SMBC Insider Transactions
| Transaction Date (SEC Report ) |
Reporting Name | Relationship | Shrs. Owned | Type | Acq./Disp. | Shrs. Transacted | Price() | Amount() |
|---|---|---|---|---|---|---|---|---|
| 2023-03-14 | Dorton Brett | officer: EVP-CHIEF STRATEGIES OFFICER | 1,540 | S-Sale | D | 480 | 39.95 | 19,174.80 |
| 2023-03-14 | Jones Daniel Lee | director | 280,000 | P-Purchase | A | 5,000 | 39.51 | 197,550.00 |
| 2023-03-10 | STEFFENS GREG A | director, officer: CHAIRMAN/CEO | 217,283 | P-Purchase | A | 1,000 | 40.76 | 40,760.00 |
| 2023-03-09 | Jones Daniel Lee | director | 275,000 | P-Purchase | A | 2,495 | 42.78 | 106,736.10 |
| 2023-02-21 | Cox Justin | officer: EVP-REGIONAL PRESIDENT | 7,700 | A-Award | A | 750 | 0.00 | 0.00 |
| 2023-02-21 | Capps Kimberly A | officer: EVP-CHIEF OPERATIONS OFFICER | 1,500 | A-Award | A | 1,500 | 46.94 | 70,410.00 |
| 2023-02-21 | Capps Kimberly A | officer: EVP-CHIEF OPERATIONS OFFICER | 68,322.13 | A-Award | A | 500 | 0.00 | 0.00 |
| 2023-02-21 | Windes Richard | officer: EVP-CHIEF LENDING OFFICER | 2,500 | A-Award | A | 2,500 | 46.94 | 117,350.00 |
| 2023-02-21 | Windes Richard | officer: EVP-CHIEF LENDING OFFICER | 2,950 | A-Award | A | 750 | 0.00 | 0.00 |
| 2023-02-21 | HECKER MARK E | officer: EVP-CHIEF CREDIT OFFICER | 2,500 | A-Award | A | 2,500 | 46.94 | 117,350.00 |
| 2023-02-21 | HECKER MARK E | officer: EVP-CHIEF CREDIT OFFICER | 4,700 | A-Award | A | 750 | 0.00 | 0.00 |
| 2023-02-21 | Weishaar Martin | officer: EVP-CHIEF LEGAL OFFICER | 1,500 | A-Award | A | 1,500 | 46.94 | 70,410.00 |
| 2023-02-21 | Weishaar Martin | officer: EVP-CHIEF LEGAL OFFICER | 4,100 | A-Award | A | 500 | 0.00 | 0.00 |
| 2023-02-21 | BAGBY DOUGLAS | director | 27,500 | A-Award | A | 500 | 0.00 | 0.00 |
| 2023-02-21 | Tooley David J | director | 50,500 | A-Award | A | 500 | 0.00 | 0.00 |
| 2023-02-21 | McClain David L | director | 7,500 | A-Award | A | 7,500 | 46.94 | 352,050.00 |
| 2023-02-21 | McClain David L | director | 521 | A-Award | A | 500 | 0.00 | 0.00 |
| 2023-02-21 | Greunke Lance K | officer: EXECUTIVE VICE PRESIDENT | 1,500 | A-Award | A | 1,500 | 46.94 | 70,410.00 |
| 2023-02-21 | Greunke Lance K | officer: EXECUTIVE VICE PRESIDENT | 500 | A-Award | A | 500 | 0.00 | 0.00 |
| 2023-02-21 | Dorton Brett | officer: EVP-CHIEF STRATEGIES OFFICER | 1,500 | A-Award | A | 1,500 | 46.94 | 70,410.00 |
| 2023-02-21 | Dorton Brett | officer: EVP-CHIEF STRATEGIES OFFICER | 2,020 | A-Award | A | 500 | 0.00 | 0.00 |
| 2023-02-21 | Funke Matthew T | officer: PRESIDENT/CHIEF ADMIN OFFICER | 3,000 | A-Award | A | 3,000 | 46.94 | 140,820.00 |
| 2023-02-21 | Funke Matthew T | officer: PRESIDENT/CHIEF ADMIN OFFICER | 42,450 | A-Award | A | 1,000 | 0.00 | 0.00 |
