 0 | 1,216,102 | 21,402,498 |
| Friday, April 24th, 2020 | 2019 | Manuel A. Henriquez Former Chairman of the Board and Chief Executive Officer | 510,625 | 0 | 7,499,997 | 0 | 7,101,768 | 15,112,390 |
| Friday, April 24th, 2020 | 2019 | Manuel A. Henriquez Former Chairman of the Board and Chief Executive Officer | 510,625 | 0 | 7,499,997 | 0 | 7,101,768 | 15,112,390 |
| Friday, April 24th, 2020 | 2019 | Manuel A. Henriquez Former Chairman of the Board and Chief Executive Officer | 510,625 | 0 | 7,499,997 | 0 | 7,101,768 | 15,112,390 |
| Friday, April 24th, 2020 | 2018 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 355,350 | 125,000 | 334,998 | 0 | 85,770 | 901,118 |
| Friday, April 24th, 2020 | 2019 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 594,028 | 1,915,000 | 4,249,994 | 0 | 825,179 | 7,584,201 |
| Friday, April 24th, 2020 | 2019 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 594,028 | 1,915,000 | 4,249,994 | 0 | 825,179 | 7,584,201 |
| Friday, April 24th, 2020 | 2019 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 594,028 | 1,915,000 | 4,249,994 | 0 | 825,179 | 7,584,201 |
| Friday, April 24th, 2020 | 2019 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 365,567 | 115,000 | 184,197 | 0 | 108,247 | 773,011 |
| Friday, April 24th, 2020 | 2019 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 365,567 | 115,000 | 184,197 | 0 | 108,247 | 773,011 |
| Friday, April 24th, 2020 | 2019 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 365,567 | 115,000 | 184,197 | 0 | 108,247 | 773,011 |
| Friday, April 24th, 2020 | 2019 | Seth Meyer Chief Financial Officer | 456,250 | 625,000 | 499,998 | 0 | 66,162 | 1,647,411 |
| Friday, April 24th, 2020 | 2019 | Seth Meyer Chief Financial Officer | 456,250 | 625,000 | 499,998 | 0 | 66,162 | 1,647,411 |
| Friday, April 24th, 2020 | 2019 | Seth Meyer Chief Financial Officer | 456,250 | 625,000 | 499,998 | 0 | 66,162 | 1,647,411 |
| Friday, April 24th, 2020 | 2017 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 500,000 | 750,000 | 1,750,004 | 0 | 175,872 | 3,175,876 |
| Friday, April 24th, 2020 | 2017 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 500,000 | 750,000 | 1,750,004 | 0 | 175,872 | 3,175,876 |
| Friday, April 24th, 2020 | 2017 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 500,000 | 750,000 | 1,750,004 | 0 | 175,872 | 3,175,876 |
| Friday, April 24th, 2020 | 2018 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 515,000 | 825,000 | 9,257,843 | 0 | 460,090 | 11,057,933 |
| Friday, April 24th, 2020 | 2018 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 515,000 | 825,000 | 9,257,843 | 0 | 460,090 | 11,057,933 |
| Friday, April 24th, 2020 | 2018 | Scott Bluestein Chief Executive Officer and Chief Investment Officer | 515,000 | 825,000 | 9,257,843 | 0 | 460,090 | 11,057,933 |
| Friday, April 24th, 2020 | 2017 | David Lund Former Interim Chief Financial Officer | 49,854 | 0 | 0 | 0 | 0 | 49,854 |
| Friday, April 24th, 2020 | 2017 | David Lund Former Interim Chief Financial Officer | 49,854 | 0 | 0 | 0 | 0 | 49,854 |
| Friday, April 24th, 2020 | 2017 | David Lund Former Interim Chief Financial Officer | 49,854 | 0 | 0 | 0 | 0 | 49,854 |
| Friday, April 24th, 2020 | 2018 | David Lund Former Interim Chief Financial Officer | 578,500 | 0 | 0 | 0 | 0 | 578,500 |
| Friday, April 24th, 2020 | 2018 | David Lund Former Interim Chief Financial Officer | 578,500 | 0 | 0 | 0 | 0 | 578,500 |
| Friday, April 24th, 2020 | 2018 | David Lund Former Interim Chief Financial Officer | 578,500 | 0 | 0 | 0 | 0 | 578,500 |
| Friday, April 24th, 2020 | 2019 | David Lund Former Interim Chief Financial Officer | 431,942 | 0 | 0 | 0 | 0 | 431,942 |
| Friday, April 24th, 2020 | 2019 | David Lund Former Interim Chief Financial Officer | 431,942 | 0 | 0 | 0 | 0 | 431,942 |
| Wednesday, April 24th, 2019 | 2017 | Scott Bluestein Chief Investment Officer | 500,000 | 750,000 | 1,750,004 | 0 | 175,872 | 3,175,876 |
| Wednesday, April 24th, 2019 | 2018 | Manuel A. Henriquez Chairman & Chief Executive Officer | 855,000 | 1,900,000 | 17,431,396 | 0 | 1,216,102 | 21,402,498 |
| Wednesday, April 24th, 2019 | 2018 | Scott Bluestein Chief Investment Officer | 515,000 | 825,000 | 9,257,843 | 0 | 460,090 | 11,057,933 |
| Wednesday, April 24th, 2019 | 2018 | Scott Bluestein Chief Investment Officer | 515,000 | 825,000 | 9,257,843 | 0 | 460,090 | 11,057,933 |
| Wednesday, April 24th, 2019 | 2018 | Scott Bluestein Chief Investment Officer | 515,000 | 825,000 | 9,257,843 | 0 | 460,090 | 11,057,933 |
| Wednesday, April 24th, 2019 | 2017 | Scott Bluestein Chief Investment Officer | 500,000 | 750,000 | 1,750,004 | 0 | 175,872 | 3,175,876 |
| Wednesday, April 24th, 2019 | 2017 | Scott Bluestein Chief Investment Officer | 500,000 | 750,000 | 1,750,004 | 0 | 175,872 | 3,175,876 |
| Wednesday, April 24th, 2019 | 2016 | Scott Bluestein Chief Investment Officer | 432,600 | 650,000 | 1,249,040 | 0 | 200,555 | 2,532,195 |
| Wednesday, April 24th, 2019 | 2016 | Scott Bluestein Chief Investment Officer | 432,600 | 650,000 | 1,249,040 | 0 | 200,555 | 2,532,195 |
