2022-06-13 |
Stonehill Charles G.T. |
director |
19,914.0 |
S-Sale |
D |
1,400.0 |
40.61 |
56,854.00 |
|
2022-05-19 |
Kaye Daniel G |
director |
34,693.0 |
A-Award |
A |
4,410.0 |
38.55 |
170,005.50 |
|
2022-05-19 |
Domenici Nella |
director |
17,848.0 |
A-Award |
A |
4,410.0 |
38.55 |
170,005.50 |
|
2022-05-19 |
Stonehill Charles G.T. |
director |
21,314.0 |
A-Award |
A |
4,410.0 |
38.55 |
170,005.50 |
|
2022-05-19 |
Walthall Todd |
director |
6,618.0 |
A-Award |
A |
4,410.0 |
38.55 |
170,005.50 |
|
2022-05-19 |
Matus Kristi Ann |
director |
20,254.0 |
A-Award |
A |
4,410.0 |
38.55 |
170,005.50 |
|
2022-05-19 |
LAMMTENNANT JOAN M |
director |
6,216.0 |
A-Award |
A |
4,410.0 |
38.55 |
170,005.50 |
|
2022-05-19 |
Narayandas Das |
director |
30,659.0 |
A-Award |
A |
4,410.0 |
38.55 |
170,005.50 |
|
2022-05-11 |
MANLEY MARK R |
officer: Gl Head of Compl & Gen Counsel |
44,334.0 |
S-Sale |
D |
5,000.0 |
38.98 |
194,900.50 |
|
2022-04-03 |
Siemers William R |
officer: SVP, Interim CFO, Cntr. & CAO |
48,545.0 |
A-Award |
A |
21,873.0 |
45.72 |
1,000,033.56 |
|
2021-12-10 |
Cranch Laurence E |
officer: Chief Legal Officer |
226,196.0 |
A-Award |
A |
11,288.0 |
50.94 |
575,010.72 |
|
2021-12-10 |
Burke Kate C |
officer: COO & Head of Private Wealth |
239,774.0 |
A-Award |
A |
35,826.0 |
50.94 |
1,824,976.44 |
|
2021-12-10 |
BERNSTEIN SETH P |
director, officer: President and CEO |
441,476.0 |
A-Award |
A |
102,572.0 |
50.94 |
5,225,017.68 |
|
2021-12-10 |
Siemers William R |
officer: SVP, Controller & CAO |
26,672.0 |
A-Award |
A |
2,699.0 |
50.94 |
137,487.06 |
|
2021-12-10 |
Dibadj Ali |
officer: CFO and Head of Strategy |
46,456.0 |
A-Award |
A |
30,919.0 |
50.94 |
1,575,013.86 |
|
2021-12-10 |
Sprules Karl |
officer: Head of Global Tech and Ops |
228,117.0 |
A-Award |
A |
25,029.0 |
50.94 |
1,274,977.26 |
|
2021-12-03 |
Dibadj Ali |
officer: CFO and Head of Strategy |
105,392.0 |
G-Gift |
D |
1,720.0 |
50.79 |
87,358.80 |
|
2021-12-01 |
Cranch Laurence E |
officer: Chief Legal Officer |
214,908.0 |
F-InKind |
D |
4,312.0 |
49.95 |
215,384.40 |
|
2021-12-01 |
Siemers William R |
officer: SVP, Controller & CAO |
23,973.0 |
F-InKind |
D |
1,031.0 |
49.95 |
51,498.45 |
|
2021-12-01 |
Sprules Karl |
officer: Head of Global Tech and Ops |
203,088.0 |
F-InKind |
D |
11,796.0 |
49.95 |
589,210.20 |
|
2021-12-01 |
BERNSTEIN SETH P |
director, officer: President and CEO |
338,904.0 |
F-InKind |
D |
19,959.0 |
49.95 |
996,952.05 |
|
2021-12-01 |
Burke Kate C |
officer: COO & Head of Private Wealth |
203,948.0 |
F-InKind |
D |
10,678.0 |
50.79 |
542,335.62 |
|
2021-12-01 |
Dibadj Ali |
officer: CFO and Head of Strategy |
15,537.0 |
F-InKind |
D |
2,195.0 |
49.95 |
109,640.25 |
|
2021-05-20 |
SCOTT BERTRAM L |
director |
8,060.0 |
A-Award |
A |
3,918.0 |
43.40 |
170,041.20 |
|
2021-05-20 |
OLIVEIRA RAMON DE |
director |
30,283.0 |
A-Award |
A |
3,918.0 |
43.40 |
170,041.20 |
|
2021-05-20 |
Narayandas Das |
