AB Insider Transactions
| Transaction Date (SEC Report) |
Reporting Name | Relationship | Shrs. Owned | Type | Acq./Disp. | Shrs. Transacted | Price() | Amount() |
|---|---|---|---|---|---|---|---|---|
| 2024-03-01 | MARKS JACQUELINE | officer: Chief Financial Officer | 0 | D | 0 | 0.00 | 0.00 | |
| 2024-02-28 | Siemers William R | officer: SVP, Interim CFO | 56,568 | F-InKind | A | 16,546 | 33.18 | 548,996.00 |
| 2024-02-28 | Siemers William R | officer: SVP, Interim CFO | 13,416 | F-InKind | D | 21,873 | 33.18 | 725,746.00 |
| 2023-12-31 | MANLEY MARK R | officer | 0 | 0 | 0.00 | 0.00 | ||
| 2024-01-16 | Spencer Catherine R. | officer: Chief People Officer | 60,697 | D | 0 | 0.00 | 0.00 | |
| 2024-01-16 | Spencer Catherine R. | officer: Chief People Officer | 32,758 | I | 0 | 0.00 | 0.00 | |
| 2023-12-01 | Simeone Thomas | officer: Chief Accounting Officer | 22,616 | F-InKind | A | 1,566 | 29.09 | 45,555.00 |
| 2024-01-01 | Hogbin Christopher | officer: Global Head of Investments | 162,470 | I | 0 | 0.00 | 0.00 | |
| 2024-01-01 | Hogbin Christopher | officer: Global Head of Investments | 22,781 | D | 0 | 0.00 | 0.00 | |
| 2023-12-12 | Simeone Thomas | officer: Chief Accounting Officer | 5,209 | A-Award | A | 3,068 | 30.56 | 93,758.00 |
| 2023-12-12 | Erzan Onur | officer: Head, Gl. Cl. Grp. & Pr. Wlth. | 193,050 | A-Award | A | 80,362 | 30.56 | 2,455,863.00 |
| 2023-12-12 | Sprules Karl | officer: Chief Operating Officer | 87,882 | A-Award | A | 51,538 | 30.56 | 1,575,001.00 |
| 2023-12-12 | MANLEY MARK R | officer: General Counsel & Corp Sec | 22,235 | A-Award | A | 11,289 | 30.56 | 344,992.00 |
| 2023-12-12 | Siemers William R | officer: SVP, Interim CFO | 35,289 | A-Award | A | 8,344 | 30.56 | 254,993.00 |
| 2023-12-12 | BERNSTEIN SETH P | director, officer: President and CEO | 422,300 | A-Award | A | 136,289 | 30.56 | 4,164,992.00 |
| 2023-12-11 | MANLEY MARK R | officer: Gl Head of Compl & Gen Counsel | 74,100 | G-Gift | D | 1,600 | 29.82 | 47,712.00 |
| 2023-12-01 | Erzan Onur | officer: Head, Gl. Cl. Grp. & Pr. Wlth. | 112,688 | F-InKind | D | 24,577 | 29.09 | 714,945.00 |
| 2023-12-01 | Erzan Onur | officer: Head, Gl. Cl. Grp. & Pr. Wlth. | 21,134 | F-InKind | A | 14,178 | 29.09 | 412,438.00 |
| 2023-12-01 | Siemers William R | officer: SVP, Controller & CAO | 40,022 | F-InKind | A | 3,642 | 29.09 | 105,946.00 |
| 2023-12-01 | Siemers William R | officer: SVP, Controller & CAO | 26,945 | F-InKind | D | 4,815 | 29.09 | 140,068.00 |
| 2023-12-01 | Simeone Thomas | officer: Chief Accounting Officer | 19,484 | F-InKind | D | 1,566 | 29.09 | 45,555.00 |
| 2023-12-01 | Simeone Thomas | officer: Chief Accounting Officer | 2,141 | F-InKind | D | 2,071 | 29.09 | 60,245.00 |
| 2023-12-01 | Sprules Karl | officer: Head of Global Tech and Ops | 93,916 | F-InKind | A | 25,607 | 29.09 | 744,908.00 |
