QMCO Insider Transactions
| Transaction Date (SEC Report ) |
Reporting Name | Relationship | Shrs. Owned | Type | Acq./Disp. | Shrs. Transacted | Price() | Amount() |
|---|---|---|---|---|---|---|---|---|
| 2023-02-01 | Gianella Kenneth P. | officer: Chief Financial Officer | 0 | A-Award | D | 24,975 | 0.00 | 0.00 |
| 2023-02-01 | Gianella Kenneth P. | officer: Chief Financial Officer | 175,000 | A-Award | A | 175,000 | 0.00 | 0.00 |
| 2022-11-09 | Meyrath Hugues | director | 73,498 | A-Award | A | 73,498 | 0.00 | 0.00 |
| 2022-11-09 | Jaworksi Don | director | 73,498 | A-Award | A | 73,498 | 0.00 | 0.00 |
| 2022-11-02 | Cabrera Brian E | officer: SVP Chief Admin Ofcr & Secy | 274,961 | S-Sale | D | 863 | 1.39 | 1,199.74 |
| 2022-11-01 | Cabrera Brian E | officer: SVP Chief Admin Ofcr & Secy | 275,824 | A-Award | A | 25,000 | 0.00 | 0.00 |
| 2022-10-11 | Moorehead Lewis W. | officer: Chief Accounting Officer | 201,553 | S-Sale | D | 2,370 | 1.15 | 2,725.50 |
| 2022-10-11 | Lerner James J | director, officer: President & CEO | 1,894,811 | S-Sale | D | 32,888 | 1.15 | 37,821.20 |
| 2022-10-05 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 870,372 | S-Sale | D | 11,346 | 1.26 | 14,341.34 |
| 2022-10-05 | Cabrera Brian E | officer: SVP Chief Admin Ofcr & Secy | 250,824 | S-Sale | D | 724 | 1.26 | 915.14 |
| 2022-09-09 | Lerner James J | director, officer: President & CEO | 1,927,699 | S-Sale | D | 36,251 | 1.57 | 56,899.57 |
| 2022-09-09 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 881,718 | S-Sale | D | 34,821 | 1.57 | 54,655.04 |
| 2022-09-09 | Moorehead Lewis W. | officer: Chief Accounting Officer | 203,923 | S-Sale | D | 8,416 | 1.57 | 13,209.75 |
| 2022-09-06 | Hurley John | officer: Chief Revenue Officer | 400,981 | S-Sale | D | 28,352 | 1.51 | 42,686.77 |
| 2022-09-01 | Jacoby Rebecca | director | 158,624 | A-Award | A | 79,618 | 0.00 | 0.00 |
| 2022-09-01 | Rothman Marc E | director | 297,625 | A-Award | A | 79,618 | 0.00 | 0.00 |
| 2022-09-01 | White Yue Zhou | director | 102,766 | A-Award | A | 79,618 | 0.00 | 0.00 |
| 2022-07-21 | Moorehead Lewis W. | officer: Chief Accounting Officer | 210,762 | S-Sale | D | 5,911 | 1.87 | 11,034.06 |
| 2022-07-15 | Lerner James J | director, officer: President & CEO | 1,962,993 | S-Sale | D | 62,152 | 1.41 | 87,615.67 |
| 2022-07-08 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 916,539 | S-Sale | D | 32,817 | 1.46 | 47,912.82 |
| 2022-07-01 | Moorehead Lewis W. | officer: Chief Accounting Officer | 0 | A-Award | D | 6,660 | 0.00 | 0.00 |
| 2022-07-01 | Moorehead Lewis W. | officer: Chief Accounting Officer | 216,673 | A-Award | A | 20,000 | 0.00 | 0.00 |
| 2022-07-01 | Hurley John | officer: Chief Revenue Officer | 0 | A-Award | D | 49,950 | 0.00 | 0.00 |
| 2022-07-01 | Hurley John | officer: Chief Revenue Officer | 425,000 | A-Award | A | 150,000 | 0.00 | 0.00 |
