2022-05-05 |
Cabrera Brian E |
officer: Chief Legal & Ofcr; Corp Secy |
164,048.0 |
S-Sale |
D |
20,952.0 |
1.88 |
39,458.90 |
|
2022-04-22 |
DODSON J MICHAEL |
officer: Senior Vice President, CFO |
0.0 |
X-InTheMoney |
D |
10,000.0 |
2.25 |
22,500.00 |
|
2022-04-22 |
DODSON J MICHAEL |
officer: Senior Vice President, CFO |
824,356.0 |
X-InTheMoney |
A |
10,000.0 |
2.25 |
22,500.00 |
|
2022-04-22 |
Rothman Marc E |
director |
0.0 |
X-InTheMoney |
D |
49,431.0 |
2.25 |
111,219.75 |
|
2022-04-22 |
Rothman Marc E |
director |
209,556.0 |
X-InTheMoney |
A |
49,431.0 |
2.25 |
111,219.75 |
|
2022-04-22 |
RAU RAGHAVENDRA |
director |
0.0 |
X-InTheMoney |
D |
44,445.0 |
2.25 |
100,001.25 |
|
2022-04-22 |
RAU RAGHAVENDRA |
director |
257,874.0 |
X-InTheMoney |
A |
44,445.0 |
2.25 |
100,001.25 |
|
2022-04-22 |
Lerner James J |
director, officer: President & CEO |
0.0 |
X-InTheMoney |
D |
4,445.0 |
2.25 |
10,001.25 |
|
2022-04-22 |
Lerner James J |
director, officer: President & CEO |
1,675,145.0 |
X-InTheMoney |
A |
4,445.0 |
2.25 |
10,001.25 |
|
2022-04-22 |
Jacoby Rebecca |
director |
0.0 |
X-InTheMoney |
D |
16,592.0 |
2.25 |
37,332.00 |
|
2022-04-22 |
Jacoby Rebecca |
director |
79,006.0 |
X-InTheMoney |
A |
16,592.0 |
2.25 |
37,332.00 |
|
2022-04-22 |
Moorehead Lewis W. |
officer: Chief Accounting Officer |
0.0 |
X-InTheMoney |
D |
10,422.0 |
2.25 |
23,449.50 |
|
2022-04-22 |
Moorehead Lewis W. |
officer: Chief Accounting Officer |
196,673.0 |
X-InTheMoney |
A |
10,422.0 |
2.25 |
23,449.50 |
|
2022-01-07 |
Lerner James J |
director, officer: President & CEO |
1,667,656.0 |
S-Sale |
D |
39,670.0 |
5.37 |
212,857.32 |
|
2022-01-07 |
DODSON J MICHAEL |
officer: Senior Vice President, CFO |
810,450.0 |
S-Sale |
D |
18,616.0 |
5.37 |
99,887.87 |
|
2022-01-07 |
Moorehead Lewis W. |
officer: Chief Accounting Officer |
185,469.0 |
S-Sale |
D |
3,539.0 |
5.37 |
18,989.21 |
|
2021-11-02 |
Moorehead Lewis W. |
officer: Chief Accounting Officer |
189,008.0 |
S-Sale |
D |
7,542.0 |
5.97 |
44,989.54 |
|
2021-11-01 |
Cabrera Brian E |
officer: Chief Legal & Ofcr; Corp Secy |
0.0 |
A-Award |
D |
5,000.0 |
0.00 |
0.00 |
|
2021-11-01 |
Cabrera Brian E |
officer: Chief Legal & Ofcr; Corp Secy |
185,000.0 |
A-Award |
A |
5,000.0 |
0.00 |
0.00 |
|
2021-10-01 |
Jacoby Rebecca |
director |
62,414.0 |
A-Award |
A |
23,148.0 |
0.00 |
0.00 |
|
2021-10-01 |
DODSON J MICHAEL |
officer: Senior Vice President, CFO |
829,066.0 |
A-Award |
A |
87,500.0 |
0.00 |
0.00 |
|
2021-10-01 |
DODSON J MICHAEL |
officer: Senior Vice President, CFO |
0.0 |
A-Award |
D |
87,500.0 |
0.00 |
0.00 |
|
2021-10-01 |
White Yue Zhou |
director |
23,148.0 |
A-Award |
A |
23,148.0 |
0.00 |
0.00 |
|
2021-10-01 |
Moorehead Lewis W. |
officer: Chief Accounting Officer |
0.0 |
A-Award |
D |
15,000.0 |
0.00 |
0.00 |
|
2021-10-01 |
Moorehead Lewis W. |
officer: Chief Accounting Officer |
196,550.0 |
A-Award |
A |
15,000.0 |
0.00 |
0.00 |
|
2021-10-01 |
RAU RAGHAVENDRA |
director |
213,429.0 |
A-Award |