director |
26,249.0 |
A-Award |
A |
3,918.0 |
43.40 |
170,041.20 |
|
2021-05-20 |
Stonehill Charles G.T. |
director |
16,904.0 |
A-Award |
A |
3,918.0 |
43.40 |
170,041.20 |
|
2021-05-20 |
Domenici Nella |
director |
13,438.0 |
A-Award |
A |
3,918.0 |
43.30 |
169,649.40 |
|
2021-05-20 |
Matus Kristi Ann |
director |
15,844.0 |
A-Award |
A |
3,918.0 |
43.40 |
170,041.20 |
|
2021-05-20 |
Kaye Daniel G |
director |
30,283.0 |
A-Award |
A |
3,918.0 |
43.40 |
170,041.20 |
|
2021-05-20 |
AUDET PAUL |
director |
26,249.0 |
A-Award |
A |
3,918.0 |
43.40 |
170,041.20 |
|
2021-05-13 |
Dibadj Ali |
officer: CFO and Head of Strategy |
104,128.0 |
G-Gift |
D |
1,250.0 |
43.11 |
53,887.50 |
|
2021-05-01 |
BERNSTEIN SETH P |
director, officer: President and CEO |
373,687.0 |
F-InKind |
D |
83,786.0 |
43.11 |
3,612,014.46 |
|
2021-03-08 |
Cranch Laurence E |
officer: General Counsel |
0.0 |
S-Sale |
D |
9,154.0 |
37.71 |
345,197.34 |
|
2021-01-29 |
Weisenseel John C |
officer: Chief Financial Officer |
231,846.0 |
F-InKind |
D |
7,913.0 |
35.35 |
279,724.55 |
|
2020-12-11 |
BERNSTEIN SETH P |
director, officer: President and CEO |
538,392.0 |
A-Award |
A |
119,470.0 |
32.10 |
3,834,987.00 |
|
2020-12-11 |
Burke Kate C |
officer: Head of Human Capital and CTO |
231,185.0 |
A-Award |
A |
40,031.0 |
32.10 |
1,284,995.10 |
|
2020-12-11 |
Cranch Laurence E |
officer: General Counsel |
226,663.0 |
A-Award |
A |
20,561.0 |
32.10 |
660,008.10 |
|
2020-12-11 |
Weisenseel John C |
officer: Chief Financial Officer |
260,833.0 |
A-Award |
A |
26,246.0 |
32.10 |
842,496.60 |
|
2020-12-11 |
Siemers William R |
officer: SVP, Controller & CAO |
28,071.0 |
A-Award |
A |
4,673.0 |
0.00 |
0.00 |
|
2020-12-01 |
BERNSTEIN SETH P |
director, officer: President and CEO |
418,922.0 |
F-InKind |
D |
18,512.0 |
32.60 |
603,491.20 |
|
2020-12-01 |
Siemers William R |
officer: SVP, Controller & CAO |
23,398.0 |
F-InKind |
D |
945.0 |
32.60 |
30,807.00 |
|
2020-12-01 |
Burke Kate C |
officer: Head of Human Capital and CTO |
191,154.0 |
F-InKind |
D |
6,977.0 |
32.60 |
227,450.20 |
|
2020-12-01 |
Cranch Laurence E |
officer: General Counsel |
206,102.0 |
F-InKind |
D |
4,033.0 |
32.60 |
131,475.80 |
|
2020-08-07 |
Burke Kate C |
officer: Head of Human Capital and CTO |
0.0 |
S-Sale |
D |
9,244.0 |
27.90 |
257,907.60 |
|
2020-06-05 |
Gingrich James A |
officer: Chief Operating Officer |
67,090.0 |
S-Sale |
D |
2,344.0 |
27.37 |
64,155.28 |
|
2020-06-03 |
Gingrich James A |
officer: Chief Operating Officer |
69,434.0 |
S-Sale |
D |
30,000.0 |
26.60 |
798,000.00 |
|
2020-06-02 |
Gingrich James A |
officer: Chief Operating Officer |
99,434.0 |
S-Sale |
D |
30,000.0 |
26.60 |
798,000.00 |
|
2020-05-20 |
Cranch Laurence E |
officer: General Counsel |
0.0 |
S-Sale |
D |
10,876.0 |
23.74 |
258,196.24 |
|
2020-05-20 |
Matus Kristi Ann |
director |
11,926.0 |
A-Award |
A |
7,176.0 |
0.00 |
0.00 |
|
2020-05-20 |
Domenici Nella |