| 2022-07-01 | Cabrera Brian E | officer: Chief Legal & Ofcr; Corp Secy | 0 | A-Award | D | 29,137 | 0.00 | 0.00 |
| 2022-07-01 | Cabrera Brian E | officer: Chief Legal & Ofcr; Corp Secy | 251,548 | A-Award | A | 87,500 | 0.00 | 0.00 |
| 2022-07-01 | Lerner James J | director, officer: President & CEO | 0 | A-Award | D | 116,550 | 0.00 | 0.00 |
| 2022-07-01 | Lerner James J | director, officer: President & CEO | 2,025,145 | A-Award | A | 350,000 | 0.00 | 0.00 |
| 2022-07-01 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 0 | A-Award | A | 41,625 | 0.00 | 0.00 |
| 2022-07-01 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 949,356 | A-Award | A | 125,000 | 0.00 | 0.00 |
| 2022-05-05 | Cabrera Brian E | officer: Chief Legal & Ofcr; Corp Secy | 164,048 | S-Sale | D | 20,952 | 1.88 | 39,458.90 |
| 2022-04-22 | Rothman Marc E | director | 0 | X-InTheMoney | D | 57,882 | 2.25 | 130,234.50 |
| 2022-04-22 | Rothman Marc E | director | 218,007 | X-InTheMoney | A | 57,882 | 2.25 | 130,234.50 |
| 2022-04-22 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 0 | X-InTheMoney | D | 10,000 | 2.25 | 22,500.00 |
| 2022-04-22 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 824,356 | X-InTheMoney | A | 10,000 | 2.25 | 22,500.00 |
| 2022-04-22 | Rothman Marc E | director | 209,556 | X-InTheMoney | A | 49,431 | 2.25 | 111,219.75 |
| 2022-04-22 | RAU RAGHAVENDRA | director | 0 | X-InTheMoney | D | 44,445 | 2.25 | 100,001.25 |
| 2022-04-22 | RAU RAGHAVENDRA | director | 257,874 | X-InTheMoney | A | 44,445 | 2.25 | 100,001.25 |
| 2022-04-22 | Lerner James J | director, officer: President & CEO | 0 | X-InTheMoney | D | 4,445 | 2.25 | 10,001.25 |
| 2022-04-22 | Lerner James J | director, officer: President & CEO | 1,675,145 | X-InTheMoney | A | 4,445 | 2.25 | 10,001.25 |
| 2022-04-22 | Jacoby Rebecca | director | 0 | X-InTheMoney | D | 16,592 | 2.25 | 37,332.00 |
| 2022-04-22 | Jacoby Rebecca | director | 79,006 | X-InTheMoney | A | 16,592 | 2.25 | 37,332.00 |
| 2022-04-22 | Moorehead Lewis W. | officer: Chief Accounting Officer | 0 | X-InTheMoney | D | 10,422 | 2.25 | 23,449.50 |
| 2022-04-22 | Moorehead Lewis W. | officer: Chief Accounting Officer | 196,673 | X-InTheMoney | A | 10,422 | 2.25 | 23,449.50 |
| 2022-01-07 | Lerner James J | director, officer: President & CEO | 1,667,656 | S-Sale | D | 39,670 | 5.37 | 212,857.32 |
| 2022-01-07 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 810,450 | S-Sale | D | 18,616 | 5.37 | 99,887.87 |
| 2022-01-07 | Moorehead Lewis W. | officer: Chief Accounting Officer | 185,469 | S-Sale | D | 3,539 | 5.37 | 18,989.21 |
| 2021-11-02 | Moorehead Lewis W. | officer: Chief Accounting Officer | 189,008 | S-Sale | D | 7,542 | 5.97 | 44,989.54 |
| 2021-11-01 | Cabrera Brian E | officer: Chief Legal & Ofcr; Corp Secy | 0 | A-Award | D | 5,000 | 0.00 | 0.00 |
| 2021-11-01 | Cabrera Brian E | officer: Chief Legal & Ofcr; Corp Secy | 185,000 | A-Award | A | 5,000 | 0.00 | 0.00 |