A |
23,148.0 |
0.00 |
0.00 |
|
2021-10-01 |
Lerner James J |
director, officer: President & CEO |
1,707,326.0 |
A-Award |
A |
200,000.0 |
0.00 |
0.00 |
|
2021-10-01 |
Lerner James J |
director, officer: President & CEO |
200,000.0 |
A-Award |
D |
200,000.0 |
0.00 |
0.00 |
|
2021-10-01 |
Cabrera Brian E |
officer: Chief Legal & Ofcr; Corp Secy |
0.0 |
A-Award |
D |
5,000.0 |
0.00 |
0.00 |
|
2021-10-01 |
Cabrera Brian E |
officer: Chief Legal & Ofcr; Corp Secy |
180,000.0 |
A-Award |
A |
5,000.0 |
0.00 |
0.00 |
|
2021-10-01 |
Rothman Marc E |
director |
160,125.0 |
A-Award |
A |
23,148.0 |
0.00 |
0.00 |
|
2021-09-10 |
Moorehead Lewis W. |
officer: Chief Accounting Officer |
181,550.0 |
S-Sale |
D |
9,521.0 |
5.47 |
52,046.55 |
|
2021-09-10 |
DODSON J MICHAEL |
officer: Senior Vice President, CFO |
741,566.0 |
S-Sale |
D |
39,394.0 |
5.47 |
215,347.30 |
|
2021-09-10 |
Lerner James J |
director, officer: President & CEO |
1,507,326.0 |
S-Sale |
D |
41,012.0 |
5.47 |
224,192.10 |
|
2021-09-01 |
Hurley John |
officer: Chief Revenue Officer |
275,000.0 |
A-Award |
A |
275,000.0 |
0.00 |
0.00 |
|
2021-08-12 |
Rothman Marc E |
director |
136,977.0 |
P-Purchase |
A |
20,000.0 |
5.70 |
114,000.00 |
|
2021-08-12 |
RAU RAGHAVENDRA |
director |
190,281.0 |
P-Purchase |
A |
8,767.0 |
5.70 |
49,971.90 |
|
2021-08-12 |
FICHTHORN JOHN |
director |
154,740.0 |
P-Purchase |
A |
10,000.0 |
5.73 |
57,295.00 |
|
2021-08-11 |
FICHTHORN JOHN |
director |
144,740.0 |
P-Purchase |
A |
20,000.0 |
5.67 |
113,342.00 |
|
2021-08-11 |
FICHTHORN JOHN |
director |
154,740.0 |
P-Purchase |
A |
10,000.0 |
5.73 |
57,295.00 |
|
2021-07-21 |
Lerner James J |
director, officer: Pres. & CEO, Chairman of Board |
1,545,233.0 |
S-Sale |
D |
132,125.0 |
6.12 |
808,737.12 |
|
2021-07-14 |
Lerner James J |
director, officer: Pres. & CEO, Chairman of Board |
1,677,358.0 |
S-Sale |
D |
65,560.0 |
6.40 |
419,413.54 |
|
2021-07-07 |
King Elizabeth |
officer: Chief Revenue Officer |
285,114.0 |
S-Sale |
D |
7,216.0 |
6.81 |
49,165.49 |
|
2021-07-07 |
DODSON J MICHAEL |
officer: Senior Vice President, CFO |
780,032.0 |
S-Sale |
D |
35,289.0 |
6.81 |
240,438.07 |
|
2021-07-07 |
Moorehead Lewis W. |
officer: Chief Accounting Officer |
190,310.0 |
S-Sale |
D |
6,470.0 |
6.81 |
44,082.70 |
|
2021-06-11 |
King Elizabeth |
officer: Chief Revenue Officer |
292,330.0 |
S-Sale |
D |
19,878.0 |
7.25 |
144,153.27 |
|
2021-06-11 |
DODSON J MICHAEL |
officer: Senior Vice President, CFO |
815,321.0 |
S-Sale |
D |
18,830.0 |
7.25 |
136,553.28 |
|
2021-06-04 |
DODSON J MICHAEL |
officer: Senior Vice President, CFO |
834,151.0 |
S-Sale |
D |
19,719.0 |
7.15 |
141,081.56 |
|
2021-06-04 |
Moorehead Lewis W. |
officer: Chief Accounting Officer |
196,780.0 |
S-Sale |
D |
8,077.0 |
7.15 |
57,787.70 |
|
2021-05-11 |
Lerner James J |
director, officer: Pres. & CEO, Chairman of Board |
1,742,918.0 |
M-Exempt |
A |
120,000.0 |
0.00 |
0.00 |
|
2021-05-11 |
Lerner James J |
director, officer: Pres. & CEO, Chairman of Board |
