SONM Insider Transactions
| Transaction Date (SEC Report) |
Reporting Name | Relationship | Shrs. Owned | Type | Acq./Disp. | Shrs. Transacted | Price() | Amount() |
|---|---|---|---|---|---|---|---|---|
| 2024-04-08 | Crolius Clayton | officer: Chief Financial Officer | 170,000 | A-Award | A | 170,000 | 0.62 | 104,618.00 |
| 2024-01-09 | MULICA MICHAEL C | director | 385,225 | A-Award | A | 66,675 | 0.00 | 0.00 |
| 2023-12-26 | Becher Charles | officer: See Remarks | 275,000 | M-Exempt | D | 125,000 | 0.42 | 52,375.00 |
| 2023-12-26 | Becher Charles | officer: See Remarks | 233,227 | M-Exempt | A | 125,000 | 0.42 | 52,375.00 |
| 2023-11-24 | Crolius Clayton | officer: Chief Financial Officer | 200,000 | A-Award | A | 200,000 | 0.70 | 140,000.00 |
| 2023-09-28 | MULICA MICHAEL C | director | 318,550 | A-Award | A | 89,525 | 0.00 | 0.00 |
| 2023-09-28 | Cassano James S | director | 231,080 | A-Award | A | 89,525 | 0.00 | 0.00 |
| 2023-09-28 | Steenstra Jack | director | 231,080 | A-Award | A | 89,525 | 0.00 | 0.00 |
| 2023-09-28 | Wang Jeffrey | director, 10 percent owner: | 231,080 | A-Award | A | 89,525 | 0.00 | 0.00 |
| 2023-09-15 | Crolius Clayton | officer: Chief Financial Officer | 86,700 | P-Purchase | A | 86,700 | 0.68 | 59,216.00 |
| 2023-08-23 | Liu Hao Peter | director, officer: Chief Executive Officer | 3,014,419 | M-Exempt | D | 1,000,000 | 0.42 | 419,000.00 |
| 2023-08-23 | Liu Hao Peter | director, officer: Chief Executive Officer | 2,057,831 | M-Exempt | A | 1,000,000 | 0.42 | 419,000.00 |
| 2023-04-28 | Becher Charles | officer: See Remarks | 108,227 | D | 0 | 0.00 | 0.00 | |
| 2023-04-28 | Becher Charles | officer: See Remarks | 0 | D | 400,000 | 0.42 | 167,600.00 | |
| 2023-03-24 | Howe Alan B | director | 176,403 | P-Purchase | A | 1,818 | 0.60 | 1,091.00 |
| 2023-01-27 | Crolius Clayton | officer: Chief Financial Officer | 100,000 | A-Award | A | 100,000 | 0.49 | 49,400.00 |
| 2022-11-18 | Cassano James S | director | 141,555 | A-Award | A | 47,732 | 0.00 | 0.00 |
| 2022-11-18 | Howe Alan B | director | 174,585 | A-Award | A | 47,732 | 0.00 | 0.00 |
| 2022-11-18 | Principe Jose Carlos | director | 149,426 | A-Award | A | 47,732 | 0.00 | 0.00 |
| 2022-11-18 | Liu Hao Peter | officer: Chief Executive Officer | 4,014,419 | A-Award | A | 4,014,419 | 0.00 | 0.00 |
| 2022-11-18 | MULICA MICHAEL C | director | 229,025 | A-Award | A | 47,732 | 0.00 | 0.00 |
| 2022-11-18 | Wang Jeffrey | director | 141,555 | A-Award | A | 47,732 | 0.00 | 0.00 |
| 2022-11-18 | Steenstra Jack | director | 141,555 | A-Award | A | 47,732 | 0.00 | 0.00 |
| 2022-08-05 | Principe Jose Carlos | director | 101,694 | A-Award | A | 101,694 | 0.00 | 0.00 |
