(OCX)


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OCX Insider Transactions

Transaction Date
(SEC Report )
Reporting Name Relationship Shrs. Owned Type Acq./Disp. Shrs. Transacted Price() Amount()
2023-03-06 PURA VIDA INVESTMENTS, LLC 10 percent owner 4,589,571 J-Other D 3,890,111 0.00 0.00
2023-02-24 John Anish M. officer: Chief Financial Officer 121,381 A-Award A 121,381 0.39 47,338.59
2023-02-24 Riggs Josh officer: CEO 116,426 A-Award A 116,426 0.39 45,406.14
2023-01-17 Riggs Josh officer: Interim CEO 257,485 A-Award A 257,485 0.46 119,189.81
2023-01-17 John Anish M. officer: Chief Financial Officer 250,466 A-Award A 250,466 0.46 115,940.71
2023-01-17 Liu James Yang officer: Controller, PAO 57,065 A-Award A 57,065 0.46 26,415.39
2022-12-23 Gutfreund John Peter director 75,000 P-Purchase A 75,000 0.33 24,727.50
2022-12-23 Arno Andrew director 532,049 P-Purchase A 250,000 0.35 87,875.00
2022-12-22 KINGSLEY ALFRED D director 439,111 P-Purchase A 25,000 0.29 7,125.00
2022-12-21 Ross Douglas T. officer: Former CSO 234,114 A-Award A 213,797 0.00 0.00
2022-12-16 Paulsen Gisela officer: Former President and COO 0 D-Return D 125,000 1.15 143,750.00
2022-12-16 Paulsen Gisela officer: Former President and COO 54,687 D-Return D 70,313 1.15 80,859.95
2022-12-16 Paulsen Gisela officer: Former President and COO 203,125 D-Return D 171,875 3.42 587,812.50
2022-12-16 Ross Douglas T. officer: Former CSO. 0 D-Return D 100,000 1.15 115,000.00
2022-12-16 Ross Douglas T. officer: Former CSO. 111,562 D-Return D 143,438 5.34 765,958.92
2022-12-16 Ross Douglas T. officer: Former CSO. 166,666 D-Return D 83,334 1.93 160,834.62
2022-12-07 ANDREWS RONALD ASBURY director, officer: Former CEO 50,000 A-Award A 50,000 0.46 23,220.00
2022-12-01 Paulsen Gisela officer: Former President and COO 366,500 D-Return D 175,000 0.00 0.00
2022-12-01 Ross Douglas T. officer: Former CSO. 20,317 D-Return D 150,000 0.00 0.00
2022-12-01 ANDREWS RONALD ASBURY director, officer: Former CEO 0 M-Exempt A 250,000 0.00 0.00
2022-12-01 ANDREWS RONALD ASBURY director, officer: Former CEO 250,000 D-Return A 250,000 0.00 0.00
2022-12-01 ANDREWS RONALD ASBURY director, officer: Former CEO 0 D-Return A 35,000 0.00 0.00
2022-12-01 ANDREWS RONALD ASBURY director, officer: Former CEO 281,250 D-Return A 93,750 1.15 107,812.50
2022-12-01 ANDREWS RONALD ASBURY director, officer: Former CEO 0 D-Return A 35,000 0.00 0.00
2022-12-01 ANDREWS RONALD ASBURY director, officer: Former CEO 583,212 M-Exempt A 250,000 0.00 0.00
2022-08-17 Arno Andrew director 15,000 P-Purchase A 7,500 0.90 6,750.00
2022-08-17 Last Andrew J. director 70,170 P-Purchase A 20,000 0.87 17,400.00
2022-08-16 ANDREWS RONALD ASBURY director, officer: President & CEO 333,212 P-Purchase A 40,000 0.96 38,400.00
2022-08-16 GRIFFITH MELINDA director 45,000 A-Award A 45,000 0.97 43,650.00
2022-08-16 GRIFFITH MELINDA director 30,000 P-Purchase A 10,000 1.00 10,000.00
2022-08-16 Arno Andrew director 45,000 A-Award A 45,000 0.97 43,650.00
2022-08-16 Arno Andrew director 282,049 P-Purchase A 115,523 0.97 112,057.31
