2022-06-01 |
John Anish M. |
officer: SVP, Finance, and Interim CFO |
50,000 |
A-Award |
A |
50,000 |
0.99 |
49,500.00 |
|
2022-05-18 |
Yu Li |
officer: VP Cntrllr/Prncpl Acctng Offcr |
25,000 |
M-Exempt |
D |
25,000 |
0.00 |
0.00 |
|
2022-05-18 |
Yu Li |
officer: VP Cntrllr/Prncpl Acctng Offcr |
16,872 |
S-Sale |
D |
8,128 |
1.14 |
9,265.92 |
|
2022-05-18 |
Yu Li |
officer: VP Cntrllr/Prncpl Acctng Offcr |
25,000 |
M-Exempt |
D |
25,000 |
0.00 |
0.00 |
|
2022-04-14 |
PURA VIDA INVESTMENTS, LLC |
10 percent owner |
958,209 |
P-Purchase |
A |
958,209 |
1.53 |
1,466,059.77 |
|
2022-04-14 |
PURA VIDA INVESTMENTS, LLC |
10 percent owner |
690,719 |
P-Purchase |
A |
690,719 |
1.53 |
1,056,800.07 |
|
2022-04-14 |
PURA VIDA INVESTMENTS, LLC |
10 percent owner |
383,976 |
P-Purchase |
A |
383,976 |
1.53 |
587,483.28 |
|
2022-04-14 |
PURA VIDA INVESTMENTS, LLC |
10 percent owner |
832,949 |
P-Purchase |
A |
832,949 |
1.53 |
1,274,411.97 |
|
2022-04-14 |
PURA VIDA INVESTMENTS, LLC |
10 percent owner |
1,381,438 |
P-Purchase |
A |
1,381,438 |
1.33 |
1,840,766.14 |
|
2022-04-14 |
PURA VIDA INVESTMENTS, LLC |
10 percent owner |
767,952 |
P-Purchase |
A |
767,952 |
1.33 |
1,023,296.04 |
|
2022-04-14 |
PURA VIDA INVESTMENTS, LLC |
10 percent owner |
8,532,663 |
P-Purchase |
A |
57,630 |
1.26 |
72,613.80 |
|
2022-04-14 |
PURA VIDA INVESTMENTS, LLC |
10 percent owner |
8,475,033 |
P-Purchase |
A |
19,210 |
1.23 |
23,570.67 |
|
2022-04-14 |
PURA VIDA INVESTMENTS, LLC |
10 percent owner |
8,455,823 |
P-Purchase |
A |
1,916,419 |
1.33 |
2,553,628.32 |
|
2022-04-14 |
PURA VIDA INVESTMENTS, LLC |
10 percent owner |
7,473,607 |
P-Purchase |
A |
92,370 |
1.26 |
116,386.20 |
|
2022-04-14 |
PURA VIDA INVESTMENTS, LLC |
10 percent owner |
7,381,237 |
P-Purchase |
A |
30,790 |
1.23 |
37,779.33 |
|
2022-04-14 |
PURA VIDA INVESTMENTS, LLC |
10 percent owner |
7,350,447 |
P-Purchase |
A |
1,665,898 |
1.33 |
2,219,809.08 |
|
2022-04-14 |
BROADWOOD PARTNERS, L.P. |
10 percent owner |
6,003,752 |
A-Award |
A |
0 |
1.53 |
0.00 |
|
2022-04-14 |
BROADWOOD PARTNERS, L.P. |
10 percent owner |
5,882.35 |
A-Award |
A |
0 |
1.53 |
0.00 |
|
2022-04-14 |
BROADWOOD PARTNERS, L.P. |
10 percent owner |
23,353,697 |
P-Purchase |
A |
0 |
0.00 |
0.00 |
|
2022-03-25 |
Ross Douglas T. |
officer: Chief Scientific Officer |
20,317 |
P-Purchase |
A |
15,000 |
1.40 |
21,000.00 |
|
2022-03-17 |
Paulsen Gisela |
officer: Chief Operating Officer |
125,000 |
A-Award |
A |
125,000 |
1.15 |
143,750.00 |
|
2022-03-17 |
Paulsen Gisela |
officer: Chief Operating Officer |
16,500 |
P-Purchase |
A |
16,500 |
1.20 |
19,767.00 |
|
2022-03-16 |
ANDREWS RONALD ASBURY |
director, officer: Chief Executive Officer |
293,212 |
P-Purchase |
A |
