ISO Insider Transactions
| Transaction Date (SEC Report ) |
Reporting Name | Relationship | Shrs. Owned | Type | Acq./Disp. | Shrs. Transacted | Price() | Amount() |
|---|---|---|---|---|---|---|---|---|
| 2023-03-10 | HEATH JAMES R | director | 0 | M-Exempt | D | 48,000 | 0.73 | 34,862.40 |
| 2023-03-10 | HEATH JAMES R | director | 201,888 | M-Exempt | A | 48,000 | 0.73 | 34,862.40 |
| 2023-03-10 | HEATH JAMES R | director | 153,888 | M-Exempt | A | 40,000 | 0.44 | 17,600.00 |
| 2023-03-10 | HEATH JAMES R | director | 113,888 | M-Exempt | A | 32,000 | 0.28 | 8,921.60 |
| 2023-03-10 | HEATH JAMES R | director | 81,888 | M-Exempt | A | 81,888 | 0.13 | 10,440.72 |
| 2023-01-30 | Conley John G. | director | 0 | M-Exempt | D | 20,000 | 0.96 | 19,250.00 |
| 2023-01-30 | Conley John G. | director | 100,752 | M-Exempt | A | 20,000 | 0.96 | 19,250.00 |
| 2023-01-30 | Conley John G. | director | 80,752 | M-Exempt | A | 16,000 | 0.73 | 11,620.80 |
| 2022-08-31 | SHAMIR NACHUM | director | 50,253 | P-Purchase | A | 40,000 | 1.94 | 77,728.00 |
| 2022-08-30 | SHAMIR NACHUM | director | 10,253 | P-Purchase | A | 10,253 | 1.89 | 19,384.32 |
| 2022-08-25 | Strahley John | officer: Chief Financial Officer | 65,000 | P-Purchase | A | 10,000 | 2.00 | 20,000.00 |
| 2022-08-25 | Rew Richard W. II | officer: SVP, GC and Secretary | 20,000 | P-Purchase | A | 20,000 | 1.99 | 39,800.00 |
| 2022-08-25 | Mackay Sean | director, officer: Chief Executive Officer | 914,366 | P-Purchase | A | 15,000 | 1.99 | 29,850.00 |
| 2022-08-22 | SHAMIR NACHUM | director | 196,842 | A-Award | A | 196,842 | 1.90 | 373,999.80 |
| 2022-08-19 | Mackay Sean | director, officer: Chief Executive Officer | 19,000 | M-Exempt | D | 61,000 | 0.28 | 17,006.80 |
| 2022-08-19 | Mackay Sean | director, officer: Chief Executive Officer | 834 | M-Exempt | D | 39,166 | 0.28 | 10,919.48 |
| 2022-08-19 | Mackay Sean | director, officer: Chief Executive Officer | 899,366 | M-Exempt | A | 61,000 | 0.28 | 17,006.80 |
| 2022-08-19 | Mackay Sean | director, officer: Chief Executive Officer | 838,366 | M-Exempt | A | 39,166 | 0.28 | 10,919.48 |
| 2022-08-17 | Strahley John | officer: Chief Financial Officer | 45,000 | M-Exempt | D | 15,000 | 1.03 | 15,412.50 |
| 2022-08-17 | Strahley John | officer: Chief Financial Officer | 55,000 | M-Exempt | A | 15,000 | 1.03 | 15,412.50 |
| 2022-06-16 | Conley John G. | director | 89,047 | A-Award | A | 89,047 | 2.10 | 186,998.70 |
| 2022-06-16 | Kadia Siddhartha | director | 89,047 | A-Award | A | 89,047 | 2.10 | 186,998.70 |
| 2022-06-16 | Myers Jason W. | director | 89,047 | A-Award | A | 89,047 | 2.10 | 186,998.70 |
| 2022-06-16 | Egholm Michael | director | 89,047 | A-Award | A | 89,047 | 2.10 | 186,998.70 |
| 2022-06-16 | HEATH JAMES R | director | 89,047 | A-Award | A | 89,047 | 2.10 | 186,998.70 |
| 2022-06-16 | Ho Gregory P. | director, 10 percent owner | 89,047 | A-Award | A | 89,047 | 2.10 | 186,998.70 |
| 2022-06-03 | Strahley John | officer: Chief Financial Officer | 60,000 | M-Exempt | D | 15,000 | 1.03 | 15,412.50 |
| 2022-06-03 | Strahley John | officer: Chief Financial Officer | 40,000 | M-Exempt | A | 15,000 | 1.03 | 15,412.50 |
| 2022-04-22 | Strahley John | officer: Chief Financial Officer | 75,000 | M-Exempt | D | 12,500 | 1.03 | 12,843.75 |
