HLGN Insider Transactions
| Transaction Date (SEC Report) |
Reporting Name | Relationship | Shrs. Owned | Type | Acq./Disp. | Shrs. Transacted | Price() | Amount() |
|---|---|---|---|---|---|---|---|---|
| 2024-04-15 | Morris Robert Phelps | officer: Chief Financial Officer | 75,000 | A-Award | A | 75,000 | 0.00 | 0.00 |
| 2024-04-01 | Morris Robert Phelps | officer: Chief Financial Officer | 0 | D | 0 | 0.00 | 0.00 | |
| 2024-03-15 | Siu Wilda | officer: Chief Accounting Officer | 11,125 | F-InKind | D | 327 | 1.45 | 474.10 |
| 2024-03-15 | Obiaya Christiana | director, officer: Chief Executive Officer | 52,934 | F-InKind | D | 267 | 1.36 | 363.10 |
| 2024-03-15 | Obiaya Christiana | director, officer: Chief Executive Officer | 52,139 | F-InKind | D | 795 | 1.45 | 1,153.00 |
| 2024-03-15 | Doyle Thomas P. | officer: Chief Commercial Officer | 17,497 | F-InKind | D | 267 | 1.36 | 363.10 |
| 2024-03-15 | Doyle Thomas P. | officer: Chief Commercial Officer | 17,391 | F-InKind | D | 106 | 1.45 | 153.70 |
| 2024-03-01 | Siu Wilda | officer: Chief Accounting Officer | 11,452 | F-InKind | D | 36 | 1.60 | 57.60 |
| 2024-02-15 | GROSS WILLIAM | 10 percent owner | 0 | S-Sale | D | 442,298 | 1.52 | 672,072.00 |
| 2024-02-15 | Nant Capital, LLC | 10 percent owner | 442,298 | P-Purchase | A | 442,298 | 1.52 | 672,072.00 |
| 2024-02-15 | Cambridge Equities, LP | 10 percent owner | 442,298 | D | 0 | 0.00 | 0.00 | |
| 2024-01-26 | Siu Wilda | officer: Chief Accounting Officer | 11,488 | D | 0 | 0.00 | 0.00 | |
| 2024-01-11 | Gahm Alan O | officer: Interim CFO | 0 | D | 0 | 0.00 | 0.00 | |
| 2023-12-15 | Rosser Kelly | officer: Chief Accounting Officer | 15,465 | F-InKind | D | 1,001 | 2.07 | 2,072.00 |
| 2023-12-15 | Obiaya Christiana | director, officer: Chief Executive Officer | 54,506 | F-InKind | D | 438 | 1.88 | 823.40 |
| 2023-12-15 | Obiaya Christiana | director, officer: Chief Executive Officer | 53,201 | F-InKind | D | 1,305 | 2.07 | 2,701.00 |
| 2023-12-15 | Doyle Thomas P. | officer: Chief Commercial Officer | 17,938 | F-InKind | D | 438 | 1.88 | 823.40 |
| 2023-12-15 | Doyle Thomas P. | officer: Chief Commercial Officer | 17,764 | F-InKind | D | 174 | 2.07 | 360.20 |
| 2023-12-15 | Doyle Thomas P. | officer: Chief Commercial Officer | 642,745 | F-InKind | D | 438 | 1.88 | 823.40 |
| 2023-12-15 | Doyle Thomas P. | officer: Chief Commercial Officer | 642,571 | F-InKind | D | 174 | 2.07 | 360.20 |
| 2023-12-15 | Obiaya Christiana | director, officer: Chief Executive Officer | 1,922,606 | F-InKind | D | 438 | 1.88 | 823.40 |
| 2023-12-15 | Obiaya Christiana | director, officer: Chief Executive Officer | 1,921,301 | F-InKind | D | 1,305 | 2.07 | 2,701.00 |