| Wednesday, April 24th, 2019 | 2016 | Scott Bluestein Chief Investment Officer | 432,600 | 650,000 | 1,249,040 | 0 | 200,555 | 2,532,195 |
| Wednesday, April 24th, 2019 | 2018 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 355,350 | 125,000 | 334,998 | 0 | 85,770 | 901,118 |
| Wednesday, April 24th, 2019 | 2018 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 355,350 | 125,000 | 334,998 | 0 | 85,770 | 901,118 |
| Wednesday, April 24th, 2019 | 2018 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 355,350 | 125,000 | 334,998 | 0 | 85,770 | 901,118 |
| Wednesday, April 24th, 2019 | 2017 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 345,000 | 145,000 | 300,002 | 0 | 57,061 | 847,063 |
| Wednesday, April 24th, 2019 | 2017 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 345,000 | 145,000 | 300,002 | 0 | 57,061 | 847,063 |
| Wednesday, April 24th, 2019 | 2017 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 345,000 | 145,000 | 300,002 | 0 | 57,061 | 847,063 |
| Wednesday, April 24th, 2019 | 2016 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 283,250 | 145,000 | 112,894 | 0 | 40,726 | 581,870 |
| Wednesday, April 24th, 2019 | 2016 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 283,250 | 145,000 | 112,894 | 0 | 40,726 | 581,870 |
| Wednesday, April 24th, 2019 | 2016 | Melanie Grace General Counsel, Chief Compliance Officer & Secretary | 283,250 | 145,000 | 112,894 | 0 | 40,726 | 581,870 |
| Wednesday, April 24th, 2019 | 2018 | David Lund Interim Chief Financial Officer | 578,500 | 0 | 0 | 0 | 0 | 578,500 |
| Wednesday, April 24th, 2019 | 2018 | David Lund Interim Chief Financial Officer | 578,500 | 0 | 0 | 0 | 0 | 578,500 |
| Wednesday, April 24th, 2019 | 2018 | David Lund Interim Chief Financial Officer | 578,500 | 0 | 0 | 0 | 0 | 578,500 |
| Wednesday, April 24th, 2019 | 2017 | David Lund Interim Chief Financial Officer | 49,854 | 0 | 0 | 0 | 0 | 49,854 |
| Wednesday, April 24th, 2019 | 2017 | David Lund Interim Chief Financial Officer | 49,854 | 0 | 0 | 0 | 0 | 49,854 |
| Wednesday, April 24th, 2019 | 2017 | David Lund Interim Chief Financial Officer | 49,854 | 0 | 0 | 0 | 0 | 49,854 |
| Wednesday, April 24th, 2019 | 2018 | Gerard R. Waldt, Jr. Interim Chief Accounting Officer | 144,566 | 0 | 100,004 | 0 | 20,630 | 265,200 |
| Wednesday, April 24th, 2019 | 2018 | Gerard R. Waldt, Jr. Interim Chief Accounting Officer | 144,566 | 0 | 100,004 | 0 | 20,630 | 265,200 |
| Wednesday, April 24th, 2019 | 2018 | Gerard R. Waldt, Jr. Interim Chief Accounting Officer | 144,566 | 0 | 100,004 | 0 | 20,630 | 265,200 |
| Wednesday, April 24th, 2019 | 2016 | Gerard R. Waldt, Jr. Interim Chief Accounting Officer | 23,333 | 0 | 68,300 | 0 | 0 | 91,633 |
| Wednesday, April 24th, 2019 | 2016 | Gerard R. Waldt, Jr. Interim Chief Accounting Officer | 23,333 | 0 | 68,300 | 0 | 0 | 91,633 |
| Wednesday, April 24th, 2019 | 2016 | Gerard R. Waldt, Jr. Interim Chief Accounting Officer | 23,333 | 0 | 68,300 | 0 | 0 | 91,633 |
| Wednesday, April 24th, 2019 | 2017 | Manuel A. Henriquez Chairman & Chief Executive Officer | 827,249 | 1,600,000 | 5,000,002 | 0 | 808,449 | 8,235,700 |
| Wednesday, April 24th, 2019 | 2017 | Manuel A. Henriquez Chairman & Chief Executive Officer | 827,249 | 1,600,000 | 5,000,002 | 0 | 808,449 | 8,235,700 |
| Wednesday, April 24th, 2019 | 2017 | Manuel A. Henriquez Chairman & Chief Executive Officer | 827,249 | 1,600,000 | 5,000,002 | 0 | 808,449 | 8,235,700 |
| Wednesday, April 24th, 2019 | 2016 | Manuel A. Henriquez Chairman & Chief Executive Officer | 803,154 | 1,200,000 | 4,005,335 | 0 | 771,425 | 6,779,914 |
| Wednesday, April 24th, 2019 | 2016 | Manuel A. Henriquez Chairman & Chief Executive Officer | 803,154 | 1,200,000 | 4,005,335 | 0 | 771,425 | 6,779,914 |
| Wednesday, April 24th, 2019 | 2016 | Manuel A. Henriquez Chairman & Chief Executive Officer | 803,154 | 1,200,000 | 4,005,335 | 0 | 771,425 | 6,779,914 |
| Wednesday, April 24th, 2019 | 2017 | Gerard R. Waldt, Jr. Interim Chief Accounting Officer | 152,800 | 150,000 | 0 | 0 | 8,708 | 311,508 |
| Wednesday, April 24th, 2019 | 2017 | Gerard R. Waldt, Jr. Interim Chief Accounting Officer | 152,800 | 150,000 | 0 | 0 | 8,708 | 311,508 |
| Wednesday, April 24th, 2019 | 2017 | Gerard R. Waldt, Jr. Interim Chief Accounting Officer | 152,800 | 150,000 | 0 | 0 | 8,708 | 311,508 |
| Wednesday, April 24th, 2019 | 2018 | Manuel A. Henriquez Chairman & Chief Executive Officer | 855,000 | 1,900,000 | 17,431,396 | 0 | 1,216,102 | 21,402,498 |
| Wednesday, April 24th, 2019 | 2018 | Manuel A. Henriquez Chairman & Chief Executive Officer | 855,000 | 1,900,000 | 17,431,396 | 0 | 1,216,102 | 21,402,498 |
| Friday, April 29th, 2016 | 2015 | Andrew Olson | 186,250 | 195,000 | 53,332 | 0 | 22,717 | 457,299 |
| Friday, April 29th, 2016 | 2015 | Andrew Olson | 186,250 | 195,000 | 53,332 | 0 | 22,717 | 457,299 |
| Friday, April 29th, 2016 | 2014 | Manuel Henriquez Chairman & Chief Executive Officer | 779,762 | 692,500 | 5,992,250 | 0 | 804,675 | 8,269,187 |
| Friday, April 29th, 2016 | 2014 | Manuel Henriquez Chairman & Chief Executive Officer | 779,762 | 692,500 | 5,992,250 | 0 | 804,675 | 8,269,187 |