0.0 |
M-Exempt |
D |
80,000.0 |
0.00 |
0.00 |
|
2021-05-11 |
Lerner James J |
director, officer: Pres. & CEO, Chairman of Board |
1,622,918.0 |
A-Award |
A |
160,000.0 |
0.00 |
0.00 |
|
2021-05-11 |
King Elizabeth |
officer: Chief Revenue Officer |
298,458.0 |
M-Exempt |
A |
6,875.0 |
0.00 |
0.00 |
|
2021-05-11 |
King Elizabeth |
officer: Chief Revenue Officer |
0.0 |
M-Exempt |
D |
6,875.0 |
0.00 |
0.00 |
|
2021-05-11 |
King Elizabeth |
officer: Chief Revenue Officer |
312,208.0 |
A-Award |
A |
13,750.0 |
0.00 |
0.00 |
|
2021-05-11 |
DODSON J MICHAEL |
officer: Senior Vice President, CFO |
853,870.0 |
A-Award |
A |
75,000.0 |
0.00 |
0.00 |
|
2021-05-11 |
DODSON J MICHAEL |
officer: Senior Vice President, CFO |
778,870.0 |
M-Exempt |
A |
117,500.0 |
0.00 |
0.00 |
|
2021-05-11 |
DODSON J MICHAEL |
officer: Senior Vice President, CFO |
0.0 |
M-Exempt |
D |
80,000.0 |
0.00 |
0.00 |
|
2021-05-11 |
Moorehead Lewis W. |
officer: Chief Accounting Officer |
0.0 |
A-Award |
D |
6,875.0 |
0.00 |
0.00 |
|
2021-05-11 |
Moorehead Lewis W. |
officer: Chief Accounting Officer |
191,107.0 |
M-Exempt |
A |
22,875.0 |
0.00 |
0.00 |
|
2021-05-11 |
Moorehead Lewis W. |
officer: Chief Accounting Officer |
204,857.0 |
A-Award |
A |
13,750.0 |
0.00 |
0.00 |
|
2021-05-11 |
Moorehead Lewis W. |
officer: Chief Accounting Officer |
0.0 |
M-Exempt |
D |
16,000.0 |
0.00 |
0.00 |
|
2021-04-26 |
B. Riley Financial, Inc. |
10 percent owner |
5,359,100.0 |
S-Sale |
D |
630,000.0 |
8.25 |
5,197,500.00 |
|
2021-04-26 |
B. Riley Financial, Inc. |
10 percent owner |
2,248,511.0 |
S-Sale |
D |
310,000.0 |
8.25 |
2,557,500.00 |
|
2021-04-13 |
King Elizabeth |
officer: Chief Revenue Officer |
291,583.0 |
S-Sale |
D |
18,425.0 |
8.14 |
150,025.56 |
|
2021-03-11 |
Lerner James J |
director, officer: Pres. & CEO, Chairman of Board |
1,462,918.0 |
M-Exempt |
A |
160,000.0 |
0.00 |
0.00 |
|
2021-03-11 |
Lerner James J |
director, officer: Pres. & CEO, Chairman of Board |
80,000.0 |
M-Exempt |
D |
80,000.0 |
0.00 |
0.00 |
|
2021-03-11 |
MacPherson Regan J |
officer: Chief Legal&Compliance Officer |
81,089.0 |
M-Exempt |
A |
26,875.0 |
0.00 |
0.00 |
|
2021-03-11 |
MacPherson Regan J |
officer: Chief Legal&Compliance Officer |
20,000.0 |
M-Exempt |
D |
20,000.0 |
0.00 |
0.00 |
|
2021-03-11 |
MacPherson Regan J |
officer: Chief Legal&Compliance Officer |
6,875.0 |
M-Exempt |
D |
6,875.0 |
0.00 |
0.00 |
|
2021-03-11 |
King Elizabeth |
officer: Chief Revenue Officer |
310,008.0 |
M-Exempt |
A |
6,875.0 |
0.00 |
0.00 |
|
2021-03-11 |
King Elizabeth |
officer: Chief Revenue Officer |
6,875.0 |
M-Exempt |
D |
6,875.0 |
0.00 |
0.00 |
|
2021-03-11 |
DODSON J MICHAEL |
officer: Senior Vice President, CFO |
80,000.0 |
M-Exempt |
D |
80,000.0 |
0.00 |
0.00 |
|
2021-03-11 |
DODSON J MICHAEL |
officer: Senior Vice President, CFO |
37,500.0 |
M-Exempt |
D |
37,500.0 |
0.00 |
0.00 |
|
2021-03-11 |
DODSON J MICHAEL |
officer: Senior Vice President, CFO |
661,370.0 |
M-Exempt |
A |
117,500.0 |