| 2023-12-15 | Rosser Kelly | officer: Chief Accounting Officer | 561,061 | F-InKind | D | 1,001 | 2.07 | 2,072.00 |
| 2023-09-01 | Nant Capital, LLC | 10 percent owner | 946,275 | P-Purchase | A | 7,360 | 6.49 | 47,791.00 |
| 2023-08-03 | Abrams Stacey Y. | director | 214,413 | A-Award | A | 75,000 | 0.00 | 0.00 |
| 2023-08-03 | Kane Julie | director | 214,413 | A-Award | A | 75,000 | 0.00 | 0.00 |
| 2023-08-03 | Lazarus Roger | director | 150,000 | A-Award | A | 75,000 | 0.00 | 0.00 |
| 2023-08-03 | Newhouse Phyllis W. | director | 4,266,402 | A-Award | A | 75,000 | 0.00 | 0.00 |
| 2023-08-03 | Padmanathan Suntharesan | director | 214,413 | A-Award | A | 75,000 | 0.00 | 0.00 |
| 2023-08-03 | Burger Barbara J | director | 164,686 | A-Award | A | 75,000 | 0.00 | 0.00 |
| 2023-08-03 | KAVNER ROBERT M | director | 214,413 | A-Award | A | 75,000 | 0.00 | 0.00 |
| 2023-08-02 | Kurada Sagar | officer: CFO and Head of Strategy | 750,000 | A-Award | A | 750,000 | 0.00 | 0.00 |
| 2023-07-10 | Kurada Sagar | officer: CFO and Head of Strategy | 0 | D | 0 | 0.00 | 0.00 | |
| 2023-06-22 | Nant Capital, LLC | 10 percent owner | 32,862,027 | P-Purchase | A | 634,251 | 0.23 | 146,068.00 |
| 2023-06-22 | GROSS WILLIAM | 10 percent owner | 5,294,077 | M-Exempt | A | 858,465 | 0.18 | 154,524.00 |
| 2023-06-22 | GROSS WILLIAM | 10 percent owner | 4,563,766 | S-Sale | D | 730,311 | 0.23 | 167,972.00 |
| 2023-06-22 | GROSS WILLIAM | 10 percent owner | 0 | M-Exempt | D | 858,465 | 0.18 | 154,524.00 |
| 2023-06-20 | Obiaya Christiana | director, officer: Chief Executive Officer | 1,923,044 | S-Sale | D | 30,441 | 0.23 | 7,117.00 |
| 2023-06-20 | Rosser Kelly | officer: Interim CFO, and CAO | 562,062 | S-Sale | D | 2,238 | 0.23 | 523.20 |
| 2023-06-20 | Doyle Thomas P. | officer: Chief Commercial Officer | 643,183 | S-Sale | D | 10,302 | 0.23 | 2,409.00 |
| 2023-06-21 | Nant Capital, LLC | 10 percent owner | 32,227,776 | P-Purchase | A | 263,695 | 0.23 | 61,863.00 |
| 2023-06-20 | Nant Capital, LLC | 10 percent owner | 31,964,081 | P-Purchase | A | 62,916 | 0.23 | 14,722.00 |
| 2023-06-16 | Nant Capital, LLC | 10 percent owner | 31,901,165 | P-Purchase | A | 40,048 | 0.22 | 8,803.00 |
| 2023-06-15 | GROSS WILLIAM | 10 percent owner | 4,435,612 | M-Exempt | A | 1,763,000 | 0.18 | 317,340.00 |
| 2023-06-15 | GROSS WILLIAM | 10 percent owner | 858,465 | M-Exempt | D | 1,763,000 | 0.18 | 317,340.00 |
| 2023-06-15 | Nant Capital, LLC | 10 percent owner | 31,861,117 | P-Purchase | A | 387,612 | 0.21 | 81,243.00 |
| 2023-06-14 | Nant Capital, LLC | 10 percent owner | 31,473,505 | P-Purchase | A | 279,752 | 0.21 | 58,748.00 |
| 2023-06-13 | Nant Capital, LLC | 10 percent owner | 31,193,753 | P-Purchase | A | 1,058,542 | 0.20 | 210,650.00 |