| 2023-02-21 | Cox Justin | officer: EVP-REGIONAL PRESIDENT | 2,500 | A-Award | A | 2,500 | 46.94 | 117,350.00 |
| 2023-02-21 | Daves Lora Lee | officer: EVP-CHIEF FINANCIAL OFFICER | 2,500 | A-Award | A | 2,500 | 46.94 | 117,350.00 |
| 2023-02-21 | Daves Lora Lee | officer: EVP-CHIEF FINANCIAL OFFICER | 24,866.616 | A-Award | A | 750 | 0.00 | 0.00 |
| 2023-02-21 | Jones Daniel Lee | director | 500 | A-Award | A | 500 | 0.00 | 0.00 |
| 2023-02-21 | STEFFENS GREG A | director, officer: CHAIRMAN/CEO | 2,500 | A-Award | A | 2,500 | 46.94 | 117,350.00 |
| 2023-02-21 | STEFFENS GREG A | director, officer: CHAIRMAN/CEO | 216,283 | A-Award | A | 750 | 0.00 | 0.00 |
| 2023-02-21 | Brooks Rebecca J | director | 30,500 | A-Award | A | 500 | 0.00 | 0.00 |
| 2023-02-21 | Robison Dennis C | director | 4,713.651 | A-Award | A | 500 | 0.00 | 0.00 |
| 2023-02-21 | Young William E | director | 7,500 | A-Award | A | 7,500 | 46.94 | 352,050.00 |
| 2023-02-21 | Young William E | director | 500 | A-Award | A | 500 | 0.00 | 0.00 |
| 2023-02-21 | Love Charles R | director | 15,100 | A-Award | A | 500 | 0.00 | 0.00 |
| 2023-02-21 | SCHALK SAMMY A | director | 93,855 | A-Award | A | 500 | 0.00 | 0.00 |
| 2023-02-21 | Hensley Todd E. | director | 538,040 | A-Award | A | 500 | 0.00 | 0.00 |
| 2023-01-24 | Young William E | director | 2,351 | A-Award | A | 2,351 | 0.00 | 0.00 |
| 2023-01-24 | Young William E | director | 306 | A-Award | A | 306 | 0.00 | 0.00 |
| 2023-01-24 | Young William E | director | 541 | A-Award | A | 541 | 0.00 | 0.00 |
| 2023-01-24 | Young William E | director | 1,524 | A-Award | A | 1,524 | 0.00 | 0.00 |
| 2023-01-24 | Young William E | director | 297,829 | A-Award | A | 297,829 | 0.00 | 0.00 |
| 2023-01-24 | Young William E | director | 56,649 | A-Award | A | 56,649 | 0.00 | 0.00 |
| 2022-12-01 | McClain David L | director | 21 | L-Small | A | 10 | 54.61 | 546.10 |
| 2022-11-28 | Dorton Brett | officer: EVP-CHIEF STRATEGIES OFFICER | 1,520 | S-Sale | D | 320 | 52.28 | 16,729.15 |
| 2022-11-28 | Dorton Brett | officer: EVP-CHIEF STRATEGIES OFFICER | 1,840 | S-Sale | D | 100 | 52.55 | 5,255.00 |
| 2022-11-02 | McClain David L | director | 11 | L-Small | A | 11 | 50.11 | 551.21 |
| 2022-07-19 | Cox Justin | officer: EVP-REGIONAL PRESIDENT | 7,700 | A-Award | A | 750 | 0.00 | 0.00 |
| 2022-07-19 | Cox Justin | officer: EVP-REGIONAL PRESIDENT | 6,950 | A-Award | A | 1,000 | 0.00 | 0.00 |
| 2022-07-19 | Funke Matthew T | officer: PRESIDENT/CHIEF ADMIN OFFICER | 41,450 | A-Award | A | 1,500 | 0.00 | 0.00 |
| 2022-07-19 | Jones Daniel Lee | director | 7,500 | A-Award | A | 7,500 | 46.59 | 349,425.00 |