| Friday, April 29th, 2016 | 2013 | Manuel Henriquez Chairman & Chief Executive Officer | 757,050 | 1,136,000 | 3,819,994 | 0 | 639,950 | 6,352,994 |
| Friday, April 29th, 2016 | 2013 | Manuel Henriquez Chairman & Chief Executive Officer | 757,050 | 1,136,000 | 3,819,994 | 0 | 639,950 | 6,352,994 |
| Friday, April 29th, 2016 | 2013 | Manuel Henriquez Chairman & Chief Executive Officer | 757,050 | 1,136,000 | 3,819,994 | 0 | 639,950 | 6,352,994 |
| Friday, April 29th, 2016 | 2015 | Scott Bluestein Chief Investment Officer | 420,000 | 525,000 | 670,212 | 0 | 193,370 | 1,808,582 |
| Friday, April 29th, 2016 | 2015 | Scott Bluestein Chief Investment Officer | 420,000 | 525,000 | 670,212 | 0 | 193,370 | 1,808,582 |
| Friday, April 29th, 2016 | 2015 | Scott Bluestein Chief Investment Officer | 420,000 | 525,000 | 670,212 | 0 | 193,370 | 1,808,582 |
| Friday, April 29th, 2016 | 2014 | Scott Bluestein Chief Investment Officer | 420,000 | 233,750 | 967,100 | 0 | 144,396 | 1,765,146 |
| Friday, April 29th, 2016 | 2014 | Scott Bluestein Chief Investment Officer | 420,000 | 233,750 | 967,100 | 0 | 144,396 | 1,765,146 |
| Friday, April 29th, 2016 | 2014 | Scott Bluestein Chief Investment Officer | 420,000 | 233,750 | 967,100 | 0 | 144,396 | 1,765,146 |
| Friday, April 29th, 2016 | 2015 | Melanie Grace | 79,167 | 50,000 | 112,500 | 0 | 36,466 | 278,133 |
| Friday, April 29th, 2016 | 2015 | Melanie Grace | 79,167 | 50,000 | 112,500 | 0 | 36,466 | 278,133 |
| Friday, April 29th, 2016 | 2015 | Melanie Grace | 79,167 | 50,000 | 112,500 | 0 | 36,466 | 278,133 |
| Friday, April 29th, 2016 | 2015 | Mark R. Harris | 166,667 | 200,000 | 400,001 | 0 | 26,404 | 793,072 |
| Friday, April 29th, 2016 | 2015 | Andrew Olson | 186,250 | 195,000 | 53,332 | 0 | 22,717 | 457,299 |
| Friday, April 29th, 2016 | 2015 | Mark R. Harris | 166,667 | 200,000 | 400,001 | 0 | 26,404 | 793,072 |
| Friday, April 29th, 2016 | 2015 | Mark R. Harris | 166,667 | 200,000 | 400,001 | 0 | 26,404 | 793,072 |
| Friday, April 29th, 2016 | 2015 | Jessica Baron Former Chief Financial Officer | 130,096 | 0 | 267,838 | 0 | 63,168 | 461,102 |
| Friday, April 29th, 2016 | 2015 | Jessica Baron Former Chief Financial Officer | 130,096 | 0 | 267,838 | 0 | 63,168 | 461,102 |
| Friday, April 29th, 2016 | 2015 | Jessica Baron Former Chief Financial Officer | 130,096 | 0 | 267,838 | 0 | 63,168 | 461,102 |
| Friday, April 29th, 2016 | 2014 | Jessica Baron Former Chief Financial Officer | 293,550 | 123,750 | 517,825 | 0 | 109,841 | 1,044,966 |
| Friday, April 29th, 2016 | 2014 | Jessica Baron Former Chief Financial Officer | 293,550 | 123,750 | 517,825 | 0 | 109,841 | 1,044,966 |
| Friday, April 29th, 2016 | 2014 | Jessica Baron Former Chief Financial Officer | 293,550 | 123,750 | 517,825 | 0 | 109,841 | 1,044,966 |
| Friday, April 29th, 2016 | 2015 | Manuel Henriquez Chairman & Chief Executive Officer | 779,762 | 1,000,000 | 4,472,142 | 0 | 1,635,353 | 7,887,257 |
| Friday, April 29th, 2016 | 2015 | Manuel Henriquez Chairman & Chief Executive Officer | 779,762 | 1,000,000 | 4,472,142 | 0 | 1,635,353 | 7,887,257 |
| Friday, April 29th, 2016 | 2015 | Manuel Henriquez Chairman & Chief Executive Officer | 779,762 | 1,000,000 | 4,472,142 | 0 | 1,635,353 | 7,887,257 |
| Friday, April 29th, 2016 | 2014 | Manuel Henriquez Chairman & Chief Executive Officer | 779,762 | 692,500 | 5,992,250 | 0 | 804,675 | 8,269,187 |
| Tuesday, April 28th, 2015 | 2014 | Michael Butler | 68,750 | 0 | 0 | 0 | 22,558 | 130,290 |
| Tuesday, April 28th, 2015 | 2012 | Jessica Baron Chief Financial Officer | 235,000 | 180,000 | 653,600 | 0 | 69,720 | 1,138,320 |
| Tuesday, April 28th, 2015 | 2012 | Jessica Baron Chief Financial Officer | 235,000 | 180,000 | 653,600 | 0 | 69,720 | 1,138,320 |
| Tuesday, April 28th, 2015 | 2012 | Jessica Baron Chief Financial Officer | 235,000 | 180,000 | 653,600 | 0 | 69,720 | 1,138,320 |
| Tuesday, April 28th, 2015 | 2012 | Scott Bluestein Chief Investment Officer | 270,000 | 185,000 | 378,350 | 0 | 45,075 | 878,425 |
| Tuesday, April 28th, 2015 | 2012 | Scott Bluestein Chief Investment Officer | 270,000 | 185,000 | 378,350 | 0 | 45,075 | 878,425 |
| Tuesday, April 28th, 2015 | 2012 | Scott Bluestein Chief Investment Officer | 270,000 | 185,000 | 378,350 | 0 | 45,075 | 878,425 |
| Tuesday, April 28th, 2015 | 2012 | Todd Jaquez-Fissori Former Sr. Managing Director, Energy Technology Group Head | 225,000 | 225,000 | 439,450 | 0 | 44,550 | 934,000 |
| Tuesday, April 28th, 2015 | 2012 | Todd Jaquez-Fissori Former Sr. Managing Director, Energy Technology Group Head | 225,000 | 225,000 | 439,450 | 0 | 44,550 | 934,000 |
| Tuesday, April 28th, 2015 | 2012 | Todd Jaquez-Fissori Former Sr. Managing Director, Energy Technology Group Head | 225,000 | 225,000 | 439,450 | 0 | 44,550 | 934,000 |
| Tuesday, April 28th, 2015 | 2014 | Michael Butler | 68,750 | 0 | 0 | 0 | 22,558 | 130,290 |
| Tuesday, April 28th, 2015 | 2014 | Michael Butler | 68,750 | 0 | 0 | 0 | 22,558 | 130,290 |
| Tuesday, April 28th, 2015 | 2014 | Manuel Henriquez Chairman & Chief Executive Officer | 779,762 | 692,500 | 5,992,250 | 0 | 804,675 | 8,269,187 |