| 2023-06-12 | Sloss Dakin | 10 percent owner | 13,402,320 | S-Sale | D | 275,000 | 0.20 | 55,962.00 |
| 2023-06-13 | Sloss Dakin | 10 percent owner | 10,477,320 | S-Sale | D | 2,925,000 | 0.20 | 584,122.00 |
| 2023-06-09 | GROSS WILLIAM | 10 percent owner | 3,147,125 | M-Exempt | A | 474,513 | 0.09 | 42,706.00 |
| 2023-06-09 | GROSS WILLIAM | 10 percent owner | 2,672,612 | S-Sale | D | 474,513 | 0.23 | 109,138.00 |
| 2023-06-09 | GROSS WILLIAM | 10 percent owner | 0 | M-Exempt | D | 474,513 | 0.09 | 42,706.00 |
| 2023-06-08 | Sloss Dakin | 10 percent owner | 13,677,320 | S-Sale | D | 3,593,083 | 0.22 | 792,634.00 |
| 2023-06-08 | Sloss Dakin | 10 percent owner | 0 | S-Sale | D | 6,917 | 0.22 | 1,526.00 |
| 2023-06-09 | Nant Capital, LLC | 10 percent owner | 30,135,211 | P-Purchase | A | 768,835 | 0.23 | 176,755.00 |
| 2023-06-08 | Nant Capital, LLC | 10 percent owner | 29,366,376 | P-Purchase | A | 1,966,263 | 0.22 | 430,218.00 |
| 2023-06-07 | Nant Capital, LLC | 10 percent owner | 27,400,113 | P-Purchase | A | 1,000,000 | 0.25 | 245,200.00 |
| 2023-06-07 | GROSS WILLIAM | 10 percent owner | 4,232,142 | M-Exempt | A | 1,559,530 | 0.09 | 140,358.00 |
| 2023-06-08 | GROSS WILLIAM | 10 percent owner | 2,876,867 | M-Exempt | A | 204,255 | 0.09 | 18,383.00 |
| 2023-06-07 | GROSS WILLIAM | 10 percent owner | 2,672,612 | S-Sale | D | 1,559,530 | 0.25 | 389,882.00 |
| 2023-06-08 | GROSS WILLIAM | 10 percent owner | 2,672,612 | S-Sale | D | 204,255 | 0.22 | 44,936.00 |
| 2023-06-07 | GROSS WILLIAM | 10 percent owner | 678,768 | M-Exempt | D | 1,559,530 | 0.09 | 140,358.00 |
| 2023-06-08 | GROSS WILLIAM | 10 percent owner | 474,513 | M-Exempt | D | 204,255 | 0.09 | 18,383.00 |
| 2023-06-06 | GROSS WILLIAM | 10 percent owner | 2,882,851 | M-Exempt | A | 210,239 | 0.09 | 18,922.00 |
| 2023-06-05 | GROSS WILLIAM | 10 percent owner | 2,764,075 | M-Exempt | A | 91,463 | 0.09 | 8,232.00 |
| 2023-06-05 | GROSS WILLIAM | 10 percent owner | 2,672,612 | S-Sale | D | 91,463 | 0.25 | 22,866.00 |
| 2023-06-06 | GROSS WILLIAM | 10 percent owner | 2,672,612 | S-Sale | D | 210,239 | 0.24 | 50,457.00 |
| 2023-06-05 | GROSS WILLIAM | 10 percent owner | 2,448,537 | M-Exempt | D | 91,463 | 0.09 | 8,232.00 |
| 2023-06-06 | GROSS WILLIAM | 10 percent owner | 2,238,298 | M-Exempt | D | 210,239 | 0.09 | 18,922.00 |
| 2023-06-02 | Nant Capital, LLC | 10 percent owner | 26,400,113 | P-Purchase | A | 158,355 | 0.24 | 38,749.00 |
| 2023-06-01 | Nant Capital, LLC | 10 percent owner | 26,241,758 | P-Purchase | A | 21,657 | 0.25 | 5,410.00 |
| 2023-06-01 | GROSS WILLIAM | 10 percent owner | 2,698,024 | M-Exempt | A | 25,412 | 0.09 | 2,287.00 |
| 2023-06-02 | GROSS WILLIAM | 10 percent owner | 2,676,199 | M-Exempt | A | 3,587 | 0.09 | 322.80 |