| 2022-04-29 | STEFFENS GREG A | director, officer: PRESIDENT/CEO | 215,533 | P-Purchase | A | 1,000 | 42.47 | 42,467.40 |
| 2022-04-29 | Tooley David J | director | 50,000 | P-Purchase | A | 4,500 | 42.38 | 190,710.00 |
| 2022-04-29 | Jones Daniel Lee | director | 272,505 | P-Purchase | A | 1,000 | 42.06 | 42,060.00 |
| 2022-03-08 | Dorton Brett | officer: EVP-CHIEF STRATEGIES OFFICER | 1,940 | S-Sale | D | 390 | 51.98 | 20,272.20 |
| 2022-02-25 | Jones Daniel Lee | director | 424 | A-Award | A | 424 | 0.00 | 0.00 |
| 2022-02-25 | Jones Daniel Lee | director | 271,505 | A-Award | A | 271,505 | 0.00 | 0.00 |
| 2022-02-03 | STEFFENS GREG A | director, officer: PRESIDENT/CEO | 2,500 | A-Award | A | 2,500 | 53.82 | 134,550.00 |
| 2022-02-03 | STEFFENS GREG A | director, officer: PRESIDENT/CEO | 214,533 | A-Award | A | 800 | 0.00 | 0.00 |
| 2022-02-03 | Capps Kimberly A | officer: EVP-CHIEF OPERATIONS OFFICER | 1,500 | A-Award | A | 1,500 | 53.82 | 80,730.00 |
| 2022-02-03 | Capps Kimberly A | officer: EVP-CHIEF OPERATIONS OFFICER | 67,700.05 | A-Award | A | 400 | 0.00 | 0.00 |
| 2022-02-03 | Daves Lora Lee | officer: EVP-CHIEF RISK OFFICER | 1,500 | A-Award | A | 1,500 | 53.82 | 80,730.00 |
| 2022-02-03 | Daves Lora Lee | officer: EVP-CHIEF RISK OFFICER | 24,098.32 | A-Award | A | 400 | 0.00 | 0.00 |
| 2022-02-03 | Cox Justin | officer: EVP-REGIONAL PRESIDENT | 1,500 | A-Award | A | 1,500 | 53.82 | 80,730.00 |
| 2022-02-03 | Cox Justin | officer: EVP-REGIONAL PRESIDENT | 5,950 | A-Award | A | 400 | 0.00 | 0.00 |
| 2022-02-03 | Windes Richard | officer: EVP-CHIEF LENDING OFFICER | 1,500 | A-Award | A | 1,500 | 53.82 | 80,730.00 |
| 2022-02-03 | Windes Richard | officer: EVP-CHIEF LENDING OFFICER | 2,200 | A-Award | A | 400 | 0.00 | 0.00 |
| 2022-02-03 | Funke Matthew T | officer: EVP-CHIEF FINANCIAL OFFICER | 1,500 | A-Award | A | 1,500 | 53.82 | 80,730.00 |
| 2022-02-03 | Funke Matthew T | officer: EVP-CHIEF FINANCIAL OFFICER | 39,950 | A-Award | A | 400 | 0.00 | 0.00 |
| 2022-02-03 | Weishaar Martin | officer: EVP-CHIEF LEGAL OFFICER | 1,500 | A-Award | A | 1,500 | 53.82 | 80,730.00 |
| 2022-02-03 | Weishaar Martin | officer: EVP-CHIEF LEGAL OFFICER | 3,600 | A-Award | A | 400 | 0.00 | 0.00 |
| 2022-02-03 | HECKER MARK E | officer: EVP-CHIEF CREDIT OFFICER | 1,500 | A-Award | A | 1,500 | 53.82 | 80,730.00 |
| 2022-02-03 | HECKER MARK E | officer: EVP-CHIEF CREDIT OFFICER | 3,950 | A-Award | A | 400 | 0.00 | 0.00 |
| 2022-02-03 | Dorton Brett | officer: EVP-CHIEF STRATEGIES OFFICER | 1,500 | A-Award | A | 1,500 | 53.82 | 80,730.00 |
| 2022-02-03 | Dorton Brett | officer: EVP-CHIEF STRATEGIES OFFICER | 2,330 | A-Award | A | 400 | 0.00 | 0.00 |
| 2021-11-09 | Robison Dennis C | director | 12,674 | S-Sale | D | 200 | 59.48 | 11,896.00 |