| 2022-08-05 | Wang Jeffrey | director | 93,823 | A-Award | A | 93,823 | 0.00 | 0.00 |
| 2022-08-05 | Cassano James S | director | 93,823 | A-Award | A | 93,823 | 0.00 | 0.00 |
| 2022-08-05 | Steenstra Jack | director | 93,823 | A-Award | A | 93,823 | 0.00 | 0.00 |
| 2022-04-13 | Liu Hao Peter | officer: Chief Executive Officer | 105,450 | D | 0 | 0.00 | 0.00 | |
| 2022-08-08 | AJP Holding Company, LLC | director: | 19,463,452 | P-Purchase | A | 5,534,881 | 0.84 | 4,649,300.00 |
| 2022-08-05 | MULICA MICHAEL C | director: | 181,293 | A-Award | A | 85,714 | 0.00 | 0.00 |
| 2022-08-05 | Steenstra Jack | director: | 85,714 | A-Award | A | 85,714 | 0.00 | 0.00 |
| 2022-08-05 | Howe Alan B | director: | 126,853 | A-Award | A | 85,714 | 0.00 | 0.00 |
| 2022-08-05 | Principe Jose Carlos | director: | 85,714 | A-Award | A | 85,714 | 0.00 | 0.00 |
| 2022-08-05 | Cassano James S | director: | 85,714 | A-Award | A | 85,714 | 0.00 | 0.00 |
| 2022-08-05 | Wang Jeffrey | director: | 19,463,452 | P-Purchase | A | 5,534,881 | 0.84 | 4,649,300.00 |
| 2022-08-05 | Wang Jeffrey | director: | 85,714 | A-Award | A | 85,714 | 0.00 | 0.00 |
| 2022-07-14 | Principe Jose Carlos | director | 0 | D | 0 | 0.00 | 0.00 | |
| 2022-07-13 | TIRVA ROBERT L. | officer: Former President, CFO & COO | 315,348 | S-Sale | D | 9,176 | 0.54 | 4,988.00 |
| 2022-07-13 | TIRVA ROBERT L. | officer: Former President, CFO & COO | 314,619 | S-Sale | D | 729 | 0.76 | 553.10 |
| 2022-07-13 | Wang Jeffrey | director: | 13,928,571 | P-Purchase | A | 13,928,571 | 0.84 | 11,700,000.00 |
| 2022-07-13 | Liu Hao Peter | officer: Chief Executive Officer | 1,059,867 | P-Purchase | A | 952,381 | 0.84 | 800,000.00 |
| 2022-07-13 | AJP Holding Company, LLC | 10 percent owner | 13,928,571 | D | 0 | 0.00 | 0.00 | |
| 2022-07-13 | Crolius Clayton | officer: Chief Financial Officer | 0 | D | 0 | 0.00 | 0.00 | |
| 2022-07-13 | Cassano James S | director | 0 | D | 0 | 0.00 | 0.00 | |
| 2022-07-13 | Steenstra Jack | director | 0 | D | 0 | 0.00 | 0.00 | |
| 2022-07-13 | Wang Jeffrey | director | 0 | D | 0 | 0.00 | 0.00 | |
| 2022-06-21 | TIRVA ROBERT L. | officer: President, CFO and COO | 324,524 | S-Sale | D | 10,361 | 0.54 | 5,595.00 |
| 2022-06-10 | TIRVA ROBERT L. | officer: President, CFO and COO | 334,885 | S-Sale | D | 4,493 | 0.58 | 2,583.00 |
| 2022-04-13 | Liu Hao Peter | officer: Chief Executive Officer | 107,486 | D | 0 | 0.00 | 0.00 | |
| 2022-04-13 | Liu Hao Peter | officer: Chief Executive Officer | 0 | D | 1,111 | 4.50 | 5,000.00 | |
| 2022-04-13 | Liu Hao Peter | officer: Chief Executive Officer | 0 | D | 666 | 15.00 | 9,990.00 | |