| 2021-10-01 | Jacoby Rebecca | director | 62,414 | A-Award | A | 23,148 | 0.00 | 0.00 |
| 2021-10-01 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 829,066 | A-Award | A | 87,500 | 0.00 | 0.00 |
| 2021-10-01 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 0 | A-Award | D | 87,500 | 0.00 | 0.00 |
| 2021-10-01 | White Yue Zhou | director | 23,148 | A-Award | A | 23,148 | 0.00 | 0.00 |
| 2021-10-01 | Moorehead Lewis W. | officer: Chief Accounting Officer | 0 | A-Award | D | 15,000 | 0.00 | 0.00 |
| 2021-10-01 | Moorehead Lewis W. | officer: Chief Accounting Officer | 196,550 | A-Award | A | 15,000 | 0.00 | 0.00 |
| 2021-10-01 | RAU RAGHAVENDRA | director | 213,429 | A-Award | A | 23,148 | 0.00 | 0.00 |
| 2021-10-01 | Lerner James J | director, officer: President & CEO | 1,707,326 | A-Award | A | 200,000 | 0.00 | 0.00 |
| 2021-10-01 | Lerner James J | director, officer: President & CEO | 200,000 | A-Award | D | 200,000 | 0.00 | 0.00 |
| 2021-10-01 | Cabrera Brian E | officer: Chief Legal & Ofcr; Corp Secy | 0 | A-Award | D | 5,000 | 0.00 | 0.00 |
| 2021-10-01 | Cabrera Brian E | officer: Chief Legal & Ofcr; Corp Secy | 180,000 | A-Award | A | 5,000 | 0.00 | 0.00 |
| 2021-10-01 | Rothman Marc E | director | 160,125 | A-Award | A | 23,148 | 0.00 | 0.00 |
| 2021-09-10 | Moorehead Lewis W. | officer: Chief Accounting Officer | 181,550 | S-Sale | D | 9,521 | 5.47 | 52,046.55 |
| 2021-09-10 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 741,566 | S-Sale | D | 39,394 | 5.47 | 215,347.30 |
| 2021-09-10 | Lerner James J | director, officer: President & CEO | 1,507,326 | S-Sale | D | 41,012 | 5.47 | 224,192.10 |
| 2021-09-01 | Hurley John | officer: Chief Revenue Officer | 275,000 | A-Award | A | 275,000 | 0.00 | 0.00 |
| 2021-08-12 | Rothman Marc E | director | 136,977 | P-Purchase | A | 20,000 | 5.70 | 114,000.00 |
| 2021-08-12 | RAU RAGHAVENDRA | director | 190,281 | P-Purchase | A | 8,767 | 5.70 | 49,971.90 |
| 2021-08-12 | FICHTHORN JOHN | director | 154,740 | P-Purchase | A | 10,000 | 5.73 | 57,295.00 |
| 2021-08-11 | FICHTHORN JOHN | director | 144,740 | P-Purchase | A | 20,000 | 5.67 | 113,342.00 |
| 2021-08-11 | FICHTHORN JOHN | director | 154,740 | P-Purchase | A | 10,000 | 5.73 | 57,295.00 |
| 2021-07-21 | Lerner James J | director, officer: Pres. & CEO, Chairman of Board | 1,545,233 | S-Sale | D | 132,125 | 6.12 | 808,737.12 |
| 2021-07-14 | Lerner James J | director, officer: Pres. & CEO, Chairman of Board | 1,677,358 | S-Sale | D | 65,560 | 6.40 | 419,413.54 |
| 2021-07-07 | King Elizabeth | officer: Chief Revenue Officer | 285,114 | S-Sale | D | 7,216 | 6.81 | 49,165.49 |
| 2021-07-07 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 780,032 | S-Sale | D | 35,289 | 6.81 | 240,438.07 |
| 2021-07-07 | Moorehead Lewis W. | officer: Chief Accounting Officer | 190,310 | S-Sale | D | 6,470 | 6.81 | 44,082.70 |