0.00 |
0.00 |
|
2021-03-11 |
Moorehead Lewis W. |
officer: Chief Accounting Officer |
16,000.0 |
M-Exempt |
D |
16,000.0 |
0.00 |
0.00 |
|
2021-03-11 |
Moorehead Lewis W. |
officer: Chief Accounting Officer |
6,875.0 |
M-Exempt |
D |
6,875.0 |
0.00 |
0.00 |
|
2021-03-11 |
Moorehead Lewis W. |
officer: Chief Accounting Officer |
168,232.0 |
M-Exempt |
A |
22,875.0 |
0.00 |
0.00 |
|
2020-12-30 |
DODSON J MICHAEL |
officer: Senior Vice President, CFO |
539,155.0 |
S-Sale |
D |
33,999.0 |
5.63 |
191,502.77 |
|
2020-12-30 |
Lerner James J |
director, officer: Pres. & CEO, Chairman of Board |
1,300,207.0 |
S-Sale |
D |
35,069.0 |
5.63 |
197,529.65 |
|
2020-12-23 |
MacPherson Regan J |
officer: Chief Legal&Compliance Officer |
53,831.0 |
S-Sale |
D |
8,992.0 |
6.37 |
57,240.37 |
|
2020-12-23 |
Moorehead Lewis W. |
officer: Chief Accounting Officer |
144,650.0 |
S-Sale |
D |
13,312.0 |
6.37 |
84,740.20 |
|
2020-12-17 |
FICHTHORN JOHN |
director |
20,000.0 |
P-Purchase |
A |
1,200.0 |
6.25 |
7,502.52 |
|
2020-12-16 |
FICHTHORN JOHN |
director |
18,800.0 |
P-Purchase |
A |
18,800.0 |
6.18 |
116,210.32 |
|
2020-09-08 |
Lerner James J |
director, officer: Pres. & CEO, Chairman of Board |
1,335,276.0 |
S-Sale |
D |
67,834.0 |
5.27 |
357,620.85 |
|
2020-09-01 |
FICHTHORN JOHN |
director |
124,740.0 |
A-Award |
A |
23,496.0 |
0.00 |
0.00 |
|
2020-09-01 |
RAU RAGHAVENDRA |
director |
181,514.0 |
A-Award |
A |
23,496.0 |
0.00 |
0.00 |
|
2020-09-01 |
Jacoby Rebecca |
director |
39,266.0 |
A-Award |
A |
23,496.0 |
0.00 |
0.00 |
|
2020-09-01 |
Rothman Marc E |
director |
116,977.0 |
A-Award |
A |
23,496.0 |
0.00 |
0.00 |
|
2020-08-31 |
DODSON J MICHAEL |
officer: Senior Vice President, CFO |
573,154.0 |
S-Sale |
D |
13,132.0 |
5.58 |
73,255.55 |
|
2020-08-31 |
Lerner James J |
director, officer: Pres. & CEO, Chairman of Board |
1,403,110.0 |
S-Sale |
D |
38,808.0 |
5.58 |
216,486.55 |
|
2020-08-24 |
King Elizabeth |
officer: Chief Revenue Officer |
297,156.0 |
S-Sale |
D |
17,282.0 |
5.38 |
93,016.91 |
|
2020-08-24 |
King Elizabeth |
officer: Chief Revenue Officer |
314,438.0 |
S-Sale |
D |
17,282.0 |
5.38 |
93,016.91 |
|
2020-08-24 |
Martella Donald E. Jr. |
officer: SVP, Engineering |
81,407.0 |
S-Sale |
D |
1,931.0 |
5.38 |
10,393.41 |
|
2020-08-24 |
DODSON J MICHAEL |
officer: Senior Vice President, CFO |
586,286.0 |
S-Sale |
D |
12,266.0 |
5.38 |
66,018.07 |
|
2020-08-24 |
Moorehead Lewis W. |
officer: Chief Accounting Officer |
157,962.0 |
S-Sale |
D |
4,465.0 |
5.38 |
24,031.97 |
|
2020-07-01 |
DODSON J MICHAEL |
officer: Senior Vice President, CFO |
0.0 |
A-Award |
D |
75,000.0 |
0.00 |
0.00 |
|
2020-07-01 |
DODSON J MICHAEL |
officer: Senior Vice President, CFO |
594,577.0 |
A-Award |
A |
150,000.0 |
0.00 |
0.00 |
|
2020-07-01 |
Moorehead Lewis W. |
officer: Chief Accounting Officer |
161,831.0 |
A-Award |
A |
27,500.0 |
0.00 |
0.00 |
|
2020-07-01 |
Moorehead Lewis W. |
officer: Chief Accounting Officer |
0.0 |
A-Award |
D |
13,750.0 |
0.00 |
0.00 |
|