| 2022-04-13 | Liu Hao Peter | officer: Chief Executive Officer | 0 | D | 5,000 | 24.80 | 124,000.00 | |
| 2022-01-27 | TIRVA ROBERT L. | officer: President, CFO and COO | 339,378 | A-Award | A | 233,638 | 0.00 | 0.00 |
| 2021-11-12 | MULICA MICHAEL C | director | 95,579 | A-Award | A | 13,953 | 0.00 | 0.00 |
| 2021-11-12 | SWENSON SUSAN | director | 39,806 | A-Award | A | 27,906 | 0.00 | 0.00 |
| 2021-11-12 | Howe Alan B | director | 41,139 | A-Award | A | 27,906 | 0.00 | 0.00 |
| 2021-11-12 | Kneuer John | director | 40,220 | A-Award | A | 27,906 | 0.00 | 0.00 |
| 2021-10-08 | MULICA MICHAEL C | director | 81,626 | A-Award | A | 75,000 | 0.00 | 0.00 |
| 2021-10-12 | MORGAN STANLEY | 10 percent owner | 846,629 | S-Sale | D | 60,000 | 2.02 | 121,200.00 |
| 2021-10-08 | MORGAN STANLEY | 10 percent owner | 906,629 | I | 0 | 0.00 | 0.00 | |
| 2021-09-10 | TIRVA ROBERT L. | officer: President, CFO and COO | 1,044,889 | S-Sale | D | 6,417 | 0.67 | 4,299.00 |
| 2021-08-23 | B. Riley Financial, Inc. | 10 percent owner | 5,563,843 | S-Sale | D | 176,482 | 0.40 | 69,993.00 |
| 2021-08-24 | B. Riley Financial, Inc. | 10 percent owner | 4,403,765 | S-Sale | D | 1,160,078 | 0.41 | 474,124.00 |
| 2021-08-25 | B. Riley Financial, Inc. | 10 percent owner | 2,903,765 | S-Sale | D | 1,500,000 | 0.41 | 617,700.00 |
| 2021-06-18 | TIRVA ROBERT L. | officer: President, CFO and COO | 1,051,306 | A-Award | A | 334,952 | 0.00 | 0.00 |
| 2021-06-17 | NAUMANN KENNETH DALE | director | 66,265 | A-Award | A | 66,265 | 0.00 | 0.00 |
| 2021-06-17 | MULICA MICHAEL C | director | 66,265 | A-Award | A | 66,265 | 0.00 | 0.00 |
| 2021-06-10 | TIRVA ROBERT L. | officer: President, CFO and COO | 716,354 | S-Sale | D | 42,891 | 0.64 | 27,450.00 |
| 2021-04-15 | NAUMANN KENNETH DALE | director: | 0 | 0 | 0.00 | 0.00 | ||
| 2021-04-15 | MULICA MICHAEL C | director: | 0 | 0 | 0.00 | 0.00 | ||
| 2021-03-16 | B. Riley Financial, Inc. | 10 percent owner | 25,120 | S-Sale | D | 4,832 | 1.00 | 4,818.00 |
| 2021-03-16 | B. Riley Financial, Inc. | 10 percent owner | 25,119 | S-Sale | D | 4,832 | 1.00 | 4,818.00 |
| 2021-03-17 | B. Riley Financial, Inc. | 10 percent owner | 24,303 | S-Sale | D | 817 | 0.94 | 766.10 |
| 2021-03-17 | B. Riley Financial, Inc. | 10 percent owner | 24,302 | S-Sale | D | 817 | 0.94 | 766.10 |
| 2021-03-11 | B. Riley Financial, Inc. | 10 percent owner | 5,809,493 | S-Sale | D | 1,310,832 | 1.06 | 1,394,463.00 |
| 2021-03-12 | B. Riley Financial, Inc. | 10 percent owner | 5,743,325 | S-Sale | D | 66,168 | 0.97 | 63,859.00 |
| 2021-03-13 | B. Riley Financial, Inc. | 10 percent owner | 5,740,325 | S-Sale | D | 3,000 | 1.00 | 3,003.00 |