50,000 |
1.28 |
64,150.00 |
|
2022-03-16 |
Redmond Cavan M. |
director |
110,863 |
P-Purchase |
A |
40,000 |
1.19 |
47,560.00 |
|
2022-03-15 |
Yu Li |
officer: VP Cntrllr/Prncpl Acctng Offcr |
37,500 |
A-Award |
A |
37,500 |
1.15 |
43,125.00 |
|
2022-03-15 |
Ross Douglas T. |
officer: Chief Scientific Officer |
100,000 |
A-Award |
A |
100,000 |
1.15 |
115,000.00 |
|
2022-03-15 |
Sundar Padmavathi |
officer: Chief Commercial Officer |
87,500 |
A-Award |
A |
87,500 |
1.15 |
100,625.00 |
|
2022-03-15 |
ANDREWS RONALD ASBURY |
director, officer: Chief Executive Officer |
500,000 |
A-Award |
A |
500,000 |
0.00 |
0.00 |
|
2022-03-15 |
ANDREWS RONALD ASBURY |
director, officer: Chief Executive Officer |
35,000 |
A-Award |
A |
35,000 |
0.00 |
0.00 |
|
2022-03-15 |
ANDREWS RONALD ASBURY |
director, officer: Chief Executive Officer |
375,000 |
A-Award |
A |
375,000 |
1.15 |
431,250.00 |
|
2022-03-15 |
ANDREWS RONALD ASBURY |
director, officer: Chief Executive Officer |
200,000 |
A-Award |
A |
200,000 |
1.15 |
230,000.00 |
|
2022-03-15 |
ANDREWS RONALD ASBURY |
director, officer: Chief Executive Officer |
300,000 |
A-Award |
A |
300,000 |
1.15 |
345,000.00 |
|
2022-03-15 |
Levine Mitchell S |
officer: Chief Financial Officer |
87,500 |
A-Award |
A |
87,500 |
1.15 |
100,625.00 |
|
2022-03-15 |
Levine Mitchell S |
officer: Chief Financial Officer |
87,080 |
P-Purchase |
A |
25,000 |
1.17 |
29,150.00 |
|
2021-09-23 |
BROADWOOD PARTNERS, L.P. |
10 percent owner |
0 |
X-InTheMoney |
D |
0 |
3.15 |
0.00 |
|
2021-09-23 |
BROADWOOD PARTNERS, L.P. |
10 percent owner |
573,461 |
A-Award |
D |
0 |
3.15 |
0.00 |
|
2021-09-23 |
BROADWOOD PARTNERS, L.P. |
10 percent owner |
0 |
D-Return |
D |
0 |
3.25 |
0.00 |
|
2021-09-23 |
BROADWOOD PARTNERS, L.P. |
10 percent owner |
17,349,945 |
X-InTheMoney |
A |
0 |
0.00 |
0.00 |
|
2021-07-01 |
ANDREWS RONALD ASBURY |
director, officer: Chief Executive Officer |
0 |
M-Exempt |
D |
65,000 |
0.00 |
0.00 |
|
2021-07-01 |
ANDREWS RONALD ASBURY |
director, officer: Chief Executive Officer |
259,046 |
M-Exempt |
A |
65,000 |
0.00 |
0.00 |
|
2021-07-01 |
ANDREWS RONALD ASBURY |
director, officer: Chief Executive Officer |
243,212 |
F-InKind |
D |
15,834 |
0.00 |
0.00 |
|
2021-06-30 |
ANDREWS RONALD ASBURY |
director, officer: Chief Executive Officer |
194,046 |
F-InKind |
D |
25,873 |
0.00 |
0.00 |
|
2021-06-24 |
GRIFFITH MELINDA |
director |
45,000 |
A-Award |
A |
45,000 |
0.00 |
0.00 |
|
2021-06-24 |
GRIFFITH MELINDA |
director |
10,000 |
A-Award |
A |
10,000 |
0.00 |
0.00 |
|
2021-06-24 |
Arno Andrew |
director |
45,000 |
A-Award |
A |
45,000 |
0.00 |
0.00 |
|
2021-06-24 |
Arno Andrew |
director |
10,000 |
A-Award |
A |
10,000 |
0.00 |
0.00 |
|
2021-06-24 |