| 2022-04-22 | Strahley John | officer: Chief Financial Officer | 25,000 | M-Exempt | A | 12,500 | 1.03 | 12,843.75 |
| 2022-04-06 | Siesel Peter | officer: Chief Commercial Officer | 140,000 | A-Award | A | 140,000 | 0.00 | 0.00 |
| 2022-03-31 | Strahley John | officer: Chief Financial Officer | 101,800 | A-Award | A | 101,800 | 3.43 | 349,174.00 |
| 2022-03-31 | Mackay Sean | director, officer: Chief Executive Officer | 296,100 | A-Award | A | 296,100 | 3.43 | 1,015,623.00 |
| 2022-03-31 | Khakhar Rajesh T. | officer: VP Finance | 31,600 | A-Award | A | 31,600 | 3.43 | 108,388.00 |
| 2022-03-31 | Siesel Peter | officer: Chief Commercial Officer | 83,300 | A-Award | A | 83,300 | 3.43 | 285,719.00 |
| 2022-03-31 | Zhou Jing | officer: Chief Scientific Officer | 73,500 | A-Award | A | 73,500 | 3.43 | 252,105.00 |
| 2022-03-31 | Rew Richard W. II | officer: SVP, GC & Secretary | 101,800 | A-Award | A | 101,800 | 3.43 | 349,174.00 |
| 2021-12-15 | Zhou Jing | officer: Chief Scientific Officer | 1,200 | L-Small | A | 1,200 | 7.03 | 8,436.00 |
| 2021-12-10 | Strahley John | officer: Chief Financial Officer | 87,500 | M-Exempt | D | 12,500 | 1.03 | 12,843.75 |
| 2021-12-10 | Strahley John | officer: Chief Financial Officer | 12,500 | M-Exempt | A | 12,500 | 1.03 | 12,843.75 |
| 2021-12-06 | Khakhar Rajesh T. | officer: VP, Finance | 14,583 | A-Award | A | 14,583 | 0.00 | 0.00 |
| 2021-12-06 | Rew Richard W. II | officer: SVP, GC & Secretary | 40,000 | A-Award | A | 40,000 | 8.02 | 320,800.00 |
| 2021-10-12 | Northpond Capital GP, LLC | 10 percent owner | 0 | C-Conversion | D | 130,006 | 0.00 | 0.00 |
| 2021-10-12 | Northpond Capital GP, LLC | 10 percent owner | 0 | C-Conversion | D | 130,006 | 0.00 | 0.00 |
| 2021-10-12 | Northpond Capital GP, LLC | 10 percent owner | 0 | C-Conversion | D | 130,006 | 0.00 | 0.00 |
| 2021-10-12 | Northpond Capital GP, LLC | 10 percent owner | 2,080,961 | P-Purchase | A | 1,000,000 | 15.00 | 15,000,000.00 |
| 2021-10-12 | Northpond Capital GP, LLC | 10 percent owner | 1,080,961 | C-Conversion | A | 1,040,048 | 0.00 | 0.00 |
| 2021-10-12 | Northpond Capital GP, LLC | 10 percent owner | 6,727,570 | C-Conversion | A | 6,304,192 | 0.00 | 0.00 |
| 2021-10-12 | Ho Gregory P. | director, 10 percent owner | 0 | C-Conversion | D | 51,522 | 0.00 | 0.00 |
| 2021-10-12 | Ho Gregory P. | director, 10 percent owner | 0 | C-Conversion | D | 51,522 | 0.00 | 0.00 |
| 2021-10-12 | Ho Gregory P. | director, 10 percent owner | 0 | C-Conversion | D | 51,522 | 0.00 | 0.00 |
| 2021-10-12 | Ho Gregory P. | director, 10 percent owner | 0 | C-Conversion | D | 51,522 | 0.00 | 0.00 |
| 2021-10-12 | Ho Gregory P. | director, 10 percent owner | 0 | C-Conversion | D | 51,522 | 0.00 | 0.00 |
| 2021-10-12 | Ho Gregory P. | director, 10 percent owner | 0 | C-Conversion | D | 51,522 | 0.00 | 0.00 |
| 2021-10-12 | Ho Gregory P. | director, 10 percent owner | 67,642 | C-Conversion | A | 67,642 | 0.00 | 0.00 |
| 2021-10-12 | Ho Gregory P. | director, 10 percent owner | 2,270,287 | C-Conversion | A | 435,136 | 0.00 | 0.00 |
| 2021-10-12 | Ho Gregory P. | director, 10 percent owner | 1,835,151 | C-Conversion | A | 215,950 | 0.00 | 0.00 |