| 2021-06-11 | King Elizabeth | officer: Chief Revenue Officer | 292,330 | S-Sale | D | 19,878 | 7.25 | 144,153.27 |
| 2021-06-11 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 815,321 | S-Sale | D | 18,830 | 7.25 | 136,553.28 |
| 2021-06-04 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 834,151 | S-Sale | D | 19,719 | 7.15 | 141,081.56 |
| 2021-06-04 | Moorehead Lewis W. | officer: Chief Accounting Officer | 196,780 | S-Sale | D | 8,077 | 7.15 | 57,787.70 |
| 2021-05-11 | Lerner James J | director, officer: Pres. & CEO, Chairman of Board | 1,742,918 | M-Exempt | A | 120,000 | 0.00 | 0.00 |
| 2021-05-11 | Lerner James J | director, officer: Pres. & CEO, Chairman of Board | 0 | M-Exempt | D | 80,000 | 0.00 | 0.00 |
| 2021-05-11 | Lerner James J | director, officer: Pres. & CEO, Chairman of Board | 1,622,918 | A-Award | A | 160,000 | 0.00 | 0.00 |
| 2021-05-11 | King Elizabeth | officer: Chief Revenue Officer | 298,458 | M-Exempt | A | 6,875 | 0.00 | 0.00 |
| 2021-05-11 | King Elizabeth | officer: Chief Revenue Officer | 0 | M-Exempt | D | 6,875 | 0.00 | 0.00 |
| 2021-05-11 | King Elizabeth | officer: Chief Revenue Officer | 312,208 | A-Award | A | 13,750 | 0.00 | 0.00 |
| 2021-05-11 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 853,870 | A-Award | A | 75,000 | 0.00 | 0.00 |
| 2021-05-11 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 778,870 | M-Exempt | A | 117,500 | 0.00 | 0.00 |
| 2021-05-11 | DODSON J MICHAEL | officer: Senior Vice President, CFO | 0 | M-Exempt | D | 80,000 | 0.00 | 0.00 |
| 2021-05-11 | Moorehead Lewis W. | officer: Chief Accounting Officer | 0 | A-Award | D | 6,875 | 0.00 | 0.00 |
| 2021-05-11 | Moorehead Lewis W. | officer: Chief Accounting Officer | 191,107 | M-Exempt | A | 22,875 | 0.00 | 0.00 |
| 2021-05-11 | Moorehead Lewis W. | officer: Chief Accounting Officer | 204,857 | A-Award | A | 13,750 | 0.00 | 0.00 |
| 2021-05-11 | Moorehead Lewis W. | officer: Chief Accounting Officer | 0 | M-Exempt | D | 16,000 | 0.00 | 0.00 |
| 2021-04-26 | B. Riley Financial, Inc. | 10 percent owner | 5,359,100 | S-Sale | D | 630,000 | 8.25 | 5,197,500.00 |
| 2021-04-26 | B. Riley Financial, Inc. | 10 percent owner | 2,248,511 | S-Sale | D | 310,000 | 8.25 | 2,557,500.00 |
| 2021-04-13 | King Elizabeth | officer: Chief Revenue Officer | 291,583 | S-Sale | D | 18,425 | 8.14 | 150,025.56 |
| 2021-03-11 | Lerner James J | director, officer: Pres. & CEO, Chairman of Board | 1,462,918 | M-Exempt | A | 160,000 | 0.00 | 0.00 |
| 2021-03-11 | Lerner James J | director, officer: Pres. & CEO, Chairman of Board | 80,000 | M-Exempt | D | 80,000 | 0.00 | 0.00 |
| 2021-03-11 | MacPherson Regan J | officer: Chief Legal&Compliance Officer | 81,089 | M-Exempt | A | 26,875 | 0.00 | 0.00 |
| 2021-03-11 | MacPherson Regan J | officer: Chief Legal&Compliance Officer | 20,000 | M-Exempt | D | 20,000 | 0.00 | 0.00 |
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