2022-08-16 Carter Jennifer L. director 45,000 A-Award A 45,000 0.97 43,650.00
2022-08-16 Carter Jennifer L. director 30,500 P-Purchase A 10,500 0.95 9,975.00
2022-08-15 Ross Douglas T. officer: Chief Scientific Officer 170,317 A-Award A 150,000 0.00 0.00
2022-08-15 KINGSLEY ALFRED D director 45,000 A-Award A 45,000 0.97 43,650.00
2022-08-15 KINGSLEY ALFRED D director 414,111 P-Purchase A 5,000 0.97 4,850.00
2022-08-15 KINGSLEY ALFRED D director 409,111 P-Purchase A 5,000 0.97 4,850.00
2022-08-15 KINGSLEY ALFRED D director 404,111 A-Award A 10,000 0.00 0.00
2022-08-15 Last Andrew J. director 45,000 A-Award A 45,000 0.97 43,650.00
2022-08-15 Last Andrew J. director 50,170 A-Award A 10,000 0.00 0.00
2022-08-15 Paulsen Gisela officer: President & COO 541,500 A-Award A 350,000 0.00 0.00
2022-08-15 Paulsen Gisela officer: President & COO 191,500 A-Award A 175,000 0.00 0.00
2022-08-15 Gutfreund John Peter director 45,000 A-Award A 45,000 0.97 43,650.00
2022-08-15 Gutfreund John Peter director 25,000 P-Purchase A 25,000 0.93 23,250.00
2022-08-15 Gutfreund John Peter director 10,000 A-Award A 10,000 0.00 0.00
2022-08-15 John Anish M. officer: Chief Financial Officer 100,000 A-Award A 100,000 0.97 97,000.00
2022-08-15 John Anish M. officer: Chief Financial Officer 150,000 A-Award A 150,000 0.00 0.00
2022-08-15 GRIFFITH MELINDA director 20,000 A-Award A 10,000 0.00 0.00
2022-08-15 Arno Andrew director 166,526 P-Purchase A 34,477 0.93 32,063.61
2022-08-15 Arno Andrew director 132,049 A-Award A 10,000 0.00 0.00
2022-08-15 Carter Jennifer L. director 20,000 A-Award A 10,000 0.00 0.00
2022-06-24 Arno Andrew director 0 M-Exempt D 10,000 0.00 0.00
2022-06-24 Arno Andrew director 122,049 M-Exempt A 10,000 0.00 0.00
2022-06-24 GRIFFITH MELINDA director 0 M-Exempt D 10,000 0.00 0.00
2022-06-24 GRIFFITH MELINDA director 10,000 M-Exempt A 10,000 0.00 0.00
2022-06-24 KINGSLEY ALFRED D director 0 M-Exempt D 10,000 0.00 0.00
2022-06-24 KINGSLEY ALFRED D director 394,111 M-Exempt A 10,000 0.00 0.00
2022-06-24 Carter Jennifer L. director 0 M-Exempt D 10,000 0.00 0.00
2022-06-24 Carter Jennifer L. director 10,000 M-Exempt A 10,000 0.00 0.00
2022-06-24 Last Andrew J. director 0 M-Exempt D 10,000 0.00 0.00
2022-06-24 Last Andrew J. director 40,170 M-Exempt A 10,000 0.00 0.00
2022-06-24 Redmond Cavan M. director 0 M-Exempt D 10,000 0.00 0.00
2022-06-24 Redmond Cavan M. director 120,863 M-Exempt A 10,000 0.00 0.00
2022-06-24 PURA VIDA INVESTMENTS, LLC 10 percent owner 8,479,682 S-Sale D 40,464 1.03 41,552.48
2022-06-24 PURA VIDA INVESTMENTS, LLC 10 percent owner 8,520,146 S-Sale D 12,517 1.05 13,160.37
2022-06-24 PURA VIDA INVESTMENTS, LLC 10 percent owner 7,427,202 S-Sale D 35,441 1.03 36,394.36
2022-06-24 PURA VIDA INVESTMENTS, LLC 10 percent owner 7,462,643 S-Sale D 10,964 1.05 11,527.55
2022-06-01 John Anish M. officer: SVP, Finance, and Interim CFO 50,000 A-Award A 50,000 0.99 49,500.00
2022-05-18 Yu Li officer: VP Cntrllr/Prncpl Acctng Offcr 25,000 M-Exempt D 25,000 0.00 0.00