| 2021-10-12 | Ho Gregory P. | director, 10 percent owner | 1,619,201 | C-Conversion | A | 415,337 | 0.00 | 0.00 |
| 2021-10-12 | Ho Gregory P. | director, 10 percent owner | 1,203,864 | C-Conversion | A | 459,781 | 0.00 | 0.00 |
| 2021-10-12 | Ho Gregory P. | director, 10 percent owner | 744,083 | C-Conversion | A | 744,083 | 0.00 | 0.00 |
| 2021-10-12 | Ho Gregory P. | director, 10 percent owner | 3,726,732 | C-Conversion | A | 435,136 | 0.00 | 0.00 |
| 2021-10-12 | Ho Gregory P. | director, 10 percent owner | 3,291,596 | C-Conversion | A | 689,267 | 0.00 | 0.00 |
| 2021-10-12 | Ho Gregory P. | director, 10 percent owner | 2,602,329 | C-Conversion | A | 739,033 | 0.00 | 0.00 |
| 2021-10-12 | Ho Gregory P. | director, 10 percent owner | 1,863,296 | C-Conversion | A | 630,209 | 0.00 | 0.00 |
| 2021-10-12 | Ho Gregory P. | director, 10 percent owner | 1,233,087 | C-Conversion | A | 338,959 | 0.00 | 0.00 |
| 2021-10-12 | Ho Gregory P. | director, 10 percent owner | 894,128 | C-Conversion | A | 894,128 | 0.00 | 0.00 |
| 2021-10-12 | Spring Mountain Capital G.P., LLC | 10 percent owner | 0 | C-Conversion | D | 51,522 | 0.00 | 0.00 |
| 2021-10-12 | Spring Mountain Capital G.P., LLC | 10 percent owner | 0 | C-Conversion | D | 51,522 | 0.00 | 0.00 |
| 2021-10-12 | Spring Mountain Capital G.P., LLC | 10 percent owner | 0 | C-Conversion | D | 51,522 | 0.00 | 0.00 |
| 2021-10-12 | Spring Mountain Capital G.P., LLC | 10 percent owner | 0 | C-Conversion | D | 51,522 | 0.00 | 0.00 |
| 2021-10-12 | Spring Mountain Capital G.P., LLC | 10 percent owner | 0 | C-Conversion | D | 51,522 | 0.00 | 0.00 |
| 2021-10-12 | Spring Mountain Capital G.P., LLC | 10 percent owner | 0 | C-Conversion | D | 51,522 | 0.00 | 0.00 |
| 2021-10-12 | Spring Mountain Capital G.P., LLC | 10 percent owner | 67,642 | C-Conversion | A | 67,642 | 0.00 | 0.00 |
| 2021-10-12 | Spring Mountain Capital G.P., LLC | 10 percent owner | 2,270,287 | C-Conversion | A | 435,136 | 0.00 | 0.00 |
| 2021-10-12 | Spring Mountain Capital G.P., LLC | 10 percent owner | 1,835,151 | C-Conversion | A | 215,950 | 0.00 | 0.00 |
| 2021-10-12 | Spring Mountain Capital G.P., LLC | 10 percent owner | 1,619,201 | C-Conversion | A | 415,337 | 0.00 | 0.00 |
| 2021-10-12 | Spring Mountain Capital G.P., LLC | 10 percent owner | 1,203,864 | C-Conversion | A | 459,781 | 0.00 | 0.00 |
| 2021-10-12 | Spring Mountain Capital G.P., LLC | 10 percent owner | 744,083 | C-Conversion | A | 744,083 | 0.00 | 0.00 |
| 2021-10-12 | Spring Mountain Capital G.P., LLC | 10 percent owner | 3,726,732 | C-Conversion | A | 435,136 | 0.00 | 0.00 |
| 2021-10-12 | Spring Mountain Capital G.P., LLC | 10 percent owner | 3,291,596 | C-Conversion | A | 689,267 | 0.00 | 0.00 |
| 2021-10-12 | Spring Mountain Capital G.P., LLC | 10 percent owner | 2,602,329 | C-Conversion | A | 739,033 | 0.00 | 0.00 |
| 2021-10-12 | Spring Mountain Capital G.P., LLC | 10 percent owner | 1,863,296 | C-Conversion | A | 630,209 | 0.00 | 0.00 |
| 2021-10-12 | Spring Mountain Capital G.P., LLC | 10 percent owner | 1,233,087 | C-Conversion | A | 338,959 | 0.00 | 0.00 |
| 2021-10-12 | Spring Mountain Capital G.P., LLC | 10 percent owner | 894,128 | C-Conversion | A | 894,128 | 0.00 | 0.00 |
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