OCUL Insider Transactions
| Transaction Date (SEC Report ) |
Reporting Name | Relationship | Shrs. Owned | Type | Acq./Disp. | Shrs. Transacted | Price() | Amount() |
|---|---|---|---|---|---|---|---|---|
| 2023-02-06 | White Christopher G | officer: Chief Business Officer | 94,766 | S-Sale | D | 5,829 | 4.24 | 24,714.96 |
| 2023-02-06 | Notman Donald | officer: Chief Financial Officer | 139,387 | S-Sale | D | 6,476 | 4.24 | 27,458.24 |
| 2023-02-06 | Ozden Rabia Gurses | officer: Chief Medical Officer | 101,363 | S-Sale | D | 6,416 | 4.24 | 27,203.84 |
| 2023-02-06 | Mattessich Antony C. | director, officer: President and CEO | 446,281 | S-Sale | D | 19,669 | 4.24 | 83,396.56 |
| 2023-02-06 | Strassburger Philip C. | officer: General Counsel | 109,071 | S-Sale | D | 6,181 | 4.24 | 26,207.44 |
| 2023-01-30 | Strassburger Philip C. | officer: General Counsel | 166,667 | A-Award | A | 166,667 | 3.88 | 646,667.96 |
| 2023-01-30 | Strassburger Philip C. | officer: General Counsel | 115,252 | A-Award | A | 55,556 | 0.00 | 0.00 |
| 2023-01-30 | White Christopher G | officer: Chief Business Officer | 133,333 | A-Award | A | 133,333 | 3.88 | 517,332.04 |
| 2023-01-30 | White Christopher G | officer: Chief Business Officer | 100,595 | A-Award | A | 44,444 | 0.00 | 0.00 |
| 2023-01-30 | Mattessich Antony C. | director, officer: President and CEO | 536,900 | A-Award | A | 536,900 | 3.88 | 2,083,172.00 |
| 2023-01-30 | Mattessich Antony C. | director, officer: President and CEO | 465,950 | A-Award | A | 176,300 | 0.00 | 0.00 |
| 2023-01-30 | Notman Donald | officer: Chief Financial Officer | 166,667 | A-Award | A | 166,667 | 3.88 | 646,667.96 |
| 2023-01-30 | Notman Donald | officer: Chief Financial Officer | 145,863 | A-Award | A | 55,556 | 0.00 | 0.00 |
| 2023-01-30 | Ozden Rabia Gurses | officer: Chief Medical Officer | 50,000 | A-Award | A | 50,000 | 3.88 | 194,000.00 |
| 2023-01-30 | Ozden Rabia Gurses | officer: Chief Medical Officer | 166,667 | A-Award | A | 166,667 | 3.88 | 646,667.96 |
| 2023-01-30 | Ozden Rabia Gurses | officer: Chief Medical Officer | 107,779 | A-Award | A | 55,556 | 0.00 | 0.00 |
| 2022-11-07 | SUMMER ROAD LLC | 10 percent owner | 6,122,089 | P-Purchase | A | 7,328 | 3.50 | 25,648.00 |
| 2022-10-17 | Heier Jeffrey S. | director | 16,000 | A-Award | A | 16,000 | 4.25 | 68,000.00 |
| 2022-10-13 | White Christopher G | officer: Chief Business Officer | 7,000 | A-Award | A | 7,000 | 4.19 | 29,330.00 |
| 2022-10-11 | SUMMER ROAD LLC | 10 percent owner | 6,114,761 | P-Purchase | A | 10,000 | 3.90 | 38,993.00 |
| 2022-10-10 | SUMMER ROAD LLC | 10 percent owner | 6,104,761 | P-Purchase | A | 10,000 | 4.00 | 39,982.00 |
| 2022-09-29 | SUMMER ROAD LLC | 10 percent owner | 6,094,761 | P-Purchase | A | 18,800 | 4.04 | 75,987.72 |