2022-05-18 Yu Li officer: VP Cntrllr/Prncpl Acctng Offcr 16,872 S-Sale D 8,128 1.14 9,265.92
2022-05-18 Yu Li officer: VP Cntrllr/Prncpl Acctng Offcr 25,000 M-Exempt D 25,000 0.00 0.00
2022-04-14 PURA VIDA INVESTMENTS, LLC 10 percent owner 958,209 P-Purchase A 958,209 1.53 1,466,059.77
2022-04-14 PURA VIDA INVESTMENTS, LLC 10 percent owner 690,719 P-Purchase A 690,719 1.53 1,056,800.07
2022-04-14 PURA VIDA INVESTMENTS, LLC 10 percent owner 383,976 P-Purchase A 383,976 1.53 587,483.28
2022-04-14 PURA VIDA INVESTMENTS, LLC 10 percent owner 832,949 P-Purchase A 832,949 1.53 1,274,411.97
2022-04-14 PURA VIDA INVESTMENTS, LLC 10 percent owner 1,381,438 P-Purchase A 1,381,438 1.33 1,840,766.14
2022-04-14 PURA VIDA INVESTMENTS, LLC 10 percent owner 767,952 P-Purchase A 767,952 1.33 1,023,296.04
2022-04-14 PURA VIDA INVESTMENTS, LLC 10 percent owner 8,532,663 P-Purchase A 57,630 1.26 72,613.80
2022-04-14 PURA VIDA INVESTMENTS, LLC 10 percent owner 8,475,033 P-Purchase A 19,210 1.23 23,570.67
2022-04-14 PURA VIDA INVESTMENTS, LLC 10 percent owner 8,455,823 P-Purchase A 1,916,419 1.33 2,553,628.32
2022-04-14 PURA VIDA INVESTMENTS, LLC 10 percent owner 7,473,607 P-Purchase A 92,370 1.26 116,386.20
2022-04-14 PURA VIDA INVESTMENTS, LLC 10 percent owner 7,381,237 P-Purchase A 30,790 1.23 37,779.33
2022-04-14 PURA VIDA INVESTMENTS, LLC 10 percent owner 7,350,447 P-Purchase A 1,665,898 1.33 2,219,809.08
2022-04-14 BROADWOOD PARTNERS, L.P. 10 percent owner 6,003,752 A-Award A 0 1.53 0.00
2022-04-14 BROADWOOD PARTNERS, L.P. 10 percent owner 5,882.35 A-Award A 0 1.53 0.00
2022-04-14 BROADWOOD PARTNERS, L.P. 10 percent owner 23,353,697 P-Purchase A 0 0.00 0.00
2022-03-25 Ross Douglas T. officer: Chief Scientific Officer 20,317 P-Purchase A 15,000 1.40 21,000.00
2022-03-17 Paulsen Gisela officer: Chief Operating Officer 125,000 A-Award A 125,000 1.15 143,750.00
2022-03-17 Paulsen Gisela officer: Chief Operating Officer 16,500 P-Purchase A 16,500 1.20 19,767.00
2022-03-16 ANDREWS RONALD ASBURY director, officer: Chief Executive Officer 293,212 P-Purchase A 50,000 1.28 64,150.00
2022-03-16 Redmond Cavan M. director 110,863 P-Purchase A 40,000 1.19 47,560.00
2022-03-15 Yu Li officer: VP Cntrllr/Prncpl Acctng Offcr 37,500 A-Award A 37,500 1.15 43,125.00
2022-03-15 Ross Douglas T. officer: Chief Scientific Officer 100,000 A-Award A 100,000 1.15 115,000.00
2022-03-15 Sundar Padmavathi officer: Chief Commercial Officer 87,500 A-Award A 87,500 1.15 100,625.00
2022-03-15 ANDREWS RONALD ASBURY director, officer: Chief Executive Officer 500,000 A-Award A 500,000 0.00 0.00
2022-03-15 ANDREWS RONALD ASBURY director, officer: Chief Executive Officer 35,000 A-Award A 35,000 0.00 0.00
2022-03-15 ANDREWS RONALD ASBURY director, officer: Chief Executive Officer 375,000 A-Award A 375,000 1.15 431,250.00
2022-03-15 ANDREWS RONALD ASBURY director, officer: Chief Executive Officer 200,000 A-Award A 200,000 1.15 230,000.00
2022-03-15 ANDREWS RONALD ASBURY director, officer: Chief Executive Officer 300,000 A-Award A 300,000 1.15 345,000.00

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