director |
9,520.0 |
A-Award |
A |
7,176.0 |
23.69 |
169,999.44 |
|
2020-05-20 |
OLIVEIRA RAMON DE |
director |
26,365.0 |
A-Award |
A |
7,176.0 |
0.00 |
0.00 |
|
2020-05-20 |
Stonehill Charles G.T. |
director |
12,986.0 |
A-Award |
A |
7,176.0 |
23.69 |
169,999.44 |
|
2020-05-20 |
AUDET PAUL |
director |
22,331.0 |
A-Award |
A |
7,176.0 |
23.69 |
169,999.44 |
|
2020-05-20 |
Narayandas Das |
director |
22,331.0 |
A-Award |
A |
7,176.0 |
23.69 |
169,999.44 |
|
2020-05-20 |
Kaye Daniel G |
director |
26,365.0 |
A-Award |
A |
7,176.0 |
0.00 |
0.00 |
|
2020-03-13 |
BERNSTEIN SETH P |
director, officer: President and CEO |
15,000.0 |
P-Purchase |
A |
15,000.0 |
23.66 |
354,900.00 |
|
2020-03-04 |
Gingrich James A |
officer: Chief Operating Officer |
129,434.0 |
S-Sale |
D |
75,000.0 |
32.28 |
2,421,000.00 |
|
2020-03-03 |
Gingrich James A |
officer: Chief Operating Officer |
204,434.0 |
S-Sale |
D |
22,522.0 |
32.50 |
731,965.00 |
|
2020-03-02 |
Gingrich James A |
officer: Chief Operating Officer |
226,956.0 |
S-Sale |
D |
75,000.0 |
32.02 |
2,401,500.00 |
|
2020-02-25 |
Gingrich James A |
officer: Chief Operating Officer |
301,956.0 |
S-Sale |
D |
2,643.0 |
33.43 |
88,355.49 |
|
2020-02-21 |
Gingrich James A |
officer: Chief Operating Officer |
304,599.0 |
S-Sale |
D |
31,273.0 |
34.54 |
1,080,169.42 |
|
2020-02-20 |
Gingrich James A |
officer: Chief Operating Officer |
335,872.0 |
S-Sale |
D |
50,000.0 |
35.84 |
1,792,000.00 |
|
2020-02-19 |
Gingrich James A |
officer: Chief Operating Officer |
385,872.0 |
S-Sale |
D |
50,000.0 |
35.59 |
1,779,500.00 |
|
2020-02-18 |
Gingrich James A |
officer: Chief Operating Officer |
435,872.0 |
S-Sale |
D |
50,000.0 |
35.59 |
1,779,500.00 |
|
2020-02-14 |
Gingrich James A |
officer: Chief Operating Officer |
485,872.0 |
S-Sale |
D |
25,000.0 |
34.35 |
858,750.00 |
|
2020-02-13 |
Gingrich James A |
officer: Chief Operating Officer |
510,872.0 |
S-Sale |
D |
13,209.0 |
34.86 |
460,465.74 |
|
2020-01-31 |
Gingrich James A |
officer: Chief Operating Officer |
658,881.0 |
F-InKind |
D |
12,923.0 |
32.75 |
423,228.25 |
|
2020-01-31 |
Weisenseel John C |
officer: Chief Financial Officer |
273,123.0 |
F-InKind |
D |
7,764.0 |
32.75 |
254,271.00 |
|
2019-12-10 |
BERNSTEIN SETH P |
director, officer: President and CEO |
453,704.0 |
A-Award |
A |
139,130.0 |
28.75 |
3,999,987.50 |
|
2019-12-10 |
Weisenseel John C |
officer: Chief Financial Officer |
299,622.0 |
A-Award |
A |
29,304.0 |
28.75 |
842,490.00 |
|
2019-12-10 |
Burke Kate C |
officer: Head of Human Capital and CTO |
211,940.0 |
A-Award |
A |
36,000.0 |
0.00 |
0.00 |
|
2019-12-10 |
Siemers William R |
officer: SVP, Controller & CAO |
27,006.0 |
A-Award |
A |
4,981.0 |
0.00 |
0.00 |
|
2019-12-10 |
Cranch Laurence E |
officer: General Counsel |
219,289.0 |
A-Award |
A |
22,957.0 |
0.00 |
0.00 |
|
2019-11-29 |
Gingrich James A |
officer: Chief Operating Officer |
698,629.0 |
F-InKind |
D |
423,836.0 |