| 2021-11-09 | Robison Dennis C | director | 12,874 | S-Sale | D | 200 | 59.26 | 11,852.46 |
| 2021-11-09 | Robison Dennis C | director | 13,074 | S-Sale | D | 200 | 59.26 | 11,851.96 |
| 2021-11-09 | Robison Dennis C | director | 13,274 | S-Sale | D | 400 | 59.24 | 23,695.68 |
| 2021-10-29 | Love Charles R | director | 14,600 | S-Sale | D | 900 | 52.16 | 46,939.77 |
| 2021-02-10 | STEFFENS GREG A | director, officer: PRESIDENT/CEO | 213,733 | A-Award | A | 1,200 | 0.00 | |
| 2021-02-10 | Dorton Brett | officer: EVP-Chief Strategies Officer | 3,000 | A-Award | A | 3,000 | 0.00 | |
| 2021-02-10 | Dorton Brett | officer: EVP-Chief Strategies Officer | 1,930 | A-Award | A | 600 | 0.00 | |
| 2021-02-10 | Cox Justin | officer: EVP-Regional President | 5,550 | A-Award | A | 600 | 0.00 | |
| 2021-02-10 | Cox Justin | officer: EVP-Regional President | 3,000 | A-Award | A | 3,000 | 0.00 | |
| 2021-02-10 | HECKER MARK E | officer: EVP/Chief Credit Officer | 3,550 | A-Award | A | 600 | 0.00 | |
| 2021-02-10 | HECKER MARK E | officer: EVP/Chief Credit Officer | 3,000 | A-Award | A | 3,000 | 0.00 | |
| 2021-02-10 | Capps Kimberly A | officer: EVP - Chief Operations Officer | 67,143.42 | A-Award | A | 600 | 0.00 | |
| 2021-02-10 | Capps Kimberly A | officer: EVP - Chief Operations Officer | 3,000 | A-Award | A | 3,000 | 0.00 | |
| 2021-02-10 | Funke Matthew T | officer: EVP/Chief Financial Officer | 39,550 | A-Award | A | 600 | 0.00 | |
| 2021-02-10 | Funke Matthew T | officer: EVP/Chief Financial Officer | 3,000 | A-Award | A | 3,000 | 0.00 | |
| 2021-02-10 | Daves Lora Lee | officer: EVP - Chief Risk Officer | 23,624 | A-Award | A | 600 | 0.00 | |
| 2021-02-10 | Daves Lora Lee | officer: EVP - Chief Risk Officer | 3,000 | A-Award | A | 3,000 | 0.00 | |
| 2021-02-10 | Windes Richard | officer: EVP/Chief Lending Officer | 1,800 | A-Award | A | 600 | 0.00 | |
| 2021-02-10 | Weishaar Martin | officer: EVP/Chief Legal Officer | 3,000 | A-Award | A | 3,000 | 0.00 | |
| 2021-02-10 | Weishaar Martin | officer: EVP/Chief Legal Officer | 3,200 | A-Award | A | 600 | 0.00 | |
| 2021-02-10 | Windes Richard | officer: EVP/Chief Lending Officer | 3,000 | A-Award | A | 3,000 | 0.00 | |
| 2021-02-10 | Daves Lora Lee | officer: EVP, Chief Risk Officer | 23,680 | A-Award | A | 600 | 0.00 | 0.00 |
| 2020-09-09 | SCHALK SAMMY A | director | 93,355 | P-Purchase | A | 200 | 24.29 | 4,858.00 |
| 2020-09-09 | SCHALK SAMMY A | director | 93,155 | P-Purchase | A | 157 | 24.05 | 3,775.85 |
| 2020-09-09 | Funke Matthew T | officer: EVP/Chief Financial Officer | 13,669.78 | P-Purchase | A | 1,071.89 | 24.43 | 26,184.66 |
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