ATXI Insider Transactions

Transaction Date
(SEC Report)
Reporting Name Relationship Shrs. Owned Type Acq./Disp. Shrs. Transacted Price() Amount()
2024-01-02 Fortress Biotech, Inc. 10 percent owner 3,133,886 A-Award A 2,101,496 0.00 0.00
2023-12-11 Davidow Robert L 10 percent owner 681,000 S-Sale D 264,000 0.14 36,960.00
2023-12-11 Davidow Robert L 10 percent owner 215,800 S-Sale D 126,000 0.14 17,640.00
2023-12-11 Davidow Robert L 10 percent owner 147,000 S-Sale D 128,000 0.14 17,920.00
2023-12-11 Davidow Robert L 10 percent owner 80,000 S-Sale D 20,000 0.14 2,800.00
2023-12-11 Davidow Robert L 10 percent owner 74,000 S-Sale D 61,000 0.14 8,540.00
2023-12-11 Davidow Robert L 10 percent owner 22,000 S-Sale D 18,000 0.15 2,700.00
2023-10-31 Davidow Robert L 10 percent owner 945,000 D 0 0.00 0.00
2023-10-31 Davidow Robert L 10 percent owner 341,800 I 0 0.00 0.00
2023-10-31 Davidow Robert L 10 percent owner 275,000 I 0 0.00 0.00
2023-10-31 Davidow Robert L 10 percent owner 135,000 I 0 0.00 0.00
2023-10-31 Davidow Robert L 10 percent owner 100,000 I 0 0.00 0.00
2023-10-31 Davidow Robert L 10 percent owner 90,000 I 0 0.00 0.00
2023-10-31 Davidow Robert L 10 percent owner 40,000 I 0 0.00 0.00
2023-09-08 ROSENWALD LINDSAY A MD director 354,318 P-Purchase A 348,675 0.72 251,046.00
2023-09-08 Fortress Biotech, Inc. 10 percent owner 1,032,390 P-Purchase A 418,410 0.72 301,255.00
2023-06-30 Charles Faith L. director 100,000 A-Award A 100,000 1.14 114,000.00
2023-06-30 Jin David officer: Interim PFO and COO 250,000 A-Award A 250,000 1.14 285,000.00
2023-06-30 ROSENWALD LINDSAY A MD director 100,000 A-Award A 100,000 1.14 114,000.00
2023-06-30 KRANZLER JAY D director 100,000 A-Award A 100,000 1.14 114,000.00
2023-06-30 Oltmans Curtis Gale director 100,000 A-Award A 100,000 1.14 114,000.00
2023-06-30 Herskowitz Neil director 100,000 A-Award A 100,000 1.14 114,000.00
2023-06-29 MacLean Alexandra director, officer: Chief Executive Officer 800,000 A-Award A 800,000 1.14 912,000.00
2023-03-31 Fortress Biotech, Inc. 10 percent owner 613,980 A-Award A 52,419 0.00 0.00
2023-01-03 Fortress Biotech, Inc. director 561,561 A-Award A 231,316 0.00 0.00
2022-12-31 Fortress Biotech, Inc. director 330,245 A-Award A 90,909 0.00 0.00
2022-10-11 InvaGen Pharmaceuticals, Inc. director 0 S-Sale D 388,888 7.71 2,999,882.00
2022-08-01 MacLean Alexandra officer 0 0 0.00 0.00
2022-05-11 Jin David officer 0 0 0.00 0.00
2022-05-16 Charles Faith L. director: 0 0 0.00 0.00
2021-12-17 KRANZLER JAY D director 133,683 A-Award A 20,000 0.00 0.00
2021-12-17 KRANZLER JAY D director 113,683 A-Award A 49,020 0.00 0.00
2021-12-17 Herskowitz Neil director 183,744 A-Award A 20,000 0.00 0.00