| Tuesday, April 28th, 2015 | 2014 | Manuel Henriquez Chairman & Chief Executive Officer | 779,762 | 692,500 | 5,992,250 | 0 | 804,675 | 8,269,187 |
| Tuesday, April 28th, 2015 | 2014 | Manuel Henriquez Chairman & Chief Executive Officer | 779,762 | 692,500 | 5,992,250 | 0 | 804,675 | 8,269,187 |
| Tuesday, April 28th, 2015 | 2013 | Manuel Henriquez Chairman & Chief Executive Officer | 757,050 | 1,136,000 | 3,819,994 | 0 | 639,950 | 6,352,994 |
| Tuesday, April 28th, 2015 | 2013 | Manuel Henriquez Chairman & Chief Executive Officer | 757,050 | 1,136,000 | 3,819,994 | 0 | 639,950 | 6,352,994 |
| Tuesday, April 28th, 2015 | 2013 | Manuel Henriquez Chairman & Chief Executive Officer | 757,050 | 1,136,000 | 3,819,994 | 0 | 639,950 | 6,352,994 |
| Tuesday, April 28th, 2015 | 2012 | Manuel Henriquez Chairman & Chief Executive Officer | 735,000 | 880,000 | 2,648,450 | 0 | 439,683 | 4,703,133 |
| Tuesday, April 28th, 2015 | 2012 | Manuel Henriquez Chairman & Chief Executive Officer | 735,000 | 880,000 | 2,648,450 | 0 | 439,683 | 4,703,133 |
| Tuesday, April 28th, 2015 | 2012 | Manuel Henriquez Chairman & Chief Executive Officer | 735,000 | 880,000 | 2,648,450 | 0 | 439,683 | 4,703,133 |
| Tuesday, April 28th, 2015 | 2014 | Jessica Baron Chief Financial Officer | 293,550 | 123,750 | 517,825 | 0 | 109,841 | 1,044,966 |
| Tuesday, April 28th, 2015 | 2014 | Jessica Baron Chief Financial Officer | 293,550 | 123,750 | 517,825 | 0 | 109,841 | 1,044,966 |
| Tuesday, April 28th, 2015 | 2014 | Jessica Baron Chief Financial Officer | 293,550 | 123,750 | 517,825 | 0 | 109,841 | 1,044,966 |
| Tuesday, April 28th, 2015 | 2013 | Todd Jaquez-Fissori Former Sr. Managing Director, Energy Technology Group Head | 260,000 | 312,000 | 293,755 | 0 | 80,056 | 945,811 |
| Tuesday, April 28th, 2015 | 2013 | Todd Jaquez-Fissori Former Sr. Managing Director, Energy Technology Group Head | 260,000 | 312,000 | 293,755 | 0 | 80,056 | 945,811 |
| Tuesday, April 28th, 2015 | 2013 | Todd Jaquez-Fissori Former Sr. Managing Director, Energy Technology Group Head | 260,000 | 312,000 | 293,755 | 0 | 80,056 | 945,811 |
| Tuesday, April 28th, 2015 | 2013 | Jessica Baron Chief Financial Officer | 285,000 | 287,442 | 410,004 | 0 | 106,821 | 1,089,267 |
| Tuesday, April 28th, 2015 | 2013 | Jessica Baron Chief Financial Officer | 285,000 | 287,442 | 410,004 | 0 | 106,821 | 1,089,267 |
| Tuesday, April 28th, 2015 | 2013 | Jessica Baron Chief Financial Officer | 285,000 | 287,442 | 410,004 | 0 | 106,821 | 1,089,267 |
| Tuesday, April 28th, 2015 | 2014 | Scott Bluestein Chief Investment Officer | 420,000 | 233,750 | 967,100 | 0 | 144,396 | 1,765,146 |
| Tuesday, April 28th, 2015 | 2014 | Scott Bluestein Chief Investment Officer | 420,000 | 233,750 | 967,100 | 0 | 144,396 | 1,765,146 |
| Tuesday, April 28th, 2015 | 2014 | Scott Bluestein Chief Investment Officer | 420,000 | 233,750 | 967,100 | 0 | 144,396 | 1,765,146 |
| Tuesday, April 28th, 2015 | 2013 | Scott Bluestein Chief Investment Officer | 300,000 | 360,000 | 699,994 | 0 | 107,645 | 1,467,640 |
| Tuesday, April 28th, 2015 | 2013 | Scott Bluestein Chief Investment Officer | 300,000 | 360,000 | 699,994 | 0 | 107,645 | 1,467,640 |
| Tuesday, April 28th, 2015 | 2013 | Scott Bluestein Chief Investment Officer | 300,000 | 360,000 | 699,994 | 0 | 107,645 | 1,467,640 |
| Tuesday, April 28th, 2015 | 2014 | Parag Shah Former Sr. Managing Director, Life Science Group Head | 245,906 | 68,750 | 1,864,650 | 0 | 265,792 | 2,445,098 |
| Tuesday, April 28th, 2015 | 2014 | Parag Shah Former Sr. Managing Director, Life Science Group Head | 245,906 | 68,750 | 1,864,650 | 0 | 265,792 | 2,445,098 |
| Tuesday, April 28th, 2015 | 2014 | Parag Shah Former Sr. Managing Director, Life Science Group Head | 245,906 | 68,750 | 1,864,650 | 0 | 265,792 | 2,445,098 |
| Tuesday, April 28th, 2015 | 2013 | Parag Shah Former Sr. Managing Director, Life Science Group Head | 347,162 | 350,000 | 845,003 | 0 | 225,899 | 1,768,064 |
| Tuesday, April 28th, 2015 | 2013 | Parag Shah Former Sr. Managing Director, Life Science Group Head | 347,162 | 350,000 | 845,003 | 0 | 225,899 | 1,768,064 |
| Tuesday, April 28th, 2015 | 2013 | Parag Shah Former Sr. Managing Director, Life Science Group Head | 347,162 | 350,000 | 845,003 | 0 | 225,899 | 1,768,064 |
| Tuesday, April 28th, 2015 | 2012 | Parag Shah Former Sr. Managing Director, Life Science Group Head | 337,050 | 195,000 | 1,140,455 | 0 | 212,965 | 1,885,470 |
| Tuesday, April 28th, 2015 | 2012 | Parag Shah Former Sr. Managing Director, Life Science Group Head | 337,050 | 195,000 | 1,140,455 | 0 | 212,965 | 1,885,470 |
| Tuesday, April 28th, 2015 | 2012 | Parag Shah Former Sr. Managing Director, Life Science Group Head | 337,050 | 195,000 | 1,140,455 | 0 | 212,965 | 1,885,470 |
| Tuesday, April 28th, 2015 | 2014 | Todd Jaquez-Fissori Former Sr. Managing Director, Energy Technology Group Head | 82,416 | 0 | 690,700 | 0 | 18,632 | 791,748 |
| Tuesday, April 28th, 2015 | 2014 | Todd Jaquez-Fissori Former Sr. Managing Director, Energy Technology Group Head | 82,416 | 0 | 690,700 | 0 | 18,632 | 791,748 |