| 2022-09-28 | SUMMER ROAD LLC | 10 percent owner | 6,075,961 | P-Purchase | A | 1,200 | 4.10 | 4,920.00 |
| 2022-09-27 | SUMMER ROAD LLC | 10 percent owner | 6,074,761 | P-Purchase | A | 130,000 | 4.68 | 608,322.00 |
| 2022-07-14 | Ozden Rabia Gurses | officer: Chief Medical Officer | 10,000 | A-Award | A | 10,000 | 4.30 | 43,000.00 |
| 2022-07-14 | Ozden Rabia Gurses | officer: Chief Medical Officer | 40,000 | A-Award | A | 20,000 | 18.70 | 374,000.00 |
| 2022-07-14 | Ozden Rabia Gurses | officer: Chief Medical Officer | 20,000 | A-Award | A | 20,000 | 4.09 | 81,800.00 |
| 2022-07-01 | Ozden Rabia Gurses | officer: Chief Medical Officer | 52,223 | A-Award | A | 6,667 | 0.00 | 0.00 |
| 2022-06-16 | Warden Charles M | director | 26,800 | A-Award | A | 26,800 | 3.43 | 91,924.00 |
| 2022-06-16 | Warden Charles M | director | 48,464 | A-Award | A | 8,933 | 0.00 | 0.00 |
| 2022-06-16 | Williams Leslie J. | director | 26,800 | A-Award | A | 26,800 | 3.43 | 91,924.00 |
| 2022-06-16 | Williams Leslie J. | director | 13,433 | A-Award | A | 8,933 | 0.00 | 0.00 |
| 2022-06-16 | RAINES MERILEE | director | 26,800 | A-Award | A | 26,800 | 3.43 | 91,924.00 |
| 2022-06-16 | RAINES MERILEE | director | 8,933 | A-Award | A | 8,933 | 0.00 | 0.00 |
| 2022-06-16 | LINDSTROM RICHARD L MD | director | 26,800 | A-Award | A | 26,800 | 3.43 | 91,924.00 |
| 2022-06-16 | LINDSTROM RICHARD L MD | director | 108,402 | A-Award | A | 8,933 | 0.00 | 0.00 |
| 2022-06-16 | Heier Jeffrey S. | director | 26,800 | A-Award | A | 26,800 | 3.43 | 91,924.00 |
| 2022-06-16 | Heier Jeffrey S. | director | 47,933 | A-Award | A | 8,933 | 0.00 | 0.00 |
| 2022-06-16 | Hong Seung Suh | director | 26,800 | A-Award | A | 26,800 | 3.43 | 91,924.00 |
| 2022-06-16 | Hong Seung Suh | director | 8,933 | A-Award | A | 8,933 | 0.00 | 0.00 |
| 2022-05-12 | Heier Jeffrey S. | director | 39,000 | P-Purchase | A | 15,000 | 3.05 | 45,750.00 |
| 2022-05-12 | LINDSTROM RICHARD L MD | director | 0 | M-Exempt | D | 9,469 | 1.22 | 11,552.18 |
| 2022-05-12 | LINDSTROM RICHARD L MD | director | 99,469 | M-Exempt | A | 9,469 | 1.22 | 11,552.18 |
| 2022-02-23 | SUMMER ROAD LLC | 10 percent owner | 5,944,761 | P-Purchase | A | 10,000 | 4.80 | 47,986.00 |
| 2022-02-18 | SUMMER ROAD LLC | 10 percent owner | 5,934,761 | P-Purchase | A | 40,000 | 5.00 | 199,940.00 |
| 2022-02-03 | Notman Donald | officer: Chief Financial Officer | 166,667 | A-Award | A | 166,667 | 5.27 | 878,335.09 |
| 2022-02-03 | Notman Donald | officer: Chief Financial Officer | 81,632 | A-Award | A | 55,556 | 0.00 | 0.00 |
| 2022-02-03 | Strassburger Philip C. | officer: General Counsel | 150,000 | A-Award | A | 150,000 | 5.27 | 790,500.00 |
| 2022-02-03 | Strassburger Philip C. | officer: General Counsel | 51,810 | A-Award | A | 50,000 | 0.00 | 0.00 |