2021-12-17 Herskowitz Neil director 163,744 A-Award A 49,020 0.00 0.00
2021-12-17 Oltmans Curtis Gale director 49,020 A-Award A 49,020 0.00 0.00
2021-04-01 Oltmans Curtis Gale director: 0 0 0.00 0.00
2021-12-17 Lu Lucy director, officer: President, CEO 748,949 A-Award A 411,616 0.00 0.00
2021-12-17 Vazzano Joseph Walter officer: Chief Financial Officer 165,757 A-Award A 100,505 0.00 0.00
2021-09-15 Vazzano Joseph Walter officer: Chief Financial Officer 65,252 S-Sale D 7,160 1.62 11,599.00
2021-05-06 Herskowitz Neil director 134,724 P-Purchase A 2,500 3.99 9,975.00
2020-08-20 Vazzano Joseph Walter officer: Chief Financial Officer 57,412 S-Sale D 3,840 12.13 46,579.00
2020-06-16 KRANZLER JAY D director 84,663 A-Award A 10,000 0.00 0.00
2020-06-16 Herskowitz Neil director 132,224 A-Award A 10,000 0.00 0.00
2020-03-10 Vazzano Joseph Walter officer: Chief Financial Officer 61,252 P-Purchase A 1,889 7.94 14,999.00
2020-03-09 Vazzano Joseph Walter officer: Chief Financial Officer 59,363 P-Purchase A 100 7.97 797.00
2020-03-09 Vazzano Joseph Walter officer: Chief Financial Officer 59,263 P-Purchase A 1,400 7.99 11,186.00
2020-02-27 Herskowitz Neil director 122,224 P-Purchase A 2,400 8.20 19,680.00
2020-02-26 Herskowitz Neil director 119,824 P-Purchase A 161 8.73 1,406.00
2020-02-25 Vazzano Joseph Walter officer: Chief Financial Officer 57,863 P-Purchase A 1,200 9.09 10,908.00
2020-02-25 Herskowitz Neil director 119,663 P-Purchase A 10,000 9.31 93,100.00
2020-02-12 Vazzano Joseph Walter officer: Chief Financial Officer 50,505 A-Award A 22,727 0.00 0.00
2020-02-12 Lu Lucy director, officer: President, CEO 246,576 A-Award A 110,959 0.00 0.00
2019-02-08 InvaGen Pharmaceuticals, Inc. 5,833,333 D 0 0.00 0.00
2019-02-08 InvaGen Pharmaceuticals, Inc. 3,923,429 I 0 0.00 0.00
2019-02-08 InvaGen Pharmaceuticals, Inc. 250,000 I 0 0.00 0.00
2019-02-08 InvaGen Pharmaceuticals, Inc. 0 I 135,617 0.00 0.00
2019-09-12 Ingram Elizabeth Garrett director 16,000 P-Purchase A 16,000 6.27 100,320.00
2019-08-27 KRANZLER JAY D director 74,663 A-Award A 10,000 0.00 0.00
2019-08-27 Herskowitz Neil director 109,663 A-Award A 10,000 0.00 0.00
2019-08-08 Vazzano Joseph Walter officer: Chief Financial Officer 59,038 S-Sale D 2,313 5.62 12,999.00
2019-08-09 Vazzano Joseph Walter officer: Chief Financial Officer 56,663 S-Sale D 2,375 5.56 13,205.00
2019-08-01 Ingram Elizabeth Garrett director: 0 0 0.00 0.00
2019-06-18 Herskowitz Neil director 99,663 P-Purchase A 2,000 5.83 11,660.00
2019-06-17 Herskowitz Neil director 97,663 P-Purchase A 3,000 5.88 17,640.00
2019-06-03 Vazzano Joseph Walter officer: Chief Financial Officer 27,778 A-Award A 27,778 0.00 0.00
2019-06-03 Lu Lucy director, officer: President, CEO 135,617 A-Award A 135,617 0.00 0.00