| 2023-12-01 | Sprules Karl | officer: Head of Global Tech and Ops | 36,344 | F-InKind | D | 35,861 | 29.09 | 1,043,196.00 |
| 2023-12-01 | BERNSTEIN SETH P | director, officer: President and CEO | 286,011 | F-InKind | D | 71,510 | 29.09 | 2,080,226.00 |
| 2023-12-01 | BERNSTEIN SETH P | director, officer: President and CEO | 256,634 | F-InKind | A | 31,964 | 29.09 | 929,833.00 |
| 2023-12-01 | MANLEY MARK R | officer: Gl Head of Compl & Gen Counsel | 75,700 | F-InKind | A | 8,131 | 29.09 | 236,531.00 |
| 2023-12-01 | MANLEY MARK R | officer: Gl Head of Compl & Gen Counsel | 10,946 | F-InKind | D | 10,854 | 29.09 | 315,743.00 |
| 2023-08-23 | Simeone Thomas | officer: Chief Accounting Officer | 21,050 | D | 0 | 0.00 | 0.00 | |
| 2023-08-23 | Simeone Thomas | officer: Chief Accounting Officer | 4,213 | I | 0 | 0.00 | 0.00 | |
| 2023-05-24 | Kaye Daniel G | director | 39,710 | A-Award | A | 5,017 | 33.89 | 170,026.00 |
| 2023-08-10 | Burke Kate C | officer: Former COO & CFO | 110,205 | S-Sale | D | 5,000 | 29.56 | 147,799.00 |
| 2023-05-24 | LAMMTENNANT JOAN M | director | 11,233 | A-Award | A | 5,017 | 33.89 | 170,026.00 |
| 2023-05-24 | Walthall Todd | director | 11,635 | A-Award | A | 5,017 | 33.89 | 170,026.00 |
| 2023-05-24 | Domenici Nella | director | 22,865 | A-Award | A | 5,017 | 33.89 | 170,026.00 |
| 2023-05-24 | Narayandas Das | director | 35,676 | A-Award | A | 5,017 | 33.89 | 170,026.00 |
| 2023-05-24 | Kaye Daniel G | director | 39,810 | A-Award | A | 5,017 | 33.89 | 170,026.00 |
| 2023-05-24 | Stonehill Charles G.T. | director | 24,931 | A-Award | A | 5,017 | 33.89 | 170,026.00 |
| 2023-05-24 | Burke Kate C | officer: COO & CFO | 115,205 | S-Sale | D | 12,500 | 33.79 | 422,375.00 |
| 2023-03-22 | Burke Kate C | officer: COO & CFO | 127,705 | S-Sale | D | 12,500 | 35.04 | 438,000.00 |
| 2023-01-31 | BERNSTEIN SETH P | director, officer: President and CEO | 357,520 | F-InKind | D | 75,403 | 37.91 | 2,858,528.00 |
| 2022-12-14 | Sprules Karl | officer: Head of Global Tech and Ops | 127,027 | S-Sale | D | 18,282 | 38.97 | 712,450.00 |
| 2022-12-14 | Sprules Karl | officer: Head of Global Tech and Ops | 68,309 | S-Sale | D | 58,718 | 38.69 | 2,271,799.00 |
| 2022-12-15 | MANLEY MARK R | officer: Gl Head of Compl & Gen Counsel | 67,569 | G-Gift | D | 700 | 40.70 | 28,490.00 |
| 2022-12-12 | Siemers William R | officer: SVP, Controller & CAO | 31,760 | A-Award | A | 4,506 | 38.84 | 175,013.00 |
| 2022-12-12 | Sprules Karl | officer: Head of Global Tech and Ops | 72,205 | A-Award | A | 28,450 | 38.84 | 1,104,998.00 |
| 2022-12-12 | MANLEY MARK R | officer: Gl Head of Compl & Gen Counsel | 21,800 | A-Award | A | 8,883 | 38.84 | 345,016.00 |
| 2022-12-12 | Erzan Onur | officer: Head, Gl. Cl. Grp. & Pr. Wlth. | 137,265 | A-Award | A | 38,771 | 38.84 | 1,505,866.00 |
| 2022-12-12 | Burke Kate C | officer: COO & CFO | 94,095 | A-Award | A | 41,195 | 38.84 | 1,600,014.00 |