| 2022-02-03 | Mattessich Antony C. | officer: President and CEO | 560,200 | A-Award | A | 560,200 | 5.27 | 2,952,254.00 |
| 2022-02-03 | Mattessich Antony C. | officer: President and CEO | 289,650 | A-Award | A | 186,750 | 0.00 | 0.00 |
| 2022-02-03 | Goldstein Michael H. | officer: President, Ophthalmology & CMO | 190,000 | A-Award | A | 190,000 | 5.27 | 1,001,300.00 |
| 2022-02-03 | Goldstein Michael H. | officer: President, Ophthalmology & CMO | 313,335 | A-Award | A | 63,333 | 0.00 | 0.00 |
| 2022-02-03 | White Christopher G | officer: Chief Business Officer | 150,000 | A-Award | A | 150,000 | 5.27 | 790,500.00 |
| 2022-02-03 | White Christopher G | officer: Chief Business Officer | 52,127 | A-Award | A | 50,000 | 0.00 | 0.00 |
| 2022-01-28 | SUMMER ROAD LLC | 10 percent owner | 5,894,761 | P-Purchase | A | 4,023 | 5.20 | 20,919.60 |
| 2022-01-27 | SUMMER ROAD LLC | 10 percent owner | 5,890,738 | P-Purchase | A | 1,477 | 5.20 | 7,680.40 |
| 2022-01-24 | SUMMER ROAD LLC | 10 percent owner | 5,889,261 | P-Purchase | A | 44,400 | 5.31 | 235,892.76 |
| 2022-01-21 | SUMMER ROAD LLC | 10 percent owner | 5,844,861 | P-Purchase | A | 12,152 | 5.56 | 67,531.09 |
| 2022-01-20 | SUMMER ROAD LLC | 10 percent owner | 5,832,709 | P-Purchase | A | 17,948 | 5.70 | 102,384.37 |
| 2022-01-18 | SUMMER ROAD LLC | 10 percent owner | 5,814,761 | P-Purchase | A | 6,807 | 6.00 | 40,827.02 |
| 2022-01-14 | SUMMER ROAD LLC | 10 percent owner | 5,807,954 | P-Purchase | A | 33,193 | 6.03 | 200,110.64 |
| 2022-01-13 | SUMMER ROAD LLC | 10 percent owner | 5,774,761 | P-Purchase | A | 10,000 | 6.20 | 61,983.00 |
| 2021-12-15 | SUMMER ROAD LLC | 10 percent owner | 5,764,761 | P-Purchase | A | 15,000 | 6.22 | 93,246.00 |
| 2021-12-14 | SUMMER ROAD LLC | 10 percent owner | 5,749,761 | P-Purchase | A | 29,490 | 6.41 | 189,175.40 |
| 2021-12-13 | SUMMER ROAD LLC | 10 percent owner | 5,720,271 | P-Purchase | A | 10,510 | 6.50 | 68,302.39 |
| 2021-12-10 | SUMMER ROAD LLC | 10 percent owner | 5,709,761 | P-Purchase | A | 30,000 | 6.65 | 199,494.00 |
| 2021-12-08 | SUMMER ROAD LLC | 10 percent owner | 5,679,761 | P-Purchase | A | 5,300 | 6.75 | 35,775.00 |
| 2021-12-06 | SUMMER ROAD LLC | 10 percent owner | 5,674,461 | P-Purchase | A | 55,600 | 6.13 | 340,828.00 |
| 2021-10-01 | White Christopher G | officer: Chief Business Officer | 20,000 | A-Award | A | 20,000 | 10.37 | 207,400.00 |
| 2021-09-20 | RAINES MERILEE | director | 36,000 | A-Award | A | 36,000 | 10.02 | 360,720.00 |
| 2021-08-20 | Mattessich Antony C. | director, officer: President and CEO | 102,900 | P-Purchase | A | 5,000 | 9.89 | 49,450.00 |
| 2021-06-18 | Warden Charles M | director | 18,000 | A-Award | A | 18,000 | 13.51 | 243,180.00 |