Redmond Cavan M. |
director |
45,000 |
A-Award |
A |
45,000 |
0.00 |
0.00 |
|
2021-06-24 |
Redmond Cavan M. |
director |
10,000 |
A-Award |
A |
10,000 |
0.00 |
0.00 |
|
2021-06-24 |
Last Andrew J. |
director |
10,000 |
A-Award |
A |
10,000 |
0.00 |
0.00 |
|
2021-06-24 |
Last Andrew J. |
director |
45,000 |
A-Award |
A |
45,000 |
0.00 |
0.00 |
|
2021-06-24 |
KINGSLEY ALFRED D |
director |
45,000 |
A-Award |
A |
45,000 |
0.00 |
0.00 |
|
2021-06-24 |
KINGSLEY ALFRED D |
director |
10,000 |
A-Award |
A |
10,000 |
0.00 |
0.00 |
|
2021-06-24 |
Carter Jennifer L. |
director |
10,000 |
A-Award |
A |
10,000 |
0.00 |
0.00 |
|
2021-06-24 |
Carter Jennifer L. |
director |
45,000 |
A-Award |
A |
45,000 |
5.46 |
245,700.00 |
|
2021-06-24 |
Yu Li |
officer: VP Cntrllr/Prncpl Acctng Offcr |
160,000 |
A-Award |
A |
160,000 |
4.33 |
692,800.00 |
|
2021-06-11 |
Last Andrew J. |
director |
30,170 |
X-InTheMoney |
A |
6,993 |
3.00 |
20,979.00 |
|
2021-06-11 |
Last Andrew J. |
director |
0 |
X-InTheMoney |
A |
6,993 |
3.00 |
20,979.00 |
|
2021-05-07 |
ANDREWS RONALD ASBURY |
director, officer: Chief Executive Officer |
219,919 |
M-Exempt |
A |
106,221 |
0.00 |
0.00 |
|
2021-05-07 |
ANDREWS RONALD ASBURY |
director, officer: Chief Executive Officer |
0 |
M-Exempt |
D |
106,221 |
0.00 |
0.00 |
|
2021-04-28 |
Levine Mitchell S |
officer: CFO |
62,080 |
F-InKind |
D |
4,620 |
0.00 |
0.00 |
|
2021-04-28 |
Levine Mitchell S |
officer: CFO |
0 |
M-Exempt |
D |
20,000 |
0.00 |
0.00 |
|
2021-04-28 |
Levine Mitchell S |
officer: CFO |
66,700 |
M-Exempt |
A |
20,000 |
0.00 |
0.00 |
|
2021-03-19 |
ANDREWS RONALD ASBURY |
director, officer: Chief Executive Officer |
113,698 |
P-Purchase |
A |
11,000 |
4.79 |
52,702.10 |
|
2021-02-25 |
Levine Mitchell S |
officer: CFO |
255,000 |
A-Award |
A |
255,000 |
0.00 |
0.00 |
|
2021-02-25 |
ANDREWS RONALD ASBURY |
director, officer: Chief Executive Officer |
500,000 |
A-Award |
A |
500,000 |
0.00 |
0.00 |
|
2021-02-25 |
Sundar Padmavathi |
officer: SVP, Marketing & Market Access |
255,000 |
A-Award |
A |
255,000 |
0.00 |
0.00 |
|
2021-02-25 |
Ross Douglas T. |
officer: CMO |
255,000 |
A-Award |
A |
255,000 |
0.00 |
0.00 |
|
2021-02-05 |
BROADWOOD PARTNERS, L.P. |
10 percent owner |
16,776,484 |
P-Purchase |
A |
600,000 |
4.50 |
2,700,000.00 |
|
2021-01-20 |
BROADWOOD PARTNERS, L.P. |
10 percent owner |
16,176,484 |
P-Purchase |
A |
1,460,280 |
3.42 |
4,999,998.72 |
|
2020-12-28 |
KINGSLEY ALFRED D |
director |
384,111 |
M-Exempt |
A |
65,271 |
1.34 |
87,463.14 |
|
2020-12-28 |
KINGSLEY ALFRED D |
director |
0 |
M-Exempt |
A |
65,271 |
1.34 |
87,463.14 |
|
2020-12-23 |
KINGSLEY ALFRED D |
director |
319,740 |
M-Exempt |
A |
1,237 |
1.34 |
1,657.58 |
|
2020-12-23 |