| 2022-12-12 | BERNSTEIN SETH P | officer: President and CEO | 507,389 | A-Award | A | 117,791 | 38.84 | 4,575,002.00 |
| 2022-12-01 | Siemers William R | officer: SVP, Controller & CAO | 27,254 | F-InKind | D | 5,283 | 40.70 | 215,018.00 |
| 2022-12-01 | Sprules Karl | officer: Head of Global Tech and Ops | 43,755 | F-InKind | D | 73,964 | 40.70 | 3,010,335.00 |
| 2022-12-01 | MANLEY MARK R | officer: Gl Head of Compl & Gen Counsel | 12,917 | F-InKind | D | 17,449 | 40.70 | 710,174.00 |
| 2022-12-01 | Erzan Onur | officer: Head, Gl. Cl. Grp. & Pr. Wlth. | 98,495 | F-InKind | D | 4,697 | 40.70 | 191,168.00 |
| 2022-12-01 | Burke Kate C | officer: COO & CFO | 52,900 | F-InKind | D | 77,037 | 40.70 | 3,135,406.00 |
| 2022-12-01 | BERNSTEIN SETH P | officer: President and CEO | 389,598 | F-InKind | D | 28,689 | 40.70 | 1,167,642.00 |
| 2022-11-23 | MANLEY MARK R | officer: Gl Head of Compl & Gen Counsel | 39,334 | S-Sale | D | 5,000 | 40.88 | 204,400.00 |
| 2022-07-06 | Erzan Onur | officer: Head, Gl. Cl. Grp. & Pr. Wlth. | 110,148 | I | 0 | 0.00 | 0.00 | |
| 2022-06-13 | Stonehill Charles G.T. | director: | 19,914 | S-Sale | D | 1,400 | 40.61 | 56,854.00 |
| 2022-05-11 | MANLEY MARK R | officer: Gl Head of Compl & Gen Counsel | 44,334 | S-Sale | D | 5,000 | 38.98 | 194,900.00 |
| 2022-05-19 | Kaye Daniel G | director: | 34,693 | A-Award | A | 4,410 | 38.55 | 170,006.00 |
| 2022-05-19 | Domenici Nella | director: | 17,848 | A-Award | A | 4,410 | 38.55 | 170,006.00 |
| 2022-05-19 | Stonehill Charles G.T. | director: | 21,314 | A-Award | A | 4,410 | 38.55 | 170,006.00 |
| 2022-05-19 | Walthall Todd | director: | 6,618 | A-Award | A | 4,410 | 38.55 | 170,006.00 |
| 2022-05-19 | Matus Kristi Ann | director: | 20,254 | A-Award | A | 4,410 | 38.55 | 170,006.00 |
| 2022-05-19 | LAMMTENNANT JOAN M | director: | 6,216 | A-Award | A | 4,410 | 38.55 | 170,006.00 |
| 2022-05-19 | Narayandas Das | director: | 30,659 | A-Award | A | 4,410 | 38.55 | 170,006.00 |
| 2022-04-03 | Siemers William R | officer: SVP, Interim CFO, Cntr. & CAO | 48,545 | A-Award | A | 21,873 | 45.72 | 1,000,034.00 |
| 2021-12-10 | Burke Kate C | officer: COO & Head of Private Wealth | 239,774 | A-Award | A | 35,826 | 50.94 | 1,824,976.00 |
| 2021-12-10 | Sprules Karl | officer: Head of Global Tech and Ops | 228,117 | A-Award | A | 25,029 | 50.94 | 1,274,977.00 |
| 2021-12-10 | Dibadj Ali | officer: CFO and Head of Strategy | 46,456 | A-Award | A | 30,919 | 50.94 | 1,575,014.00 |
| 2021-12-10 | BERNSTEIN SETH P | director, officer: President and CEO | 441,476 | A-Award | A | 102,572 | 50.94 | 5,225,018.00 |
| 2021-12-10 | Siemers William R | officer: SVP, Controller & CAO | 26,672 | A-Award | A | 2,699 | 50.94 | 137,487.00 |
| 2021-12-10 | Cranch Laurence E | officer: Chief Legal Officer | 226,196 | A-Award | A | 11,288 | 50.94 | 575,011.00 |