| Tuesday, April 28th, 2015 | 2014 | Todd Jaquez-Fissori Former Sr. Managing Director, Energy Technology Group Head | 82,416 | 0 | 690,700 | 0 | 18,632 | 791,748 |
| Friday, May 23rd, 2014 | 2012 | Todd Jaquez-Fissori Former Senior Managing Director and Energy Technology Group Head | 225,000 | 225,000 | 439,450 | 0 | 44,550 | 934,000 |
| Friday, May 23rd, 2014 | 2013 | Todd Jaquez-Fissori Former Senior Managing Director and Energy Technology Group Head | 260,000 | 312,000 | 293,755 | 0 | 80,056 | 945,811 |
| Friday, May 23rd, 2014 | 2013 | Todd Jaquez-Fissori Former Senior Managing Director and Energy Technology Group Head | 260,000 | 312,000 | 293,755 | 0 | 80,056 | 945,811 |
| Friday, May 23rd, 2014 | 2013 | Todd Jaquez-Fissori Former Senior Managing Director and Energy Technology Group Head | 260,000 | 312,000 | 293,755 | 0 | 80,056 | 945,811 |
| Friday, May 23rd, 2014 | 2011 | Scott Bluestein Chief Credit Officer | 250,000 | 135,000 | 83,700 | 0 | 7,033 | 475,733 |
| Friday, May 23rd, 2014 | 2011 | Scott Bluestein Chief Credit Officer | 250,000 | 135,000 | 83,700 | 0 | 7,033 | 475,733 |
| Friday, May 23rd, 2014 | 2011 | Scott Bluestein Chief Credit Officer | 250,000 | 135,000 | 83,700 | 0 | 7,033 | 475,733 |
| Friday, May 23rd, 2014 | 2011 | Todd Jaquez-Fissori Former Senior Managing Director and Energy Technology Group Head | 175,000 | 145,000 | 111,600 | 0 | 6,600 | 438,200 |
| Friday, May 23rd, 2014 | 2011 | Todd Jaquez-Fissori Former Senior Managing Director and Energy Technology Group Head | 175,000 | 145,000 | 111,600 | 0 | 6,600 | 438,200 |
| Friday, May 23rd, 2014 | 2011 | Todd Jaquez-Fissori Former Senior Managing Director and Energy Technology Group Head | 175,000 | 145,000 | 111,600 | 0 | 6,600 | 438,200 |
| Friday, May 23rd, 2014 | 2012 | Todd Jaquez-Fissori Former Senior Managing Director and Energy Technology Group Head | 225,000 | 225,000 | 439,450 | 0 | 44,550 | 934,000 |
| Friday, May 23rd, 2014 | 2012 | Todd Jaquez-Fissori Former Senior Managing Director and Energy Technology Group Head | 225,000 | 225,000 | 439,450 | 0 | 44,550 | 934,000 |
| Friday, May 23rd, 2014 | 2013 | Manuel Henriquez Chairman & Chief Executive Officer | 757,050 | 1,136,000 | 3,819,994 | 0 | 639,950 | 6,352,994 |
| Friday, May 23rd, 2014 | 2013 | Manuel Henriquez Chairman & Chief Executive Officer | 757,050 | 1,136,000 | 3,819,994 | 0 | 639,950 | 6,352,994 |
| Friday, May 23rd, 2014 | 2013 | Manuel Henriquez Chairman & Chief Executive Officer | 757,050 | 1,136,000 | 3,819,994 | 0 | 639,950 | 6,352,994 |
| Friday, May 23rd, 2014 | 2012 | Manuel Henriquez Chairman & Chief Executive Officer | 735,000 | 880,000 | 2,648,450 | 0 | 439,683 | 4,703,133 |
| Friday, May 23rd, 2014 | 2012 | Manuel Henriquez Chairman & Chief Executive Officer | 735,000 | 880,000 | 2,648,450 | 0 | 439,683 | 4,703,133 |
| Friday, May 23rd, 2014 | 2012 | Manuel Henriquez Chairman & Chief Executive Officer | 735,000 | 880,000 | 2,648,450 | 0 | 439,683 | 4,703,133 |
| Friday, May 23rd, 2014 | 2011 | Manuel Henriquez Chairman & Chief Executive Officer | 735,000 | 825,000 | 1,395,000 | 0 | 288,834 | 3,243,834 |
| Friday, May 23rd, 2014 | 2011 | Manuel Henriquez Chairman & Chief Executive Officer | 735,000 | 825,000 | 1,395,000 | 0 | 288,834 | 3,243,834 |
| Friday, May 23rd, 2014 | 2011 | Manuel Henriquez Chairman & Chief Executive Officer | 735,000 | 825,000 | 1,395,000 | 0 | 288,834 | 3,243,834 |
| Friday, May 23rd, 2014 | 2013 | Jessica Baron Chief Financial Officer | 285,000 | 287,442 | 410,004 | 0 | 106,821 | 1,089,267 |
| Friday, May 23rd, 2014 | 2013 | Jessica Baron Chief Financial Officer | 285,000 | 287,442 | 410,004 | 0 | 106,821 | 1,089,267 |
| Friday, May 23rd, 2014 | 2013 | Jessica Baron Chief Financial Officer | 285,000 | 287,442 | 410,004 | 0 | 106,821 | 1,089,267 |
| Friday, May 23rd, 2014 | 2012 | Jessica Baron Chief Financial Officer | 235,000 | 180,000 | 653,600 | 0 | 69,720 | 1,138,320 |
| Friday, May 23rd, 2014 | 2012 | Jessica Baron Chief Financial Officer | 235,000 | 180,000 | 653,600 | 0 | 69,720 | 1,138,320 |
| Friday, May 23rd, 2014 | 2012 | Jessica Baron Chief Financial Officer | 235,000 | 180,000 | 653,600 | 0 | 69,720 | 1,138,320 |
| Friday, May 23rd, 2014 | 2011 | Jessica Baron Chief Financial Officer | 175,000 | 85,000 | 139,500 | 0 | 19,701 | 419,201 |
| Friday, May 23rd, 2014 | 2011 | Jessica Baron Chief Financial Officer | 175,000 | 85,000 | 139,500 | 0 | 19,701 | 419,201 |
| Friday, May 23rd, 2014 | 2011 | Jessica Baron Chief Financial Officer | 175,000 | 85,000 | 139,500 | 0 | 19,701 | 419,201 |
| Friday, May 23rd, 2014 | 2013 | Parag Shah Senior Managing Director and Life Science Group Head | 347,162 | 350,000 | 845,003 | 0 | 225,899 | 1,768,064 |
| Friday, May 23rd, 2014 | 2013 | Parag Shah Senior Managing Director and Life Science Group Head | 347,162 | 350,000 | 845,003 | 0 | 225,899 | 1,768,064 |
| Friday, May 23rd, 2014 | 2013 | Parag Shah Senior Managing Director and Life Science Group Head | 347,162 | 350,000 | 845,003 | 0 | 225,899 | 1,768,064 |