KINGSLEY ALFRED D |
director |
65,271 |
M-Exempt |
A |
1,237 |
1.34 |
1,657.58 |
|
2020-12-23 |
KINGSLEY ALFRED D |
director |
318,840 |
S-Sale |
D |
900 |
2.55 |
2,295.00 |
|
2020-12-22 |
KINGSLEY ALFRED D |
director |
318,503 |
S-Sale |
D |
7,652 |
0.00 |
0.00 |
|
2020-12-22 |
KINGSLEY ALFRED D |
director |
326,155 |
M-Exempt |
A |
10,516 |
1.34 |
14,091.44 |
|
2020-12-22 |
KINGSLEY ALFRED D |
director |
66,508 |
M-Exempt |
A |
10,516 |
1.34 |
14,091.44 |
|
2020-12-21 |
KINGSLEY ALFRED D |
director |
320,787 |
S-Sale |
D |
30,000 |
0.00 |
0.00 |
|
2020-12-21 |
KINGSLEY ALFRED D |
director |
315,639 |
S-Sale |
D |
5,148 |
2.54 |
13,075.92 |
|
2020-12-21 |
KINGSLEY ALFRED D |
director |
350,787 |
M-Exempt |
A |
47,976 |
1.34 |
64,287.84 |
|
2020-12-21 |
KINGSLEY ALFRED D |
director |
77,024 |
M-Exempt |
A |
47,976 |
1.34 |
64,287.84 |
|
2020-12-11 |
HESTERBERG LYNDAL K. |
officer: CSO |
7,477 |
A-Award |
A |
6,603 |
0.00 |
0.00 |
|
2020-12-11 |
Last Andrew J. |
director |
23,177 |
A-Award |
A |
16,184 |
0.00 |
0.00 |
|
2020-12-11 |
Sundar Padmavathi |
officer: SVP, Marketing & Market Access |
4,177 |
A-Award |
A |
4,177 |
0.00 |
0.00 |
|
2020-12-11 |
Ross Douglas T. |
officer: CMO |
5,317 |
A-Award |
A |
5,317 |
0.00 |
0.00 |
|
2020-12-11 |
Parker Albert P |
officer: COO |
10,586 |
A-Award |
A |
5,586 |
0.00 |
0.00 |
|
2020-12-11 |
Redmond Cavan M. |
director |
70,863 |
A-Award |
A |
18,416 |
0.00 |
0.00 |
|
2020-12-11 |
KINGSLEY ALFRED D |
director |
302,811 |
A-Award |
A |
5,909 |
0.00 |
0.00 |
|
2020-12-11 |
Levine Mitchell S |
officer: CFO |
46,700 |
A-Award |
A |
10,121 |
0.00 |
0.00 |
|
2020-12-11 |
Arno Andrew |
director |
112,049 |
A-Award |
A |
9,602 |
0.00 |
0.00 |
|
2020-09-12 |
Levine Mitchell S |
officer: CFO |
13,495 |
P-Purchase |
A |
10,000 |
2.01 |
20,060.00 |
|
2020-08-03 |
Levine Mitchell S |
officer: CFO |
36,579 |
P-Purchase |
A |
10,000 |
0.00 |
0.00 |
|
2020-08-03 |
ANDREWS RONALD ASBURY |
director, officer: Chief Executive Officer |
102,698 |
P-Purchase |
A |
40,000 |
0.00 |
0.00 |
|
2020-08-03 |
KALAJIAN TONY T |
officer: Sr.VP/Chief Accounting Officer |
15,000 |
P-Purchase |
A |
5,000 |
0.00 |
0.00 |
|
2020-08-03 |
Parker Albert P |
officer: COO |
5,000 |
P-Purchase |
A |
5,000 |
0.00 |
0.00 |
|
2020-06-17 |
KINGSLEY ALFRED D |
director |
57,000 |
A-Award |
A |
57,000 |
2.38 |
135,660.00 |
|
2020-06-17 |
Last Andrew J. |
director |
57,000 |
A-Award |
A |
57,000 |
0.00 |
0.00 |
|
2020-06-17 |
GRIFFITH MELINDA |
director |
57,000 |
A-Award |
A |
57,000 |
0.00 |
0.00 |
|
2020-06-17 |
Redmond Cavan M. |
director |
62,000 |
A-Award |
A |
62,000 |
0.00 |
0.00 |
|
2020-06-17 |
Arno Andrew |
director |
57,000 |
A-Award |
A |
57,000 |
0.00 |
0.00 |
|