BABA Senate Trading
| Transaction Date (eFD Report) |
Received | Reporting Name | Owner | Transaction Size | Transaction Type | Asset Type | Asset | Description |
|---|---|---|---|---|---|---|---|---|
| 2023-04-28 | 2023-05-15 | Hickenlooper, John (Senator) | Spouse | $1,001 - $15,000 | Sale (Full) | Stock | Alibaba Group Holding Limited American Depositary | -- |
| 2022-01-14 | 2022-02-14 | Tuberville, Tommy (Senator) | Joint | $50,001 - $100,000 | Purchase | Stock Option | Alibaba Group Holding Limited American Depositary Option Type: Put Strike price: $230.00 Expires: 09/16/2022 |
This transaction is called buying to cover, which is a way to close out a short sale. Per this transaction, the Senator is divested of BABA securities |
| 2022-01-14 | 2022-02-14 | Tuberville, Tommy (Senator) | Joint | $15,001 - $50,000 | Purchase | Stock Option | Alibaba Group Holding Limited American Depositary Option Type: Put Strike price: $230.00 Expires: 09/16/2022 |
This transaction is called buying to cover, which is a way to close out a short sale. Per this transaction, the Senator is divested of BABA securities |
| 2022-01-14 | 2022-02-14 | Tuberville, Tommy (Senator) | Joint | $15,001 - $50,000 | Purchase | Stock Option | Alibaba Group Holding Limited American Depositary Option Type: Put Strike price: $245.00 Expires: 01/21/2022 |
This transaction is called buying to cover, which is a way to close out a short sale. Per this transaction, the Senator is divested of BABA securities |
| 2021-12-21 | 2022-01-12 | Tuberville, Tommy (Senator) | Joint | $15,001 - $50,000 | Purchase | Stock | Alibaba Group Holding Limited American Depositary | -- |
| 2021-12-23 | 2022-01-12 | Tuberville, Tommy (Senator) | Joint | $50,001 - $100,000 | Sale (Partial) | Stock | Alibaba Group Holding Limited American Depositary | -- |
| 2021-12-15 | 2022-01-12 | Tuberville, Tommy (Senator) | Joint | $50,001 - $100,000 | Purchase | Stock | Alibaba Group Holding Limited American Depositary | -- |
| 2021-12-14 | 2022-01-12 | Tuberville, Tommy (Senator) | Joint | $50,001 - $100,000 | Purchase | Stock | Alibaba Group Holding Limited American Depositary | -- |
| 2021-09-13 | 2021-10-15 | Tuberville, Tommy (Senator) | Joint | $15,001 - $50,000 | Sale (Full) | Stock Option | Alibaba Group Holding Limited American Depositary Option Type: Short Sale Strike price: $230.00 Expires: 09/16/2022 |
-- |
| 2021-09-13 | 2021-10-15 | Tuberville, Tommy (Senator) | Joint | $50,001 - $100,000 | Purchase | Stock Option | Alibaba Group Holding Limited American Depositary Option Type: Put Strike price: $230.00 Expires: 09/17/2021 |
-- |
| 2021-09-13 | 2021-10-15 | Tuberville, Tommy (Senator) | Joint | $1,001 - $15,000 | Sale (Full) | Stock Option | Alibaba Group Holding Limited American Depositary Option Type: Short Sale Strike price: $230.00 Expires: 09/16/2022 |
-- |
| 2021-08-30 | 2021-09-13 | Whitehouse, Sheldon (Senator) | Spouse | $1,001 - $15,000 | Sale (Full) | Stock | Alibaba Group Holding Limited American Depositary | Due to standing separation agreement with financial advisor, Senator first notified of activity 9/13/21 in compliance with Senate disclosure process. |