| Friday, May 23rd, 2014 | 2012 | Parag Shah Senior Managing Director and Life Science Group Head | 337,050 | 195,000 | 1,140,455 | 0 | 212,965 | 1,885,470 |
| Friday, May 23rd, 2014 | 2012 | Parag Shah Senior Managing Director and Life Science Group Head | 337,050 | 195,000 | 1,140,455 | 0 | 212,965 | 1,885,470 |
| Friday, May 23rd, 2014 | 2012 | Parag Shah Senior Managing Director and Life Science Group Head | 337,050 | 195,000 | 1,140,455 | 0 | 212,965 | 1,885,470 |
| Friday, May 23rd, 2014 | 2011 | Parag Shah Senior Managing Director and Life Science Group Head | 337,050 | 275,000 | 697,500 | 0 | 160,652 | 1,470,202 |
| Friday, May 23rd, 2014 | 2011 | Parag Shah Senior Managing Director and Life Science Group Head | 337,050 | 275,000 | 697,500 | 0 | 160,652 | 1,470,202 |
| Friday, May 23rd, 2014 | 2011 | Parag Shah Senior Managing Director and Life Science Group Head | 337,050 | 275,000 | 697,500 | 0 | 160,652 | 1,470,202 |
| Friday, May 23rd, 2014 | 2013 | Scott Bluestein Chief Credit Officer | 300,000 | 360,000 | 699,995 | 0 | 107,645 | 1,467,640 |
| Friday, May 23rd, 2014 | 2013 | Scott Bluestein Chief Credit Officer | 300,000 | 360,000 | 699,995 | 0 | 107,645 | 1,467,640 |
| Friday, May 23rd, 2014 | 2013 | Scott Bluestein Chief Credit Officer | 300,000 | 360,000 | 699,995 | 0 | 107,645 | 1,467,640 |
| Friday, May 23rd, 2014 | 2012 | Scott Bluestein Chief Credit Officer | 270,000 | 185,000 | 378,350 | 0 | 45,075 | 878,425 |
| Friday, May 23rd, 2014 | 2012 | Scott Bluestein Chief Credit Officer | 270,000 | 185,000 | 378,350 | 0 | 45,075 | 878,425 |
| Friday, May 23rd, 2014 | 2012 | Scott Bluestein Chief Credit Officer | 270,000 | 185,000 | 378,350 | 0 | 45,075 | 878,425 |
| Friday, April 29th, 2011 | 2008 | Samir Bhaumik Senior Managing Director | 270,000 | 160,000 | 312,070 | 0 | 28,500 | 841,857 |
| Friday, April 29th, 2011 | 2008 | David M. Lund Chief Financial Officer | 250,000 | 170,000 | 195,200 | 0 | 19,320 | 667,682 |
| Friday, April 29th, 2011 | 2008 | David M. Lund Chief Financial Officer | 250,000 | 170,000 | 195,200 | 0 | 19,320 | 667,682 |
| Friday, April 29th, 2011 | 2008 | David M. Lund Chief Financial Officer | 250,000 | 170,000 | 195,200 | 0 | 19,320 | 667,682 |
| Friday, April 29th, 2011 | 2008 | Samir Bhaumik Senior Managing Director | 270,000 | 160,000 | 312,070 | 0 | 28,500 | 841,857 |
| Friday, April 29th, 2011 | 2008 | Samir Bhaumik Senior Managing Director | 270,000 | 160,000 | 312,070 | 0 | 28,500 | 841,857 |
| Friday, April 29th, 2011 | 2008 | Parag I. Shah Senior Managing Director | 315,000 | 340,000 | 491,650 | 0 | 43,120 | 1,391,615 |
| Friday, April 29th, 2011 | 2008 | Parag I. Shah Senior Managing Director | 315,000 | 340,000 | 491,650 | 0 | 43,120 | 1,391,615 |
| Friday, April 29th, 2011 | 2008 | Parag I. Shah Senior Managing Director | 315,000 | 340,000 | 491,650 | 0 | 43,120 | 1,391,615 |
| Friday, April 29th, 2011 | 2010 | Manuel A. Henriquez Chairman & Chief Executive Officer | 700,000 | 925,000 | 2,362,500 | 0 | 226,812 | 4,214,312 |
| Friday, April 29th, 2011 | 2010 | Manuel A. Henriquez Chairman & Chief Executive Officer | 700,000 | 925,000 | 2,362,500 | 0 | 226,812 | 4,214,312 |
| Friday, April 29th, 2011 | 2010 | Manuel A. Henriquez Chairman & Chief Executive Officer | 700,000 | 925,000 | 2,362,500 | 0 | 226,812 | 4,214,312 |
| Friday, April 29th, 2011 | 2009 | Manuel A. Henriquez Chairman & Chief Executive Officer | 700,000 | 1,350,000 | 421,000 | 0 | 132,500 | 2,699,525 |
| Friday, April 29th, 2011 | 2009 | Manuel A. Henriquez Chairman & Chief Executive Officer | 700,000 | 1,350,000 | 421,000 | 0 | 132,500 | 2,699,525 |
| Friday, April 29th, 2011 | 2009 | Manuel A. Henriquez Chairman & Chief Executive Officer | 700,000 | 1,350,000 | 421,000 | 0 | 132,500 | 2,699,525 |
| Friday, April 29th, 2011 | 2008 | Manuel A. Henriquez Chairman & Chief Executive Officer | 700,000 | 1,175,000 | 686,250 | 0 | 60,375 | 2,853,762 |
| Friday, April 29th, 2011 | 2008 | Manuel A. Henriquez Chairman & Chief Executive Officer | 700,000 | 1,175,000 | 686,250 | 0 | 60,375 | 2,853,762 |
| Friday, April 29th, 2011 | 2008 | Manuel A. Henriquez Chairman & Chief Executive Officer | 700,000 | 1,175,000 | 686,250 | 0 | 60,375 | 2,853,762 |
| Friday, April 29th, 2011 | 2010 | David M. Lund Chief Financial Officer | 250,000 | 0 | 51,350 | 0 | 31,700 | 333,050 |
| Friday, April 29th, 2011 | 2010 | David M. Lund Chief Financial Officer | 250,000 | 0 | 51,350 | 0 | 31,700 | 333,050 |
| Friday, April 29th, 2011 | 2010 | David M. Lund Chief Financial Officer | 250,000 | 0 | 51,350 | 0 | 31,700 | 333,050 |
| Friday, April 29th, 2011 | 2009 | David M. Lund Chief Financial Officer | 250,000 | 85,000 | 105,250 | 0 | 38,000 | 503,216 |
| Friday, April 29th, 2011 | 2009 | David M. Lund Chief Financial Officer | 250,000 | 85,000 | 105,250 | 0 | 38,000 | 503,216 |
| Friday, April 29th, 2011 | 2009 | David M. Lund Chief Financial Officer | 250,000 | 85,000 | 105,250 | 0 | 38,000 | 503,216 |
| Friday, April 29th, 2011 | 2009 | Samir Bhaumik Senior Managing Director | 270,000 | 165,000 | 126,300 | 0 | 44,300 | 630,566 |
| Friday, April 29th, 2011 | 2009 | Samir Bhaumik Senior Managing Director | 270,000 | 165,000 | 126,300 | 0 | 44,300 | 630,566 |