| 2021-06-18 | Williams Leslie J. | director | 18,000 | A-Award | A | 18,000 | 13.51 | 243,180.00 |
| 2021-06-18 | Heier Jeffrey S. | director | 18,000 | A-Award | A | 18,000 | 13.51 | 243,180.00 |
| 2021-06-18 | Hong Seung Suh | director | 18,000 | A-Award | A | 18,000 | 13.51 | 243,180.00 |
| 2021-06-18 | LINDSTROM RICHARD L MD | director | 18,000 | A-Award | A | 18,000 | 13.51 | 243,180.00 |
| 2021-06-18 | PEACOCK BRUCE | director | 18,000 | A-Award | A | 18,000 | 13.51 | 243,180.00 |
| 2021-05-20 | LINDSTROM RICHARD L MD | director | 90,000 | S-Sale | D | 10,000 | 14.30 | 143,000.00 |
| 2021-02-17 | Goldstein Michael H. | officer: Chief Medical Officer | 250,000 | A-Award | A | 250,000 | 18.31 | 4,577,500.00 |
| 2021-02-17 | Strassburger Philip C. | officer: General Counsel | 51,900 | A-Award | A | 51,900 | 18.31 | 950,289.00 |
| 2021-02-17 | Notman Donald | officer: Chief Financial Officer | 190,000 | A-Award | A | 190,000 | 18.31 | 3,478,900.00 |
| 2021-02-17 | Mattessich Antony C. | director, officer: President and CEO | 455,000 | A-Award | A | 455,000 | 18.31 | 8,331,050.00 |
| 2021-02-17 | Kitchen Patricia | officer: Chief Operations Officer | 220,000 | A-Award | A | 220,000 | 18.31 | 4,028,200.00 |
| 2021-02-15 | Warden Charles M | director | 39,531 | J-Other | A | 35,912 | 0.00 | 0.00 |
| 2021-02-15 | Warden Charles M | director | 0 | J-Other | D | 1,456,780 | 0.00 | 0.00 |
| 2021-02-15 | Warden Charles M | director | 375,121 | J-Other | A | 375,121 | 0.00 | 0.00 |
| 2020-12-04 | Warden Charles M | director | 8,604 | J-Other | D | 4,403 | 0.00 | 0.00 |
| 2020-12-04 | Warden Charles M | director | 1,456,780 | J-Other | D | 745,597 | 0.00 | 0.00 |
| 2020-12-04 | Warden Charles M | director | 37,208 | J-Other | A | 37,208 | 0.00 | 0.00 |
| 2020-12-04 | Warden Charles M | director | 0 | J-Other | D | 37,208 | 0.00 | 0.00 |
| 2020-12-04 | Warden Charles M | director | 3,619 | J-Other | A | 3,619 | 0.00 | 0.00 |
| 2020-12-03 | PEACOCK BRUCE | director | 25,000 | M-Exempt | A | 7,000 | 8.14 | 56,980.00 |
| 2020-12-03 | PEACOCK BRUCE | director | 18,000 | M-Exempt | A | 18,000 | 3.90 | 70,200.00 |
| 2020-12-03 | PEACOCK BRUCE | director | 0 | M-Exempt | D | 18,000 | 3.90 | 70,200.00 |
| 2020-12-03 | PEACOCK BRUCE | director | 11,000 | M-Exempt | D | 7,000 | 8.14 | 56,980.00 |
| 2020-12-03 | PEACOCK BRUCE | director | 0 | S-Sale | D | 25,000 | 0.00 | 0.00 |
| 2020-10-16 | SUMMER ROAD LLC | 10 percent owner | 5,618,861 | P-Purchase | A | 437 | 10.48 | 4,579.76 |
| 2020-10-05 | Strassburger Philip C. | officer: General Counsel | 350,000 | A-Award | A | 350,000 | 8.42 | 2,947,000.00 |
| 2020-06-25 | PEACOCK BRUCE | director | 18,000 | A-Award | A | 18,000 | 8.75 | 157,500.00 |
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