| 2021-12-01 | Sprules Karl | officer: Head of Global Tech and Ops | 203,088 | F-InKind | D | 11,796 | 49.95 | 589,210.00 |
| 2021-12-01 | Siemers William R | officer: SVP, Controller & CAO | 23,973 | F-InKind | D | 1,031 | 49.95 | 51,498.00 |
| 2021-12-01 | Cranch Laurence E | officer: Chief Legal Officer | 214,908 | F-InKind | D | 4,312 | 49.95 | 215,384.00 |
| 2021-12-01 | BERNSTEIN SETH P | director, officer: President and CEO | 338,904 | F-InKind | D | 19,959 | 49.95 | 996,952.00 |
| 2021-12-01 | Burke Kate C | officer: COO & Head of Private Wealth | 203,948 | F-InKind | D | 10,678 | 50.79 | 542,336.00 |
| 2021-12-03 | Dibadj Ali | officer: CFO and Head of Strategy | 105,392 | G-Gift | D | 1,720 | 50.79 | 87,359.00 |
| 2021-12-01 | Dibadj Ali | officer: CFO and Head of Strategy | 15,537 | F-InKind | D | 2,195 | 49.95 | 109,640.00 |
| 2021-10-22 | LAMMTENNANT JOAN M | director | 1,806 | D | 0 | 0.00 | 0.00 | |
| 2021-09-21 | Walthall Todd | director | 2,208 | D | 0 | 0.00 | 0.00 | |
| 2021-05-20 | SCOTT BERTRAM L | director | 8,060 | A-Award | A | 3,918 | 43.40 | 170,041.00 |
| 2021-05-20 | Stonehill Charles G.T. | director | 16,904 | A-Award | A | 3,918 | 43.40 | 170,041.00 |
| 2021-05-20 | Narayandas Das | director | 26,249 | A-Award | A | 3,918 | 43.40 | 170,041.00 |
| 2021-05-20 | Matus Kristi Ann | director | 15,844 | A-Award | A | 3,918 | 43.40 | 170,041.00 |
| 2021-05-20 | Kaye Daniel G | director | 30,283 | A-Award | A | 3,918 | 43.40 | 170,041.00 |
| 2021-05-20 | Domenici Nella | director | 13,438 | A-Award | A | 3,918 | 43.30 | 169,649.00 |
| 2021-05-20 | OLIVEIRA RAMON DE | director | 30,283 | A-Award | A | 3,918 | 43.40 | 170,041.00 |
| 2021-05-20 | AUDET PAUL | director | 26,249 | A-Award | A | 3,918 | 43.40 | 170,041.00 |
| 2021-05-13 | Dibadj Ali | officer: CFO and Head of Strategy | 104,128 | G-Gift | D | 1,250 | 43.11 | 53,888.00 |
| 2021-05-01 | BERNSTEIN SETH P | director, officer: President and CEO | 373,687 | F-InKind | D | 83,786 | 43.11 | 3,612,014.00 |
| 2021-03-08 | Cranch Laurence E | officer: Chief Legal Officer | 0 | S-Sale | D | 9,154 | 37.71 | 345,197.00 |
| 2021-02-12 | Sprules Karl | officer: Head of Global Tech and Ops | 233,166 | I | 0 | 0.00 | 0.00 | |
| 2021-02-12 | Sprules Karl | officer: Head of Global Tech and Ops | 16,628 | D | 0 | 0.00 | 0.00 | |
| 2021-02-12 | Dibadj Ali | officer: CFO and Head of Strategy | 105,378 | D | 0 | 0.00 | 0.00 | |
| 2021-02-12 | Dibadj Ali | officer: CFO and Head of Strategy | 20,717 | I | 0 | 0.00 | 0.00 | |
| 2021-01-29 | Weisenseel John C | officer: Chief Financial Officer | 231,846 | F-InKind | D | 7,913 | 35.35 | 279,725.00 |
| 2020-12-11 | Siemers William R | officer: SVP, Controller & CAO | 28,071 | A-Award | A | 4,673 | 32.10 | 150,003.00 |
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