28.97 |
12,278,528.92 |
|
2019-11-29 |
Burke Kate C |
officer: Head of Human Capital and CTO |
175,940.0 |
F-InKind |
D |
4,562.0 |
28.97 |
132,161.14 |
|
2019-11-29 |
Siemers William R |
officer: SVP, Controller & CAO |
22,025.0 |
F-InKind |
D |
873.0 |
28.97 |
25,290.81 |
|
2019-11-29 |
Cranch Laurence E |
officer: General Counsel |
196,332.0 |
F-InKind |
D |
9,207.0 |
28.97 |
266,726.79 |
|
2019-07-30 |
Weisenseel John C |
officer: Chief Financial Officer |
0.0 |
S-Sale |
D |
12,723.0 |
29.66 |
377,364.18 |
|
2019-07-29 |
Weisenseel John C |
officer: Chief Financial Officer |
12,723.0 |
S-Sale |
D |
10,000.0 |
29.53 |
295,300.00 |
|
2019-07-26 |
Weisenseel John C |
officer: Chief Financial Officer |
22,723.0 |
S-Sale |
D |
10,000.0 |
29.53 |
295,300.00 |
|
2019-06-12 |
Burke Kate C |
officer: Head of Human Capital and CTO |
0.0 |
S-Sale |
D |
18,897.0 |
28.75 |
543,288.75 |
|
2019-05-14 |
Stonehill Charles G.T. |
director |
5,810.0 |
A-Award |
A |
5,810.0 |
29.26 |
170,000.60 |
|
2019-05-14 |
Narayandas Das |
director |
15,155.0 |
A-Award |
A |
5,810.0 |
0.00 |
0.00 |
|
2019-05-14 |
Fallon-Walsh Barbara |
director |
19,189.0 |
A-Award |
A |
5,810.0 |
29.26 |
170,000.60 |
|
2019-05-14 |
OLIVEIRA RAMON DE |
director |
19,189.0 |
A-Award |
A |
5,810.0 |
29.26 |
170,000.60 |
|
2019-05-14 |
AUDET PAUL |
director |
15,155.0 |
A-Award |
A |
5,810.0 |
29.26 |
170,000.60 |
|
2019-05-14 |
Kaye Daniel G |
director |
19,189.0 |
A-Award |
A |
5,810.0 |
0.00 |
0.00 |
|
2019-05-14 |
Leibowitz Shelley |
director |
21,955.0 |
A-Award |
A |
5,810.0 |
29.26 |
170,000.60 |
|
2019-02-26 |
Gingrich James A |
officer: Chief Operating Officer |
0.0 |
S-Sale |
D |
24,909.0 |
29.04 |
723,357.36 |
|
2019-02-25 |
Gingrich James A |
officer: Chief Operating Officer |
24,909.0 |
S-Sale |
D |
20,000.0 |
29.38 |
587,600.00 |
|
2019-02-22 |
Gingrich James A |
officer: Chief Operating Officer |
44,909.0 |
S-Sale |
D |
25,000.0 |
29.76 |
744,000.00 |
|
2019-02-21 |
Cranch Laurence E |
officer: General Counsel |
0.0 |
S-Sale |
D |
17,913.0 |
30.30 |
542,763.90 |
|
2019-02-21 |
Gingrich James A |
officer: Chief Operating Officer |
69,909.0 |
S-Sale |
D |
25,000.0 |
29.76 |
744,000.00 |
|
2019-02-20 |
Gingrich James A |
officer: Chief Operating Officer |
94,909.0 |
S-Sale |
D |
25,000.0 |
30.15 |
753,750.00 |
|
2019-02-19 |
Cranch Laurence E |
officer: General Counsel |
17,913.0 |
S-Sale |
D |
122,601.0 |
30.01 |
3,679,256.01 |
|
2019-02-19 |
Gingrich James A |
officer: Chief Operating Officer |
119,909.0 |
S-Sale |
D |
15,000.0 |
30.11 |
451,650.00 |
|
2019-01-31 |
Cranch Laurence E |
officer: General Counsel |
216,415.0 |
F-InKind |
D |
8,283.0 |
30.49 |
252,548.67 |
|
2019-01-31 |
Gingrich James A |
officer: Chief Operating Officer |
1,619,721.0 |
F-InKind |
D |
30,277.0 |
30.49 |
923,145.73 |
|
2018-12-31 |
AXA EQUITABLE FINANCIAL SERVICES LLC |
other: See Remarks |
0.0 |
J-Other |
D |
1,444,356.0 |
0.00 |
0.00 |
|