| 2023-06-02 | GROSS WILLIAM | 10 percent owner | 2,672,612 | S-Sale | D | 3.587 | 0.26 | 0.93 |
| 2023-06-01 | GROSS WILLIAM | 10 percent owner | 2,543,587 | M-Exempt | D | 25,412 | 0.09 | 2,287.00 |
| 2023-06-02 | GROSS WILLIAM | 10 percent owner | 2,540,000 | M-Exempt | D | 3,587 | 0.09 | 322.80 |
| 2023-05-30 | GROSS WILLIAM | 10 percent owner | 2,672,912 | M-Exempt | A | 300 | 0.09 | 27.00 |
| 2023-05-30 | GROSS WILLIAM | 10 percent owner | 2,672,612 | S-Sale | D | 300 | 0.26 | 78.00 |
| 2023-05-30 | GROSS WILLIAM | 10 percent owner | 2,568,999 | M-Exempt | D | 300 | 0.09 | 27.00 |
| 2023-05-25 | GROSS WILLIAM | 10 percent owner | 3,103,091 | M-Exempt | A | 335,653 | 0.09 | 30,209.00 |
| 2023-05-25 | GROSS WILLIAM | 10 percent owner | 2,672,612 | S-Sale | D | 335,653 | 0.26 | 87,270.00 |
| 2023-05-25 | GROSS WILLIAM | 10 percent owner | 2,569,299 | M-Exempt | D | 335,653 | 0.09 | 30,209.00 |
| 2023-05-23 | GROSS WILLIAM | 10 percent owner | 2,961,475 | M-Exempt | D | 94,826 | 0.09 | 8,534.00 |
| 2023-05-24 | GROSS WILLIAM | 10 percent owner | 2,904,952 | M-Exempt | D | 56,523 | 0.09 | 5,087.00 |
| 2023-05-23 | GROSS WILLIAM | 10 percent owner | 2,767,438 | M-Exempt | A | 94,826 | 0.09 | 8,534.00 |
| 2023-05-24 | GROSS WILLIAM | 10 percent owner | 2,729,135 | M-Exempt | A | 56,523 | 0.09 | 5,087.00 |
| 2023-05-24 | GROSS WILLIAM | 10 percent owner | 2,672,612 | S-Sale | D | 56,523 | 0.26 | 14,696.00 |
| 2023-04-12 | GROSS WILLIAM | 0 | 0 | 0.00 | 0.00 | |||
| 2023-02-13 | GROSS WILLIAM | 10 percent owner | 1,672,612 | D | 0 | 0.00 | 0.00 | |
| 2023-05-17 | GROSS WILLIAM | 10 percent owner | 3,056,641 | M-Exempt | D | 153,069 | 0.09 | 13,776.00 |
| 2023-05-18 | GROSS WILLIAM | 10 percent owner | 3,056,301 | M-Exempt | D | 340 | 0.09 | 30.60 |
| 2023-05-17 | GROSS WILLIAM | 10 percent owner | 2,825,681 | M-Exempt | A | 153,069 | 0.09 | 13,776.00 |
| 2023-05-18 | GROSS WILLIAM | 10 percent owner | 2,672,952 | M-Exempt | A | 340 | 0.09 | 30.60 |
| 2023-05-18 | GROSS WILLIAM | 10 percent owner | 2,672,612 | S-Sale | D | 340 | 0.28 | 95.20 |
| 2023-05-17 | GROSS WILLIAM | 10 percent owner | 2,672,612 | S-Sale | D | 153,069 | 0.29 | 44,390.00 |
| 2023-05-03 | Obiaya Christiana | officer: Chief Executive Officer | 1,953,485 | A-Award | A | 1,500,000 | 0.00 | 0.00 |
| 2023-05-03 | Rosser Kelly | officer: Interim CFO, and CAO | 550,000 | A-Award | A | 150,000 | 0.00 | 0.00 |
| 2023-05-03 | Lambert Andrew Alan | officer: Chf. Mfg. & Sply. Chain Ofc. | 970,866 | A-Award | A | 200,000 | 0.00 | 0.00 |
| 2023-05-03 | Doyle Thomas P. | officer: Chief Commercial Officer | 653,485 | A-Award | A | 200,000 | 0.00 | 0.00 |
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