| 2021-03-12 | B. Riley Financial, Inc. | 10 percent owner | 46,667 | S-Sale | D | 100,000 | 0.99 | 99,140.00 |
| 2021-03-12 | B. Riley Financial, Inc. | 10 percent owner | 46,666 | S-Sale | D | 100,000 | 0.99 | 99,140.00 |
| 2021-03-13 | B. Riley Financial, Inc. | 10 percent owner | 29,952 | S-Sale | D | 16,715 | 1.01 | 16,854.00 |
| 2021-03-13 | B. Riley Financial, Inc. | 10 percent owner | 29,951 | S-Sale | D | 16,715 | 1.01 | 16,854.00 |
| 2020-09-10 | TIRVA ROBERT L. | officer: Chief Financial Officer | 737,174 | S-Sale | D | 7,826 | 0.86 | 6,695.00 |
| 2020-06-09 | B. Riley Financial, Inc. | director, 10 percent owner: | 7,120,325 | M-Exempt | A | 4,666,667 | 0.75 | 3,500,000.00 |
| 2020-06-09 | B. Riley Financial, Inc. | director, 10 percent owner: | 3,560,167 | M-Exempt | A | 3,560,167 | 0.75 | 2,670,125.00 |
| 2020-06-09 | B. Riley Financial, Inc. | director, 10 percent owner: | 2,453,658 | P-Purchase | A | 1,380,000 | 0.75 | 1,035,000.00 |
| 2020-06-09 | B. Riley Financial, Inc. | director, 10 percent owner: | 146,667 | P-Purchase | A | 146,667 | 0.75 | 110,000.00 |
| 2020-06-09 | B. Riley Financial, Inc. | director, 10 percent owner: | 146,666 | P-Purchase | A | 146,666 | 0.75 | 110,000.00 |
| 2020-06-04 | B. Riley Financial, Inc. | director, 10 percent owner: | 0 | P-Purchase | A | 0 | 8.87 | 0.00 |
| 2020-06-04 | B. Riley Financial, Inc. | director, 10 percent owner: | 0 | S-Sale | D | 0 | 8.87 | 0.00 |
| 2020-06-09 | B. Riley Financial, Inc. | director, 10 percent owner: | 0 | M-Exempt | D | 0 | 0.75 | 0.00 |
| 2020-06-09 | Wilkinson Thomas Wiley | director, officer: Chief Executive Officer | 727,500 | P-Purchase | A | 200,000 | 0.75 | 150,000.00 |
| 2020-06-09 | Wilkinson Thomas Wiley | director, officer: Chief Executive Officer | 527,500 | A-Award | A | 200,000 | 0.00 | 0.00 |
| 2020-06-09 | Wilkinson Thomas Wiley | director, officer: Chief Executive Officer | 327,500 | A-Award | A | 325,000 | 0.00 | 0.00 |
| 2020-06-09 | Johnson Jeffrey D | director | 119,000 | A-Award | A | 104,000 | 0.00 | 0.00 |
| 2020-06-09 | Hochschild Maurice | director | 134,000 | P-Purchase | A | 15,000 | 0.75 | 11,250.00 |
| 2020-06-09 | Hochschild Maurice | director | 119,000 | A-Award | A | 104,000 | 0.00 | 0.00 |
| 2020-06-09 | Howe Alan B | director | 132,333 | P-Purchase | A | 13,333 | 0.75 | 10,000.00 |
| 2020-06-09 | Howe Alan B | director | 119,000 | A-Award | A | 104,000 | 0.00 | 0.00 |
| 2020-06-09 | SWENSON SUSAN | director | 119,000 | A-Award | A | 104,000 | 0.00 | 0.00 |
| 2020-06-09 | Kneuer John | director | 123,147 | A-Award | A | 104,000 | 0.00 | 0.00 |
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