| 2021-07-14 | 2021-08-13 | Tuberville, Tommy (Senator) | Joint | $15,001 - $50,000 | Sale (Full) | Stock Option | Alibaba Group Holding Limited American Depositary Option Type: Put Strike price: $245.00 Expires: 01/21/2022 |
-- |
| 2021-07-14 | 2021-08-13 | Tuberville, Tommy (Senator) | Joint | $15,001 - $50,000 | Purchase | Stock Option | Alibaba Group Holding Limited American Depositary Option Type: Put Strike price: $250.00 Expires: 07/16/2021 |
-- |
| 2021-01-25 | 2021-07-23 | Tuberville, Tommy (Senator) | Joint | $15,001 - $50,000 | Sale (Full) | Stock Option | Alibaba Group Holding Limited Option Type: Put Strike price: $230.00 Expires: 09/17/2021 |
-- |
| 2020-07-02 | 2020-08-05 | Roberts, Pat (Senator) | Spouse | $15,001 - $50,000 | Sale (Full) | Stock | Alibaba Group Holding Limited | 555 |
| 2020-04-07 | 2020-05-01 | Loeffler, Kelly (Senator) | Spouse | $1,001 - $15,000 | Purchase | Stock Option | Alibaba Group Holding Limited Option Type: Put Strike price: $175.00 Expires: 07/17/2020 |
-- |
| 2020-02-21 | 2020-04-30 | Loeffler, Kelly (Senator) | Spouse | $1,001 - $15,000 | Sale (Full) | Stock Option | Alibaba Group Holding Limited Option Type: Put Strike price: $175.00 Expires: 07/17/2020 | Obligation to purchase stock of BABA for $175 |
| 2020-02-21 | 2020-03-31 | Loeffler, Kelly (Senator) | Spouse | $1,001 - $15,000 | Sale (Full) | Stock Option | Alibaba Group Holding Limited Option Type: Put Strike price: $175.00 Expires: 07/17/2020 |
Obligation to purchase stock of BABA for $175 |
| 2020-01-14 | 2020-02-03 | Roberts, Pat (Senator) | Spouse | $15,001 - $50,000 | Purchase | Stock | Alibaba Group Holding Limited | 555 |
| 2019-01-16 | 2019-01-17 | Inhofe, James M. (Senator) | Self | $15,001 - $50,000 | Sale (Full) | Stock | Alibaba Group Holding Limited | -- |
| 2018-08-28 | 2018-09-07 | Whitehouse, Sheldon (Senator) | Spouse | $1,001 - $15,000 | Purchase | Stock | Alibaba Group Holding Limited | -- |
| 2018-06-06 | 2018-07-13 | Whitehouse, Sheldon (Senator) | Spouse | $1,001 - $15,000 | Purchase | Stock | Alibaba Group Holding Limited | -- |
| 2017-10-23 | 2017-11-08 | Inhofe, James M. (Senator) | Self | $15,001 - $50,000 | Purchase | Stock | Alibaba Group Holding Limited | -- |
| 2016-05-25 | 2016-06-07 | Inhofe, James M. (Senator) | Self | $50,001 - $100,000 | Sale (Full) | Stock | Alibaba Group Holding Limited | -- |
| 2014-11-10 | 2015-08-11 | Whitehouse, Sheldon (Senator) | Self | $15,001 - $50,000 | Purchase | Alibaba Group Holding Limited (NYSE) | -- | |
| 2015-04-07 | 2015-04-23 | Whitehouse, Sheldon (Senator) | Self | $15,001 - $50,000 | Sale (Full) | Stock | Alibaba Group Holding Limited (NYSE) | -- |
| 2015-03-11 | 2015-03-24 | Roberts, Pat (Senator) | Spouse | $1,001 - $15,000 | Sale (Full) | Stock | Alibaba Group Holding Limited (NYSE) | R |
| 2015-03-04 | 2015-03-24 | Roberts, Pat (Senator) | Spouse | $1,001 - $15,000 | Purchase | Stock | Alibaba Group Holding Limited (NYSE) | R |
| 2014-11-10 | 2014-11-18 | Whitehouse, Sheldon (Senator) | Self | $15,001 - $50,000 | Purchase | Alibaba Group Holding Limited (NYSE) | -- |
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