| Friday, April 29th, 2011 | 2009 | Samir Bhaumik Senior Managing Director | 270,000 | 165,000 | 126,300 | 0 | 44,300 | 630,566 |
| Friday, April 29th, 2011 | 2010 | Parag I. Shah Senior Managing Director | 315,000 | 210,000 | 1,340,850 | 0 | 130,450 | 1,996,300 |
| Friday, April 29th, 2011 | 2010 | Parag I. Shah Senior Managing Director | 315,000 | 210,000 | 1,340,850 | 0 | 130,450 | 1,996,300 |
| Friday, April 29th, 2011 | 2010 | Parag I. Shah Senior Managing Director | 315,000 | 210,000 | 1,340,850 | 0 | 130,450 | 1,996,300 |
| Friday, April 29th, 2011 | 2009 | Parag I. Shah Senior Managing Director | 315,000 | 340,000 | 189,450 | 0 | 63,200 | 1,003,675 |
| Friday, April 29th, 2011 | 2009 | Parag I. Shah Senior Managing Director | 315,000 | 340,000 | 189,450 | 0 | 63,200 | 1,003,675 |
| Friday, April 29th, 2011 | 2009 | Parag I. Shah Senior Managing Director | 315,000 | 340,000 | 189,450 | 0 | 63,200 | 1,003,675 |
| Friday, April 29th, 2011 | 2010 | Scott Harvey Secretary and Chief Legal Officer | 210,000 | 50,000 | 102,700 | 0 | 31,250 | 393,950 |
| Friday, April 29th, 2011 | 2010 | Scott Harvey Secretary and Chief Legal Officer | 210,000 | 50,000 | 102,700 | 0 | 31,250 | 393,950 |
| Friday, April 29th, 2011 | 2010 | Scott Harvey Secretary and Chief Legal Officer | 210,000 | 50,000 | 102,700 | 0 | 31,250 | 393,950 |
| Friday, April 29th, 2011 | 2009 | Scott Harvey Secretary and Chief Legal Officer | 210,000 | 75,000 | 84,200 | 0 | 31,700 | 408,582 |
| Friday, April 29th, 2011 | 2009 | Scott Harvey Secretary and Chief Legal Officer | 210,000 | 75,000 | 84,200 | 0 | 31,700 | 408,582 |
| Friday, April 29th, 2011 | 2009 | Scott Harvey Secretary and Chief Legal Officer | 210,000 | 75,000 | 84,200 | 0 | 31,700 | 408,582 |
| Friday, April 29th, 2011 | 2008 | Scott Harvey Secretary and Chief Legal Officer | 210,000 | 125,000 | 183,000 | 0 | 18,300 | 550,228 |
| Friday, April 29th, 2011 | 2008 | Scott Harvey Secretary and Chief Legal Officer | 210,000 | 125,000 | 183,000 | 0 | 18,300 | 550,228 |
| Friday, April 29th, 2011 | 2008 | Scott Harvey Secretary and Chief Legal Officer | 210,000 | 125,000 | 183,000 | 0 | 18,300 | 550,228 |
| Friday, April 29th, 2011 | 2010 | Samir Bhaumik Senior Managing Director | 270,000 | 125,000 | 616,200 | 0 | 72,500 | 1,083,700 |
| Friday, April 29th, 2011 | 2010 | Samir Bhaumik Senior Managing Director | 270,000 | 125,000 | 616,200 | 0 | 72,500 | 1,083,700 |
| Friday, April 29th, 2011 | 2010 | Samir Bhaumik Senior Managing Director | 270,000 | 125,000 | 616,200 | 0 | 72,500 | 1,083,700 |
| Thursday, April 29th, 2010 | 2009 | David M. Lund | 250,000 | 85,000 | 105,250 | 0 | 38,000 | 503,216 |
| Thursday, April 29th, 2010 | 2009 | Manuel A. Henriquez | 700,000 | 1,350,000 | 421,000 | 0 | 132,500 | 2,699,525 |
| Thursday, April 29th, 2010 | 2009 | Manuel A. Henriquez | 700,000 | 1,350,000 | 421,000 | 0 | 132,500 | 2,699,525 |
| Thursday, April 29th, 2010 | 2009 | Manuel A. Henriquez | 700,000 | 1,350,000 | 421,000 | 0 | 132,500 | 2,699,525 |
| Thursday, April 29th, 2010 | 2007 | David M. Lund | 202,083 | 160,000 | 0 | 0 | 0 | 412,959 |
| Thursday, April 29th, 2010 | 2007 | David M. Lund | 202,083 | 160,000 | 0 | 0 | 0 | 412,959 |
| Thursday, April 29th, 2010 | 2007 | David M. Lund | 202,083 | 160,000 | 0 | 0 | 0 | 412,959 |
| Thursday, April 29th, 2010 | 2007 | Manuel A. Henriquez | 590,791 | 1,000,000 | 0 | 0 | 0 | 2,244,911 |
| Thursday, April 29th, 2010 | 2007 | Manuel A. Henriquez | 590,791 | 1,000,000 | 0 | 0 | 0 | 2,244,911 |
| Thursday, April 29th, 2010 | 2007 | Manuel A. Henriquez | 590,791 | 1,000,000 | 0 | 0 | 0 | 2,244,911 |
| Thursday, April 29th, 2010 | 2009 | Samir Bhaumik | 270,000 | 165,000 | 126,300 | 0 | 44,300 | 630,566 |
| Thursday, April 29th, 2010 | 2007 | Scott Harvey | 190,000 | 145,000 | 0 | 0 | 0 | 378,608 |
| Thursday, April 29th, 2010 | 2007 | Scott Harvey | 190,000 | 145,000 | 0 | 0 | 0 | 378,608 |
| Thursday, April 29th, 2010 | 2007 | Scott Harvey | 190,000 | 145,000 | 0 | 0 | 0 | 378,608 |
| Thursday, April 29th, 2010 | 2008 | David M. Lund | 250,000 | 170,000 | 195,200 | 0 | 19,320 | 667,682 |
| Thursday, April 29th, 2010 | 2008 | David M. Lund | 250,000 | 170,000 | 195,200 | 0 | 19,320 | 667,682 |
| Thursday, April 29th, 2010 | 2008 | David M. Lund | 250,000 | 170,000 | 195,200 | 0 | 19,320 | 667,682 |
| Thursday, April 29th, 2010 | 2008 | Manuel A. Henriquez | 700,000 | 1,175,000 | 686,250 | 0 | 60,375 | 2,853,762 |
| Thursday, April 29th, 2010 | 2008 | Manuel A. Henriquez | 700,000 | 1,175,000 | 686,250 | 0 | 60,375 | 2,853,762 |
| Thursday, April 29th, 2010 | 2008 | Manuel A. Henriquez | 700,000 | 1,175,000 | 686,250 | 0 | 60,375 | 2,853,762 |
| Thursday, April 29th, 2010 | 2007 | Parag I. Shah | 221,063 | 325,000 | 0 | 0 | 0 | 662,351 |
| Thursday, April 29th, 2010 | 2007 | Parag I. Shah | 221,063 | 325,000 | 0 | 0 | 0 | 662,351 |
| Thursday, April 29th, 2010 | 2007 | Parag I. Shah | 221,063 | 325,000 | 0 | 0 | 0 | 662,351 |
| Thursday, April 29th, 2010 | 2008 | Parag I. Shah | 315,000 | 340,000 | 491,650 | 0 | 43,120 | 1,391,615 |