2019-04-30 Moore Thomas Gregory director: 0 0 0.00 0.00
2019-04-15 Herskowitz Neil director 94,663 P-Purchase A 1,000 4.52 4,520.00
2019-03-29 Herskowitz Neil director 93,663 P-Purchase A 1,400 5.11 7,154.00
2019-03-28 Herskowitz Neil director 92,263 P-Purchase A 600 5.11 3,066.00
2019-02-25 Herskowitz Neil director 91,663 P-Purchase A 5,000 5.46 27,300.00
2019-02-08 Gogtay Jaideep Ashok 0 0 0.00 0.00
2019-02-08 Saxena Nishant 0 0 0.00 0.00
2019-02-05 Herskowitz Neil director 86,663 P-Purchase A 1,850 5.77 10,674.00
2019-02-04 Herskowitz Neil director 84,813 P-Purchase A 7,000 5.91 41,370.00
2019-01-30 Herskowitz Neil director 77,813 P-Purchase A 650 5.91 3,842.00
2019-01-29 Herskowitz Neil director 77,163 P-Purchase A 8,553 5.91 50,548.00
2019-01-28 Herskowitz Neil director 68,610 P-Purchase A 1,447 5.84 8,450.00
2018-12-10 Paley Jeffrey director 79,663 P-Purchase A 5,000 4.76 23,800.00
2018-12-03 Paley Jeffrey director 74,663 P-Purchase A 10,000 5.48 54,754.00
2018-08-07 Vazzano Joseph Walter officer: VP Finance & Corp. Controller 61,351 G-Gift A 30,000 0.00 0.00
2018-08-07 Lu Lucy director, officer: President, CEO 807,333 G-Gift A 250,000 0.00 0.00
2018-08-07 ROSENWALD LINDSAY A MD director 84,663 G-Gift A 14,663 0.00 0.00
2018-08-07 Herskowitz Neil director 67,163 G-Gift A 14,663 0.00 0.00
2018-08-07 KRANZLER JAY D director 64,663 G-Gift A 14,663 0.00 0.00
2018-08-07 Reines Scott officer: Interim Chief Medical Officer 45,000 G-Gift A 10,000 0.00 0.00
2018-08-07 WEISS MICHAEL S director 24,663 G-Gift A 14,663 0.00 0.00
2018-08-07 Paley Jeffrey director 64,663 G-Gift A 14,663 0.00 0.00
2018-08-07 SAMAD AKHTAR director 64,663 G-Gift A 14,663 0.00 0.00
2018-06-28 Vazzano Joseph Walter officer: VP Finance & Corp. Controller 31,351 A-Award A 1,351 3.66 4,945.00
2018-06-14 Lu Lucy director, officer: President, CEO 557,333 A-Award A 5,000 4.00 20,000.00
2018-06-08 ROSENWALD LINDSAY A MD director 70,000 P-Purchase A 5,234 4.34 22,727.00
2018-06-07 ROSENWALD LINDSAY A MD director 64,766 P-Purchase A 14,800 4.32 63,969.00
2018-06-06 ROSENWALD LINDSAY A MD director 49,966 P-Purchase A 9,100 4.35 39,576.00
2018-06-05 ROSENWALD LINDSAY A MD director 40,866 P-Purchase A 8,400 4.28 35,949.00
2018-06-04 ROSENWALD LINDSAY A MD director 32,466 P-Purchase A 3,800 4.19 15,921.00
2018-06-01 ROSENWALD LINDSAY A MD director 28,666 P-Purchase A 8,666 4.15 36,003.00
2018-06-08 ROSENWALD LINDSAY A MD director 25,234 P-Purchase A 5,234 4.34 22,716.00
2018-04-25 Herskowitz Neil director 52,500 P-Purchase A 1,000 3.80 3,800.00
2017-10-17 Herskowitz Neil director 51,500 P-Purchase A 1,000 5.01 5,010.00

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