| Thursday, April 29th, 2010 | 2008 | Parag I. Shah | 315,000 | 340,000 | 491,650 | 0 | 43,120 | 1,391,615 |
| Thursday, April 29th, 2010 | 2008 | Parag I. Shah | 315,000 | 340,000 | 491,650 | 0 | 43,120 | 1,391,615 |
| Thursday, April 29th, 2010 | 2007 | Samir Bhaumik | 206,306 | 336,000 | 0 | 0 | 0 | 559,749 |
| Thursday, April 29th, 2010 | 2007 | Samir Bhaumik | 206,306 | 336,000 | 0 | 0 | 0 | 559,749 |
| Thursday, April 29th, 2010 | 2007 | Samir Bhaumik | 206,306 | 336,000 | 0 | 0 | 0 | 559,749 |
| Thursday, April 29th, 2010 | 2008 | Samir Bhaumik | 270,000 | 160,000 | 312,070 | 0 | 28,500 | 841,857 |
| Thursday, April 29th, 2010 | 2008 | Samir Bhaumik | 270,000 | 160,000 | 312,070 | 0 | 28,500 | 841,857 |
| Thursday, April 29th, 2010 | 2008 | Samir Bhaumik | 270,000 | 160,000 | 312,070 | 0 | 28,500 | 841,857 |
| Thursday, April 29th, 2010 | 2008 | Scott Harvey | 210,000 | 125,000 | 183,000 | 0 | 18,300 | 550,228 |
| Thursday, April 29th, 2010 | 2008 | Scott Harvey | 210,000 | 125,000 | 183,000 | 0 | 18,300 | 550,228 |
| Thursday, April 29th, 2010 | 2008 | Scott Harvey | 210,000 | 125,000 | 183,000 | 0 | 18,300 | 550,228 |
| Thursday, April 29th, 2010 | 2009 | Scott Harvey | 210,000 | 75,000 | 84,200 | 0 | 31,700 | 408,582 |
| Thursday, April 29th, 2010 | 2009 | Scott Harvey | 210,000 | 75,000 | 84,200 | 0 | 31,700 | 408,582 |
| Thursday, April 29th, 2010 | 2009 | Scott Harvey | 210,000 | 75,000 | 84,200 | 0 | 31,700 | 408,582 |
| Thursday, April 29th, 2010 | 2009 | David M. Lund | 250,000 | 85,000 | 105,250 | 0 | 38,000 | 503,216 |
| Thursday, April 29th, 2010 | 2009 | David M. Lund | 250,000 | 85,000 | 105,250 | 0 | 38,000 | 503,216 |
| Thursday, April 29th, 2010 | 2009 | Parag I. Shah | 315,000 | 340,000 | 189,450 | 0 | 63,200 | 1,003,675 |
| Thursday, April 29th, 2010 | 2009 | Parag I. Shah | 315,000 | 340,000 | 189,450 | 0 | 63,200 | 1,003,675 |
| Thursday, April 29th, 2010 | 2009 | Parag I. Shah | 315,000 | 340,000 | 189,450 | 0 | 63,200 | 1,003,675 |
| Thursday, April 29th, 2010 | 2009 | Samir Bhaumik | 270,000 | 165,000 | 126,300 | 0 | 44,300 | 630,566 |
| Thursday, April 29th, 2010 | 2009 | Samir Bhaumik | 270,000 | 165,000 | 126,300 | 0 | 44,300 | 630,566 |
| Tuesday, April 29th, 2008 | 2007 | Parag I. Shah | 221,063 | 325,000 | 0 | 0 | 0 | 638,028 |
| Tuesday, April 29th, 2008 | 2007 | Parag I. Shah | 221,063 | 325,000 | 0 | 0 | 0 | 638,028 |
| Tuesday, April 29th, 2008 | 2007 | H. Scott Harvey | 190,000 | 145,000 | 0 | 0 | 0 | 420,961 |
| Tuesday, April 29th, 2008 | 2007 | H. Scott Harvey | 190,000 | 145,000 | 0 | 0 | 0 | 420,961 |
| Tuesday, April 29th, 2008 | 2007 | David M. Lund | 202,083 | 160,000 | 0 | 0 | 0 | 413,346 |
| Tuesday, April 29th, 2008 | 2006 | Parag I. Shah | 195,417 | 272,500 | 0 | 0 | 0 | 509,417 |
| Tuesday, April 29th, 2008 | 2006 | Parag I. Shah | 195,417 | 272,500 | 0 | 0 | 0 | 509,417 |
| Tuesday, April 29th, 2008 | 2006 | Parag I. Shah | 195,417 | 272,500 | 0 | 0 | 0 | 509,417 |
| Tuesday, April 29th, 2008 | 2006 | Samir Bhaumik | 195,417 | 25,000 | 0 | 0 | 0 | 263,817 |
| Tuesday, April 29th, 2008 | 2006 | Samir Bhaumik | 195,417 | 25,000 | 0 | 0 | 0 | 263,817 |
| Tuesday, April 29th, 2008 | 2006 | Samir Bhaumik | 195,417 | 25,000 | 0 | 0 | 0 | 263,817 |
| Tuesday, April 29th, 2008 | 2006 | Manuel A. Henriquez | 466,667 | 1,000,000 | 0 | 0 | 0 | 1,745,867 |
| Tuesday, April 29th, 2008 | 2007 | H. Scott Harvey | 190,000 | 145,000 | 0 | 0 | 0 | 420,961 |
| Tuesday, April 29th, 2008 | 2006 | Manuel A. Henriquez | 466,667 | 1,000,000 | 0 | 0 | 0 | 1,745,867 |
| Tuesday, April 29th, 2008 | 2006 | Manuel A. Henriquez | 466,667 | 1,000,000 | 0 | 0 | 0 | 1,745,867 |
| Tuesday, April 29th, 2008 | 2007 | Samir Bhaumik | 206,306 | 336,000 | 0 | 0 | 0 | 603,855 |
| Tuesday, April 29th, 2008 | 2007 | Samir Bhaumik | 206,306 | 336,000 | 0 | 0 | 0 | 603,855 |
| Tuesday, April 29th, 2008 | 2007 | Samir Bhaumik | 206,306 | 336,000 | 0 | 0 | 0 | 603,855 |
| Tuesday, April 29th, 2008 | 2006 | David M. Lund | 180,000 | 100,000 | 0 | 0 | 0 | 306,900 |
| Tuesday, April 29th, 2008 | 2006 | David M. Lund | 180,000 | 100,000 | 0 | 0 | 0 | 306,900 |
| Tuesday, April 29th, 2008 | 2007 | Parag I. Shah | 221,063 | 325,000 | 0 | 0 | 0 | 638,028 |
| Tuesday, April 29th, 2008 | 2007 | David M. Lund | 202,083 | 160,000 | 0 | 0 | 0 | 413,346 |
| Tuesday, April 29th, 2008 | 2007 | David M. Lund | 202,083 | 160,000 | 0 | 0 | 0 | 413,346 |
| Tuesday, April 29th, 2008 | 2007 | Manuel A. Henriquez | 590,791 | 1,000,000 | 0 | 0 | 0 | 2,088,952 |
| Tuesday, April 29th, 2008 | 2007 | Manuel A. Henriquez | 590,791 | 1,000,000 | 0 | 0 | 0 | 2,088,952 |
| Tuesday, April 29th, 2008 | 2007 | Manuel A. Henriquez | 590,791 | 1,000,000 | 0 | 0 | 0 | 2,088,952 |
| Tuesday, April 29th, 2008 | 2006 | H. Scott Harvey | 170,000 | 100,000 | 0 | 0 | 0 | 336,900 |
| Tuesday, April 29th, 2008 | 2006 | H. Scott Harvey | 170,000 | 100,000 | 0 | 0 | 0 | 336,900 |
| Tuesday, April 29th, 2008 | 2006 | H. Scott Harvey | 170,000 | 100,000 | 0 | 0 | 0 | 336,900 |
| Tuesday, April 29th, 2008 | 2006 | David M. Lund | 180,000 | 100,000 | 0 | 0 | 0 | 306,900 |
